List of Registered Institutions Invited to Participate in the 2009 Self-Assessment on Compliance with HKMA Module SB-1

Annex 2 List of Registered Institutions that the HKMA intends to invite participation in the 2009 Self￾Assessment on Compliance with the HKMA Supervisory Policy Manual Module SB-1 and Other Reauirements over Regulated Activities ded ee all a ea coco CCa hh hh ir Uh BBB DR SER ER WWLWWWwWWwWWwwww ABN AMRO BANK N.V. AIG PRIVATE BANK LTD BANC OF AMERICA SECURITIES ASIA LIMITED BANK OF AMERICA, NATIONAL ASSOCIATION BANK OF CHINA (HONG KONG) LIMITED BANK OF COMMUNICATIONS CO., LTD. BANK OF EAST ASIA, LIMITED (THE) BANK SINOPAC BARCLAYS BANK PLC BNP PARIBAS BNP PARIBAS WEALTH MANAGEMENT CALYON CANADIAN IMPERIAL BANK OF COMMERCE CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED CHIYU BANKING CORPORATION LIMITED CHONG HING BANK LIMITED CITIBANK (HONG KONG) LIMITED CITIBANK, N.A. CITIC KA WAH BANK LIMITED CITICORP INTERNATIONAL LIMITED COOPERATIEVE CENTRALE RAIFFEISEN - BOERENLEENBANK B.A. CREDIT AGRICOLE (SUISSE) SA CREDIT SUISSE DAH SING BANK, LIMITED DBS BANK (HONG KONG) LIMITED DBS BANK LTD. DEUTSCHE BANK AKTIENGESELLSCHAFT EFG BANK FORTIS BANK FUBON BANK (HONG KONG) LIMITED HANG SENG BANK, LIMITED HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) HSBC BANK INTERNATIONAL LIMITED HSBC PRIVATE BANK (SUISSE) SA INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED ING BANK N.V. J. P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED JPMORGAN CHASE BANK, NATIONAL ASSOCIATION MEGA INTERNATIONAL COMMERCIAL BANK CO., LTD. MEVAS BANK LIMITED MITSUBISHI UFJ SECURITIES (HK) CAPITAL, LIMITED NANYANG COMMERCIAL BANK, LIMITED NEWEDGE GROUP PUBLIC BANK (HONG KONG) LIMITED RBS COUTTS BANK AG ROYAL BANK OF CANADA SHANGHAI COMMERCIAL BANK LIMITED SOCIETE GENERALE SOCIETE GENERALE ASIA LIMITED SOCIETE GENERALE BANK & TRUST STANDARD CHARTERED BANK (HONG KONG) LIMITED UBS AG UNITED OVERSEAS BANK LTD. WING HANG BANK, LIMITED WING LUNG BANK LIMITED WOORI GLOBAL MARKETS ASIA LIMITED Page 1 of 1