Regulatory Alerts2009-02-26
Added · Updated
List of Registered Institutions Invited to Participate in the 2009 Self-Assessment on Compliance with HKMA Module SB-1
The Hong Kong Monetary Authority has published a list of registered institutions invited to participate in the 2009 self-assessment on compliance with Supervisory Policy Manual Module SB-1. This initiative requires the specified financial entities to evaluate their adherence to regulatory requirements over regulated activities. The document enumerates numerous local and international banks and securities firms subject to this supervisory review.
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