Regulatory Alerts2026-02-01
Added · Updated
Membership Requirements for Iraqi Brokerage Firms in Abu Dhabi Securities Exchange (ADX) for Trading via TABADUL Platform
The Abu Dhabi Securities Exchange (ADX) establishes the membership requirements for Iraqi brokerage firms to trade on its platform via TABADUL, mandating specific documentation including IOSCO membership proof, regulatory no-objection certificates, and operational risk manuals. The application process requires detailed company, employee, and board information alongside declarations of compliance with UAE laws, KYC/AML standards, and internal control systems. Additionally, the document outlines procedures for collateral allocation, production user access, and investor number issuance with corresponding document checklists for individuals, companies, and funds.