RegAlert2026-01-07
Added
Latvijas Banka Rules No. 409 on Requirements for Digital Operational Resilience for Financial Market Participants Not Subject to Regulation (EU) 2022/2554
Latvijas Banka Rules No. 409 establish ICT risk management and control system requirements for financial market participants excluded from EU DORA, including alternative investment fund managers, insurance entities, micro and small enterprises, credit unions, small private pension funds, and giro settlement institutions. The rules mandate comprehensive ICT security policies, asset classification, continuous risk assessment, physical and logical access controls, and strict operational resilience measures such as backup procedures and business continuity planning. Compliance is required by 15 January 2026, with specific reduced obligations for smaller entities under Articles 12.1, 13, 18.3, 18.4, 26.7, 26.8, and 28.
FCMC published 1 document in the last 30 days — get each new one by email the day it lands.
Text version
Attention! You are using an outdated web browser version.
To use all the features offered on Likumi.lv, we invite you to download the latest browser version. We also offer the mobile version of the site – m.likumi.lv.
don't show this message again
Confirm
We invite you to participate in the user satisfaction survey this week!
Thank you for your opinion!
Show later
LATVIAN REPUBLIC LEGAL ACTS
types
topics
most viewed
newest
LV
EN
to the beginning
Advanced search
Default values
Read the rest free, and get an email when FCMC publishes again
Lineage: In force
Source: Financial and Capital Market Commission Latvia — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from FCMC
FCMC published 1 document in the last 30 days. We email you each new one the day it's published.