Guidelines on risk-based supervision - consolidated version

These guidelines specify the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision and the steps competent authorities must take under Article 48(10) of Directive (EU) 2015/849. They require authorities to implement a four-step model involving risk factor identification, risk assessment, supervision, and monitoring, while allowing for the clustering of similar institutions and the removal of outliers. The document repeals the previous Joint Guidelines ESAs/2016/72 and applies from 4 July 2022, with amendments effective from 30 December 2024.

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FINAL REPORT ON GUIDELINES ON THE RISK-BASED SUPERVISION UNDER ARTICLE 48(10) OF DIRECTIVE (EU) 2015/849 EBA/GL/2021/16 (consolidated version) 16 December 2021 O Guidelines On the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis under Article 48(10) of Directive (EU) 2015/849 (amending the Joint Guidelines ESAs/2016/72) The Risk-Based Supervision Guidelines Application date

O 04.07.2022
Amended by:
A1 EBA/GL/2023/07 30. December 2024
C1 EBA/Corrigendum/2023/01 --------------------------

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Source: European Banking Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works