Regulatory Alerts2021-06-28
Added · Updated
MAS Notice 1102 Register of Dealers
Merchant Banks in Singapore must ensure that treasury dealing activities are conducted by fit and proper dealers. They are required to notify the Authority within three months of any new appointment, termination, or re-designation of a dealer, including submitting the new appointee's curriculum vitae. Immediate notification is mandatory if a dealer is terminated due to misconduct during treasury operations. This notice takes effect on 1 July 2021.
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