Instruction Normative BCB No. 377 — Discloses the schedule for control points in the production publication process of version 1.0.0 (or later) of the Open Finance Open Data APIs for Capitalization, Pension, and Personal Insurance

Resolution No. 222

INSTRUCTION NORMATIVE BCB No. 377, OF MAY 2, 2023

Discloses the
schedule for the control points of the production publication process of
version 1.0.0 (or later) of the APIs of open data for Capitalization, Pension and Personal Insurance of Open Finance.

The Heads of the Department of Supervision of Cooperatives and Non-Bank Institutions (Desuc) and the Banking Supervision Department (Desup), in the exercise of the authority granted to them by art. 23, item I, letter "a" of the Internal Regulations of the Central Bank of Brazil, annexed to Ordinance No. 84,287, of February 27, 2015, with basis in art. 3, item II, of Resolution BCB No. 32, of October 29, 2020,

R E S O L V E:

Art. 1 This Instruction Normative discloses the control points of the production publication process of version
1.0.0 (or later) of the application programming interfaces (APIs) of
open data for Capitalization, Pension and Personal Insurance of Open Finance, whose specifications in release candidate are available on the Open Finance portal, which must follow the following schedule:

Date	Description
5/5/2023	Deadline for starting the execution of tests on the conformity engine
5/5/2023	Deadline for executing tests on the conformity engine and achieving success in at least 25% of the test modules
18/5/2023	Deadline for executing tests on the conformity engine and achieving success in at least 50% of the test modules
30/5/2023	Deadline for executing tests on the conformity engine and achieving success in at least 75% of the test modules
14/6/2023	Deadline for executing tests on the conformity engine and achieving 100% success in test modules
16/6/2023	Deadline for publishing the APIs in the Open Finance directory

Art.
2 For the calculation of success:

I - only the endpoints of the APIs that the Institution must make available will be considered, thus considered the endpoints that deal with products for which it is a participant of Open Finance;

II - at the discretion of the Open Finance Governance Structure (Structure), specific test modules may be disregarded on a certain deadline (for example, due to recent and/or planned relevant changes);

III - the results obtained with the most recent version of the engine available on the date of execution will be considered, which may be based on a release candidate version or a stable version of the specifications.

Art. 3 Based on the monitoring of the execution of tests, with the objective of obtaining timely maturity of the conformity engines, the Structure may disclose an informational document requesting prioritization of specific tests, relating test modules:

I - that the institution must execute by the next deadline established for the execution of tests;

II - in which the institution must obtain success by the next deadline established for the execution of tests. Cases of impossibility of obtaining success on the demanded date must be registered in the service desk according to guidelines to be issued by the Structure;

III - that must be re-executed within up to 2 business days, regardless of the previous stage of development and success of each Institution;

IV - in which the Institution must obtain success within up to 5 business days, regardless of the deadlines established for the execution of tests. Cases of impossibility of obtaining success on the demanded date must be registered in the service desk according to guidelines to be issued by the Structure.

Art. 4 This Instruction Normative enters into force on the date of its publication.

Harold Paquete Espínola Filho Belline Santana Head of the Department of Supervision of Head of the Department of Cooperatives and Non-Bank Institutions Banking Supervision

NOTE

Supports the proposal to disclose a schedule for the control points of the production publication process of version 1.0.0 (or later) of the APIs of open data for Capitalization, Pension and Personal Insurance of Open Finance.

This Technical Note supports the proposal for the issuance of an instruction normative, which establishes a schedule with control points for the production publication process of version 1.0.0 (or later) of the APIs of open data for Capitalization, Pension and Personal Insurance of Open Finance, as provided for in item 4.2 of the Annex to Instruction Normative BCB No. 306, of September 19, 2022.

2. In
   compliance with the provision of art. 5 of Law No. 13,874, of September 20, 2019, Decree No. 10,411, of June 30, 2020, determines that proposals for normative acts of general interest of economic agents formulated by bodies and entities of the direct, autarchic and foundation federal public administration, as well as by collegiate bodies through the body or entity responsible for providing them with administrative support, must be preceded by a Regulatory Impact Analysis (RIA).

3. However, it is worth highlighting that the establishment of a schedule for the control points of the production publication process of version 1.0.0 (or later)
   of the APIs of open data for
   Capitalization, Pension and Personal Insurance of Open Finance does not cause significant impacts for the set of institutions participating in Open Finance by being the definition of control points to the established schedule. In this sense, according to art. 4, item III, of said Decree, the normative act now proposed is exempt from the preparation of an RIA as it is considered low impact.

For your consideration.

Rodrigo Monteiro Ricardo Seviere Zeni Deputy Head of the Department of Deputy Head of the Department of Supervision of Cooperatives and Non-Bank Banking Supervision Institutions

Agreed.

Harold Paquete Espínola Filho Belline Santana Head of the Department of Supervision of Head of the Department of Cooperatives and Non-Bank Institutions Banking Supervision