Regulatory Alerts2020-10-01
Added · Updated
Investor Compensation Centre Regulation
The Capital Markets Board issued this regulation to establish the procedures and principles for the operation of the Investor Compensation Centre as a public legal entity. The document defines the Centre's tasks, including investor compensation and asset management, while detailing its governance structure, personnel requirements, and internal service units. It further specifies revenue sources and mandates that investment firms pay entrance and annual subscription fees based on specific capital adequacy and trading volume calculations.
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