Regulatory Alerts2017-03-09
Added · Updated
Joint Fit and Proper Assessments by DNB and AFM
De Nederlandsche Bank (DNB) and the Dutch Authority for the Financial Markets (AFM) collaborate to prepare and align fit and proper assessments and interviews for banking sector personnel. For significant institutions, the joint supervisory team prepares a draft decision which DNB presents to the European Central Bank (ECB), with the ECB retaining final decision-making authority and deviating from the draft only in exceptional cases. For non-significant institutions, fit and proper assessments proceed through the standard consultation process between DNB and the AFM.
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