Instruction No. 2017-I-02 of 16 February 2017 on the transmission to the Prudential Supervision and Resolution Authority of quarterly statements by insurance entities not subject to the Solvency II regime

PRUDENTIAL SUPERVISION AND RESOLUTION AUTHORITY ----- Instruction No. 2017-I-02 regarding the transmission to the Prudential Supervision and Resolution Authority of quarterly statements by insurance entities not subject to the so-called "Solvency II" regime

The Prudential Supervision and Resolution Authority, Having regard to the Monetary and Financial Code, in particular Article L. 612-24 thereof; Having regard to the Insurance Code, in particular Article L. 310-3-2 thereof; Having regard to the Mutual Code, in particular Articles L. 212-1 and L. 212-11 thereof; Having regard to the Social Security Code, in particular Articles L. 931-6-1 and L. 931-9 thereof; Having regard to the opinion of the Prudential Affairs Consultative Committee dated 13 January 2017; DECIDES

Article 1:
This instruction applies to entities not subject to the so-called "Solvency II" regime within the meaning of:

• Article L. 310-3-2 of the Insurance Code;
• Article L. 211-11 of the Mutual Code;
• Article L. 931-6-1 of the Social Security Code.
  Mutuals and unions governed by Book II of the Mutual Code that have concluded a substitution agreement for all their operations practiced pursuant to Article L. 211-5 are not subject to this instruction.

Article 2
The T1 statement must be submitted within the month following the end of each quarter by the entities mentioned in Article 1. This statement is defined in the annex to this instruction.

Article 3
The submission of this information is made by the entities mentioned in Article 1 in accordance with the methodological procedures defined by the General Secretariat of the Prudential Supervision and Resolution Authority.

Article 4
The information mentioned in Article 2 must be submitted in euros.

Article 5
This instruction repeals Instruction No. 2015-I-33 and enters into force upon its publication.

Done in Paris, on 16 February 2017
For the Insurance Sectoral Sub-College
The President,
[Bernard DELAS]