NATIONAL SECURITIES AND STOCK MARKET COMMISSION

O R D E R

Kyiv

On approval of the Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions

In accordance with paragraph 4 of the decision of the State Commission on Securities and Stock Market of 13.05.2011 No. 491 "On approval of the open format of data transfer between the National Securities and Stock Market Commission and subjects of information interaction", registered in the Ministry of Justice of Ukraine on 02.06.2011 under No. 658/19396 (as amended) and with the aim of improving the preparation by depository institutions of the electronic form of reporting data in accordance with the Regulation on the procedure for reporting by depository institutions to the National Securities and Stock Market Commission, approved by decision of the National Securities and Stock Market Commission of 29.04.2026 No. 09/21/4220/K03 (as amended), registered in the Ministry of Justice of Ukraine on 12.05.2026 under No. 663/46057,

I H E R E B Y O R D E R :

1. To approve the Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions, which is attached.

2. To establish that the electronic form of reporting data (hereinafter - Data) consists of a file in electronic form with the name "Report.xml", which corresponds to the schema:

"IrregDepOrg.xsd" for irregular data;

"DayDepOrg.xsd" for daily data;

"MonthDepOrg.xsd" for monthly data.

3. The electronic form is prepared using the System of reference books and classifiers of the National Securities and Stock Market Commission, approved by decision of the Commission of 08.05.2012 No. 646, registered in the Ministry of Justice of Ukraine on 25.05.2012 under No. 831/21143 (as amended and supplemented).

4. To recognize as having lost effect the order of the Chairman of the Commission of 03.08.2026 No. 17/20/4920/C01 "On approval of the Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions".

5. This order enters into force from 01.11.2026.

6. The Document Management Department shall ensure the placement of this public order in the Register of Acts of the NSSMC.

7. This order is a separate document of a normative-technical nature.

8. To entrust control over the implementation of this order to the member of the Commission Yurii SHAPOVAL.

Chairman of the Commission
Oleksii SEMENIUK

APPROVED by order of the Chairman of the Commission

Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions

1. General part

Data are submitted in the form of files in XML format - in the open generally accepted standard of unified representation of information in electronic form for data exchange between heterogeneous information systems (eXtensible Markup Language, hereinafter - XML), developed by the international consortium W3C (http://www.w3.org/TR/REC-xml). Files are submitted with the name "Report.xml".

Data of different types (irregular, daily, monthly) or for different reporting periods are submitted in separate files.

In accordance with the XML specification, the files of the electronic form consist of structural units of information, which are divided into elements, attributes, processing instructions and comments.

Certain rules and restrictions regarding permissible elements, attributes and their values are imposed on the content of files depending on the type of data. These rules and restrictions, taking into account the rules and restrictions of the XML specification, constitute the specifications of electronic form files depending on the type of data.

The structure and content of data of each separate specification correspond to a certain separate schema, which is expressed using the XSD schema - the generally accepted open standard for defining requirements for the structure and composition of data in XML format (hereinafter - XSD), developed by the international consortium W3C (http://www.w3.org/2001/XMLSchema-instance).

The data contain a specification identifier. The identifier is specified using the special attribute "xmlns" of the root element in accordance with the XML specification. The identifier is used to identify the corresponding XSD schema and the purpose of the data.

Inclusion of text content in the form of separate structural units provided for by the XML specification into the composition of the data is not allowed.

Processing instructions and comments are considered insignificant information and are ignored, except for the processing instruction "xml", which defines the xml specification and the character encoding table used for presenting the data.

Restrictions on the use of different character encoding tables and different XML specifications when presenting data are not established. However, all characters used in the composition of the data must be compatible with the windows-1251 encoding table, and the specification used must be compatible with the XML 1.0 specification.

Data consist of structural elements of the following purpose and according to the following principles:

root element with the name "root" - the first and mandatory element of the form, which contains requisites common to all specifications and within which all other substantive information is submitted;
specialized elements - containers of separate substantive parts of data (statements) within the root element, which do not contain their own requisites and are intended for submitting information rows of the substantive part within their composition;
elements with the name "row" - information rows that are submitted within the containers of the substantive part (statement), do not contain other elements within their composition and present the values of requisites in composition and quantity depending on the requirements for the composition of information of a separate substantive part (statement).

The root element contains requisites that identify the subject of data submission (depository institution) and the reporting period, namely:

No.	XML attribute	Purpose
1.	D_EDRPOU	Identification code according to the USREOU of the subject of data submission
2.	D_NAME	Name of the subject of data submission
3.	STD	Start date of the reporting period
4.	FID	End date of the reporting period
5.	NREG	Sign of irregular data: "True" for irregular data and "False" in other cases
6.	TTYPE	Code of the type of the data reporting entity: 014 for depository institutions

Attributes of elements are included in the composition of elements if they contain data. A requisite is not included in the composition of information if it does not contain a value.

