Regulatory Alerts2011-04-18
Added · Updated
Important Facts Statement for Currency-Linked and Interest Rate-Linked Instruments Issued by Authorized Institutions
The Hong Kong Monetary Authority issued this circular to establish standardized templates for the Important Facts Statement of currency-linked and interest rate-linked instruments issued by authorized institutions. The document mandates the use of specific formats for these ILCL instruments to ensure consistent disclosure of key product features and risks to investors. These standardized templates are provided in Annex 1 and Annex 2 to facilitate regulatory compliance and enhance transparency for retail customers.
CIR
Current
Issue Date:
18 Apr 2011
20110418-1-EN.pdf (66.3 KB)
Topic:
Wealth Management & MPF - Securities/investment products
Group:
All Authorized Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
Annex
Current
18 Apr 2011
Annex 1 - Standardized template for currency-linked instruments
Annex
Current
18 Apr 2011
Annex 2 - Standardized template for interest rate-linked instruments
CIR
Archive
20 May 2010
Implementation of Pre-Investment Cooling-off Period for Retail Customers
CIR
Archive
13 Jul 2009
Selling of Investment Products
Annex
Current
18 Apr 2011
Annex 1 - Standardized template for currency-linked instruments
Annex
Current
18 Apr 2011
Annex 2 - Standardized template for interest rate-linked instruments
CIR
Archive
20 May 2010
Implementation of Pre-Investment Cooling-off Period for Retail Customers
CIR
Archive
13 Jul 2009
Selling of Investment Products
Version History
Superseded Document
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