Regulatory Alerts2025-12-30
Added
Issuance of Response to Consultation Paper on Revised Notices on Misconduct Reporting Requirements under the Financial Advisers Act, Insurance Act and Securities and Futures Act
This document announces the issuance of revised Notices on misconduct reporting requirements for representatives and broking staff. These include FAA-N27 for financial advisers, MAS 508 for insurance brokers and accident and health insurance intermediaries, and SFA 04-N24 for holders of capital markets services licences and exempt persons. The revised Notices, issued on 30 December 2025, will come into effect on 1 January 2027, providing a one-year period for financial institutions to prepare for compliance.
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