For requisites whose type according to the schema is specified as dateTime of the XSD specification, and where a date is submitted as the value of the requisite, in addition to the date, a time component filled with zero values is also submitted.

Common to all specifications is an element within the root one – a container named “DTSSuprovod” for submitting the content of the Supporting reference for corrected data of the data reporting entity. The information line of this element contains the following requisites:

No.	XML attribute	Purpose
1.	ISPDAT	Date of completion
2.	VIPRAV	List of corrections and justification of corrected Data
3.	TAG	Notes

2. Irregular data

When submitting irregular data, the specification identifier has the value:

“http://nssmc.gov.ua/Schem/IrregDepOrg”

The XSD schema of special information “IrregDepOrg.xsd” is given in Appendix 1.

Irregular data include the following XML elements – content containers:

No.	XML element	Purpose
1.	DTSZ_VLA	Reference on owners of blocks of shares
2.	DTSZ_VLI	Reference on owners of mortgage securities
3.	DTSZ_OC_NF	Reference on opening/closing of securities account(s) with nominal holders/in a foreign financial institution
4.	DTSZ_VI_VH	Reference on facts of violation by a nominal holder of established requirements of the legislation of Ukraine
5.	DTSSANCTION	Reference on making changes to the depository accounting system related to the application of sanctions

2.1. Reference on owners of blocks of shares1

The reference is compiled taking into account the own issues of securities of the depository institution and the own accounts of the depository institution

Information lines are embedded in the XML element “DTSZ_VLA” and contain the requisites:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	EMEDRPOU	Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3.	E_CNCONR	Issuer data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
4.	NAME	Issuer data: full name
5.	E_OPF	Issuer data: legal form2
6.	E_KRAINA	Issuer data: country of registration3
7.	DP_EDRPOU	Depository data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
8.	DP_NAM	Depository data: name
9.	ISIN	Securities data: international securities identification number
10.	Z_CP_CFI	Securities data: classification code of financial instruments (CFI code)
11.	Z_SV	Securities data: code4
12.	Z_NOM_V	Securities data: nominal value of one security
13.	CP_VALUT	Securities data: currency code5
14.	Z_ZAGV	Total nominal value of securities.
15.	PERSONTYPE	Owner data: type6, 7
16.	OADDR1	Owner data: country of registration (except individuals)3, 7, 10
17.	PADDR1	Owner data: country of citizenship (for individuals)3, 10
18.	OPF	Owner data: legal form (of a resident legal entity)2, 7
19.	OKOD	Owner data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (of a resident legal entity)
20.	VLCNCONR	Owner data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (of a non-resident legal entity)
21.	IND_COD	Owner data: registration number of the taxpayer's account card (of a resident individual)
22.	IND_IDRI	Owner data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
23.	ONAME1	Owner data: full name of the legal entity (if the owner of the block of shares is a collective investment institution, a real estate operations fund – not a legal entity, then the full name of the fund and the full name of the asset management company of such person, the manager, shall be indicated) or surname of the individual7
24.	ONAME2	Owner data: abbreviated name of the legal entity or own name of the individual7
25.	ONAME3	Owner data: patronymic (of individual) (if available)
26.	MZNAH	Owner data: location7
27.	OOBLKOD	Owner data: territory code (filled in for resident legal entities)7, 8
28. INREGDT	Date of opening the securities account
29. DEVENT	Date of occurrence of irregular Data
30. TEVENT	Types of changes on the depositor's securities account9
31. KCPPV	Number of shares of the issue (a certain issue) held on the securities account at the depository institution (except for securities whose issue registration is certified by a temporary certificate of issue registration), pcs.
32. STQ_BLO	Number of blocked shares of the issue (a certain issue) held on the securities account at the depository institution (except for securities whose issue registration is certified by a temporary certificate of issue registration), pcs.
33. PERCENT	Share in the authorized capital, %
34. PERCE_BLO	Share of blocked in the authorized capital (for shares), %
35. Z_PRYM	Notes

[1] Taking into account own issues of securities of the depository institution and own accounts of the depository institution.

[2] Filled in in accordance with Reference Book 41 "Classification of organizational and legal forms of business" of the System of reference books and classifiers.

[3] Filled in in accordance with Reference Book 45 "Classification of countries of the world" of the System of reference books and classifiers.

[4] Filled in in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of reference books and classifiers.

[5] Filled in in accordance with Reference Book 46 "List and codes of currencies" of the System of reference books and classifiers.

[6] Filled in in accordance with Reference Book 37 "Types of depositors, clients" of the System of reference books and classifiers.

