Regulatory Alerts2024-07-19 | 64/KL-TTAdded · Updated
Inspection Conclusion No. 64/KL-TT Regarding Inspection of TNG Investment and Trading Joint Stock Company
The State Securities Commission issued Inspection Conclusion No. 64/KL-TT finding that TNG Investment and Trading Joint Stock Company largely complied with securities laws but committed specific violations regarding late and incomplete information disclosure and corporate governance deficiencies. The regulator imposed an administrative fine and mandated immediate corrective actions, including strict adherence to disclosure timelines, proper retention of voting records, and compliance with legal standards for appointing the General Director. TNG is required to submit a report on these remedial measures within 30 days of the conclusion's signing.
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