Notice of Amendments to Legislation August 2021 — DFSA — AE

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24 Aug 2021, 03:08 pm

Notice of Amendments to Legislation August 2021

Following the ending of the consultation period on a number of proposed legislative changes that were set out in Consultation Paper No. 137 the DFSA Board, after due consideration of consultees’ comments, made amendments to the DFSA Rulebook as described below. Please bear in mind that changes may have been made to the legislation originally proposed in the relevant consultation paper.

TAKE NOTICE THAT:

The DFSA Board made the following Rulemaking Instruments to come into force on September 1, 2021

GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 301) 2021 , which repeals and replaces the General Module (GEN) of the DFSA Rulebook with an updated version (see appendix 1 for the detailed amendments);
CONDUCT OF BUSINESS MODULE (COB) RULE-MAKING INSTRUMENT (No. 302) 2021 , which repeals and replaces the Conduct of Business (COB) module of the DFSA Rulebook with an updated version (see appendix 2 for the detailed amendments);
GLOSSARY MODULE (GLO) RULE-MAKING INSTRUMENT (No. 303) 2021 , which repeals and replaces the Glossary Module (GLO) of the DFSA Rulebook with an updated version (see appendix 3 for the detailed amendments);
PRUDENTIAL – INVESTMENT, INSURANCE INTERMEDIATION AND BANKING BUSINESS MODULE (PIB) RULE-MAKING INSTRUMENT (No. 304) 2021 , which repeals and replaces the Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) of the DFSA Rulebook with an updated version (see appendix 4 for the detailed amendments);

The rule-making instruments mentioned above and the appendices to this notice can be viewed under the “ Amendments to Legislation ” section of the DFSA website and the relevant modules will be replaced on the DFSA website on the date of their coming into force as described above. Earlier versions of the relevant modules are to be found in the archive.

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Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it

The links and the sentences they come from (4)

Supersedes

CONDUCT OF BUSINESS MODULE (COB) RULE-MAKING INSTRUMENT (No. 302) 2021Not in RegAlert
“CONDUCT OF BUSINESS MODULE (COB) RULE-MAKING INSTRUMENT (No. 302) 2021 , which repeals and replaces the Conduct of Business (COB) module...”
GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 301) 2021Not in RegAlert
“GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 301) 2021 , which repeals and replaces the General Module (GEN) of the DFSA Rulebook...”
GLOSSARY MODULE (GLO) RULE-MAKING INSTRUMENT (No. 303) 2021Not in RegAlert
“GLOSSARY MODULE (GLO) RULE-MAKING INSTRUMENT (No. 303) 2021 , which repeals and replaces the Glossary Module (GLO) of the DFSA Rulebook...”
INSURANCE INTERMEDIATION AND BANKING BUSINESS MODULE (PIB) RULE-MAKING INSTRUMENT (No. 304) 2021Not in RegAlert
“PRUDENTIAL – INVESTMENT, INSURANCE INTERMEDIATION AND BANKING BUSINESS MODULE (PIB) RULE-MAKING INSTRUMENT (No. 304) 2021 , which repeals and replaces...”