[7] If the owner of a block of shares is the state of Ukraine or a territorial community, information is filled in about the subject of management of corporate rights.

[8] Filled in in accordance with Reference Book 44 "List and codes of territories (regions) of Ukraine" of the System of reference books and classifiers.

[9] Filled in in accordance with Reference Book 27 "Types of changes on the depositor's securities account at the depository institution" of the System of reference books and classifiers.

[10] For co-owners it is not filled in.

2.2. Certificate on owners of mortgage securities1

When placing mortgage securities, irregular data are provided from the date of registration by the National Commission on Securities and Stock Market of the report on the results of the issue of mortgage securities.

Information lines are embedded into the XML element "DTSZ_VLI" and contain the details:

No.	XML attribute	Purpose
1. NN		Number in order
2. EMEDRPOU		Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. NAME		Issuer data: full name
4. OADDR1		Issuer data: country of registration2
5. DP_EDRPOU		Depository data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
6. DP_NAM		Depository data: name
7. ISIN		Securities data: international identification number of securities
8. Z_CP_CFI		Securities data: classification code of financial instruments (CFI code)
9. VID_ICP		Securities data: code3
10. Z_NOM_V		Data on securities: nominal value of one security
11. CP_VALUT		Data on securities: currency code4
12. Z_ZAGV		Total nominal value of securities
13. PERSONTYPE	Data on the owner: type5, 6
14. PADDR1	Data on the owner: country of citizenship (for individuals)2, 10
15. OADVDR1	Data on the owner: country of registration (except individuals)2, 6, 10
16. OPF	Data on the owner: organizational and legal form (of a legal entity – resident)6, 7
17. OKOD	Data on the owner: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (of a legal entity – resident)6
18. VLCNCONR	Data on the owner: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (of a legal entity – non-resident)
19. IND_COD	Data on the owner: registration number of the taxpayer's registration card (of an individual – resident)
20. IND_IDRI	Data on the owner: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
21. ONAME1	Data on the owner: full name of the legal entity (if the owner of a block of shares is a collective investment institution, a real estate operations fund – not a legal entity, then the full name of the fund and the full name of the asset management company of such person, the manager) or surname of the individual6
22. ONAME2	Data on the owner: abbreviated (if available) name of the legal entity or first name of the individual6
23. ONAME3	Data on the owner: patronymic (of an individual)
24. MZNAH	Data on the owner: location6
25. OOBLKOD	Data on the owner: territory code (filled in for resident legal entities)6, 8
26. INREGDT	Date of opening the securities account
27. DEVENT	Date of occurrence of irregular Data
28. TEVENT	Types of changes on the securities account of the owner of mortgage securities9
29. STQ	Number of mortgage securities (individual tranches within the issue) recorded on the securities account with the depository, pcs.
30. STQ_BLO	Number of blocked mortgage securities (individual tranches within the issue) recorded on the securities account with the depository, pcs.
31. Z_PRYM	Notes

[1] 1When placing mortgage securities, irregular Data are provided from the date of registration by the National Commission on Securities and Stock Market of the report on the results of the issue of mortgage securities.

[2] Filled in in accordance with Directory 45 "Classification of countries of the world" of the System of directories and classifiers.

[3] Filled in in accordance with Directory 7 "Classification of financial and non-financial instruments" of the System of directories and classifiers.

[4] Filled in in accordance with Directory 46 "List and codes of currencies" of the System of directories and classifiers.

[5] Filled in in accordance with Directory 37 "Types of depositors, clients" of the System of directories and classifiers.

[6] If the owner of a block of shares is the state of Ukraine or a territorial community, information is filled in about the subject of management of the respective securities.

[7] Filled in in accordance with Directory 41 "Classification of organizational and legal forms of business" of the System of directories and classifiers.

[8] Filled in in accordance with Directory 44 "List and codes of territories (regions) of Ukraine" of the System of directories and classifiers.

[9] Filled in in accordance with Directory 29 "Types of changes on the securities account of the owner of mortgage securities in a depository institution" of the System of directories and classifiers.

[10] Not filled in for co-owners.

2.3. Certificate on opening/closing of account(s) in securities for nominal holders/in a foreign financial institution

Information lines are embedded in the XML element "DTSZ_OC_NF" and contain the details:

No.	XML attribute	Purpose
1.	EV_TYP	Event type: "1" - opening by a depository institution of a securities account(s) for a nominee; "2" - opening by a depository institution of a securities account(s) with a foreign financial institution
2.	NF_NAME	Data on the nominee/foreign financial institution: full name
3.	NF_CNTR	Data on the nominee/foreign financial institution: country of registration1
4.	NF_IDCD	Data on the nominee/foreign financial institution: registration number of the legal entity in the country of its location
5.	NF_LEI	Data on the nominee/foreign financial institution: identification number under the international legal entity identifier (LEI code)
6.	NF_OPN	Accounts opened under an agreement with the nominee/with a foreign financial institution, pcs.
7.	NF_CLS	Accounts closed under an agreement with the nominee/with a foreign financial institution, pcs.
8.	Z_PRYM	Notes

[1] To be filled in in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers.

