Regulatory Alerts2024-11-27
Added · Updated
Instruction COSOB No. 24-09 of November 27, 2024, on the Annual Report on the Anti-Money Laundering, Counter-Terrorist Financing, and Counter-Proliferation Financing Framework
The Commission d’Organisation et de Surveillance des Opérations de Bourse (COSOB) issued Instruction No. 24-09 to mandate that regulated entities submit an annual report on their anti-money laundering and counter-terrorist financing frameworks within three months of fiscal year-end. The instruction specifies that the report must be prepared and signed by an authorized person, attesting to the accuracy and completeness of the information provided. It establishes a detailed template covering governance, internal regulatory frameworks, operational measures, technical resources, control programs, training, key statistics, and action plans to ensure comprehensive compliance monitoring.
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