Regulatory Alerts2013-12-17
Added · Updated
Notification Form for Settlement Companies Under the Financial Supervision Act
This document establishes the mandatory notification form and data submission requirements for settlement companies seeking market access under the Dutch Financial Supervision Act (Wft). Applicants must provide detailed corporate information, including statutory name, registered office, and Chamber of Commerce registration number, along with certified copies of statutes and a description of settlement services provided. The form requires specific declarations regarding the processing of personal data and the accuracy of submitted information, which are then recorded in DNB's public register. Submission must be made to De Nederlandsche Bank with all required attachments, including certified translations if original documents are not in Dutch or English.