Guidelines on the Risk-Based Approach for Anti-Money Laundering and Counter-Terrorist Financing

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III - Service Providers
III. 3 - Anti-Money Laundering and Counter-Terrorist Financing
Doctrines
Anti-Money Laundering

Guidelines on the Risk-Based Approach for Anti-Money Laundering and Counter-Terrorist Financing

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Applicable as of January 18, 2021 Position - Recommendation DOC-2019-15

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Summary
DOC-2019-15 presents the risk-based approach to be followed in matters of AML/CFT by describing the main risk factors to be taken into account, the steps leading to their classification, and the attached obligations. More specific developments are devoted to the due diligence regarding collective investment undertakings.

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Reference texts

Article L. 561-4-1 of the Monetary and Financial Code

Article L. 561-32 of the Monetary and Financial Code

Article L. 561-33 of the Monetary and Financial Code

Article 320-22 of the General Regulation

Article 321-149 of the General Regulation
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DOC-2019-15 presents the risk-based approach to be followed in matters of AML/CFT by describing the main risk factors to be taken into account, the steps leading to their classification, and the attached obligations. More specific developments are devoted to the due diligence regarding collective investment undertakings.

Download the doctrine
Reference texts

Article 561-4-1 of the Monetary and Financial Code

Article L. 561-32 of the Monetary and Financial Code

Article L. 561-33 of the Monetary and Financial Code

Article 320-22 of the General Regulation

Article 321-149 of the General Regulation
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