Regulatory Alerts2011-04-18
Added · Updated
Important Facts Statement for Currency-Linked and Interest Rate-Linked Instruments Issued by Authorized Institutions
The Hong Kong Monetary Authority mandates that Authorized Institutions produce an Important Facts Statement for currency-linked and interest rate-linked instruments distributed to retail customers. This requirement aligns with Securities and Futures Commission principles to enhance product disclosure and investor protection for these exempt structured products. Authorized Institutions must implement these standardized disclosure measures for all relevant offerings on or after 4 June 2011.
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