Notice of Amendments to Legislation (16 Dec 2014) — DFSA — AE

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16 Dec 2014, 12:12 pm

Notice of Amendments to Legislation

Following the ending of the consultation period on a number of proposed legislative changes, that were set out in Consultation Papers No. 98, and 99, the DFSA Board, after due consideration of consultees' comments, made amendments to the DFSA Rulebook as described below. Please bear in mind that changes may have been made to the legislation originally proposed in the relevant consultation paper.

TAKE NOTICE THAT:

The DFSA Board made the following Rulemaking Instruments to come into force on the 01 January 2015:

THE MARKETS RULES (MKT) INSTRUMENT (NO. 146) 2014, which repeals and replaces the Markets Rules (MKT) module of the DFSA Rulebook with an updated version (see appendix 1 attached hereto for the detailed amendments);

GLOSSARY MODULE (GLO) INSTRUMENT (NO. 147) 2014 , which repeals and replaces the Glossary (GLO) module of the DFSA Rulebook with an updated version (see appendix 2 attached hereto for the detailed amendments);

PRUDENTIAL - INVESTMENT, INSURANCE INTERMEDIATION AND BANKING (PIB) INSTRUMENT (NO. 148) 2014 , which repeals and replaces the Prudential - Investment, Insurance Intermediation and Banking (PIB) module of the DFSA Rulebook with an updated version (see appendix 3 attached hereto for the detailed amendments).

FURTHER TAKE NOTICE THAT:

As foreshadowed by Consultation Paper No. 98, the DFSA board has made the following Guidance Instrument to come into effect on the 01 January 2015

The CODE OF MARKET CONDUCT (CMC) GUIDANCE INSTRUMENT (NO. 9) 2014 , which introduces a new module of the DFSA Sourcebook namely the Code of Market Conduct (CMC) module.

The rule-making instruments and the guidance instrument mentioned above and the appendices to this notice can be viewed under the "Amendments to Legislation" section of the DFSA website and the relevant modules of the Rulebook will be replaced on the DFSA website on the date of their coming into force as described above. Earlier versions of the relevant modules are to be found in the archive.

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Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it

The links and the sentences they come from (3)

Supersedes

GLOSSARY MODULE (GLO) INSTRUMENT (NO. 147) 2014Not in RegAlert
“GLOSSARY MODULE (GLO) INSTRUMENT (NO. 147) 2014 , which repeals and replaces the Glossary (GLO) module of the DFSA Rulebook with an updated version”
INSURANCE INTERMEDIATION AND BANKING (PIB) INSTRUMENT (NO. 148) 2014Not in RegAlert
“PRUDENTIAL - INVESTMENT, INSURANCE INTERMEDIATION AND BANKING (PIB) INSTRUMENT (NO. 148) 2014 , which repeals and replaces the Prudential - Investment, Insurance Intermediation and Banking (PIB) module”
MARKETS RULES (MKT) INSTRUMENT (NO. 146) 2014Not in RegAlert
“THE MARKETS RULES (MKT) INSTRUMENT (NO. 146) 2014, which repeals and replaces the Markets Rules (MKT) module of the DFSA Rulebook with an updated version”