Instruction No. 2017-I-07 of July 19, 2017, on the Composition of Approval or Administrative Approval Transformation Files for Additional Professional Pension Funds, Institutions, or Mutuals

PRUDENTIAL CONTROL AND RESOLUTION AUTHORITY

Instruction No. 2017-I-07 of July 19, 2017, regarding the composition of files for approval or administrative approval transformation for additional professional pension funds, additional professional pension institutions, or mutuals/unions for additional professional pensions, modified by Instruction No. 2018-I-14 of July 11, 2018, Instruction No. 2019-I-14 of April 18, 2019, and Instruction No. 2024-I-11 of October 21, 2024

The Prudential Control and Resolution Authority, Having regard to the Insurance Code, particularly Articles L. 382-1 and L. 382-2 and following,
L. 384-1 and R. 382-1 and following;
Having regard to the Monetary and Financial Code, particularly Articles L. 612-2 and L. 612-24; Having regard to the Mutual Code, particularly Articles L. 214-7, L. 214-8, and L. 214-9; Having regard to the Social Security Code, particularly Articles L. 941-11, L. 941-11-1,
L. 942-7, and L. 942-9;
Having regard to Ordinance No. 2017-484 of April 6, 2017; Having regard to the opinion of the Prudential Affairs Consultative Commission of June 1, 2017, DECIDES

Article 1
The file provided for in Article L. 382-2 of the Insurance Code, for the approvals mentioned in Article L. 382-1 of the Insurance Code ("additional professional pension funds"), in Article L. 942-7 of the Social Security Code ("additional professional pension institutions"), or in Article L. 214-7 of the Mutual Code ("mutuals and unions for additional professional pensions"), shall consist of the elements defined in the Annex.

Article 2
The file provided for in Article L. 382-2 of the Insurance Code, for the approval transformations mentioned in Paragraph II of Articles 4, 7, and 10 of Ordinance No. 2017-484 of April 6, 2017, shall consist of the elements defined in the Annex and the elements requested in the context of portfolio transfers referred to in Article L. 384-1 of the Insurance Code ("additional professional pension funds"), in Article L. 942-9 of the Social Security Code ("additional professional pension institutions"), or in Article L. 214-9 of the Mutual Code ("mutuals and unions for additional professional pensions").

2

Article 3
This file must be sent in electronic format to the Prudential Control and Resolution Authority by depositing it at the following address:
https://acpr-portail.banque-france.fr

Article 4
This instruction shall enter into force on the day of its publication.

Paris, July 19, 2017

For the Sectoral Sub-College of Insurance
The President,
[Bernard DELAS]