Regulatory Alerts2018-02-08
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Invitation to Workshop on Draft SEC/FIC AML/CFT Guidelines and Administrative Sanctions
The Securities and Exchange Commission of Ghana invites broker dealers, investment advisors, and fund managers to a workshop on February 13, 2018, to discuss comments on draft Anti-Money Laundering and Countering the Financing of Terrorism guidelines. This meeting aims to incorporate stakeholder feedback into the final documents as mandated by Section 138 of the Securities Industry Act, 2016. The Commission emphasizes that all Chief Marketing Officers should send representatives to ensure compliance with these legislative requirements.
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