2.4. Certificate on the facts of violation by the nominee of the established requirements of the legislation of Ukraine

Information lines are embedded in the XML element "DTSZ_VI_VH" and contain the following details:

No. item
XML attribute Purpose

NH_NAME Data on the nominee: full name
NH_CNTR Data on the nominee: country of registration1
NH_IDCD Data on the nominee: registration number of the legal
entity in the country of its location
NH_LEI Data on the nominee: identification number under
the international legal entity identifier (LEI code)
DEVENT Date of detection of violation by the nominee
of the established requirements of the legislation of Ukraine
PEVENT Type of violation: "1" - failure to provide information on owners of securities;
"2" - failure to provide information on owners of blocks of shares; "3" - non-disclosure of information upon request of entities defined by part one of Article 136 of the Law of Ukraine "On Capital Markets and Organized Commodity Markets"; "4" - failure to provide information on identification data of clients of the nominee, clients of the client of the nominee in cases established by legislation; "5" - non-compliance with legislation of Ukraine on the application of personal special economic and other restrictive measures (sanctions); "6" - reduction of the amount of own funds2 ; "7" - other
Z_EDRE Data on the issuer: identification code of the legal entity in the Unified
State Register of Enterprises and Organizations of Ukraine

8. Z_ENAME	Data on the issuer: full name
9. Z_ISIN	Data on securities: international securities identification number
10. Z_ZKR	Total number of nominee accounts on which securities are recorded, pcs.
11. Z_ZKS	Total number of securities in securities accounts of the nominee, pcs.
12. CP_VALUT	Data on securities: currency code3
13. Z_ZVS	Total nominal value of securities, total premium - for option certificates
14. Z_PRYM	Notes

[1] To be filled in in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers.

[2] To be filled in in case of a decrease in the amount of own funds below the value established by the legislation of Ukraine.

[3] To be filled in in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

2.5. Certificate on making changes to the depository accounting system related to the application of sanctions

Information lines are embedded in the XML element "DTSSANCTION" and contain the following details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	NH_NAME	Data on the nominal holder: full name
3.	NH_CNTR	Data on the nominal holder: country of registration1
4.	NH_IDCD	Data on the nominal holder: registration number of the legal entity in the country of its location
5.	NH_LEI	Data on the nominal holder: identification number under the international legal entity identifier (LEI code)
6.	PERSONTYPE	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: type2
7.	PADDR1	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: country of citizenship (for individuals)1, 7
8.	OADDR1	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: country of registration (except individuals)1, 7
9.	OPF	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: organizational and legal form (of a legal entity - resident)3
10.	OKOD	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: code under the USREOU (of a legal entity - resident)
11.	VLCNCONR	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: identification code from the trade, court or banking register of the country where the owner of securities (legal entity - non-resident) is officially registered
12.	IND_COD	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: registration number of the taxpayer's account card (of an individual - resident)
13.	IND_IDRI	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: code under the Unified State Register of Collective Investment Institutions (for collective investment institutions)
14.	ONAME1	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: full name of the legal entity (if the owner of the block of shares is a collective investment institution, a real estate operations fund - not a legal entity, the full name of the fund and the full name of the asset management company of such person, the manager) or the surname of the individual
15.	ONAME2	Data on the owner of securities - the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor - a controlled person: abbreviated (if available) name of the legal entity or the proper name of the individual
16.	ONAME3	Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor – a controlled person: patronymic (of an individual) (if available)
17.	MZNAH	Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor – a controlled person: location
18.	OOBLKOD	Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) have been applied / the depositor – a controlled person: territory code (to be filled in for legal entities – residents)4
19.	SANC_DATE	Details of the special economic and/or other restrictive measure (sanction): date
20.	SANC_NUM	Details of the special economic and/or other restrictive measure (sanction): number, annex number, item number
21.	SANC_SOURSE	Details of the special economic and/or other restrictive measure (sanction): name of the body
22.	SANC_TYPE	Details of the special economic and/or other restrictive measure (sanction): type of special economic and/or other restrictive measure (sanction)
23.	Z_ACCQ	Number of open accounts, pcs.
24.	DEVENT	Date of making changes to the depository accounting system
25.	EMEDRPOU	Data on the issuer: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
26.	E_CNCONR	Data on the issuer: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
27.	NAME	Data on the issuer: full name
28.	E_OPF	Data on the issuer: organizational and legal form3
29.	E_KRAINA	Data on the issuer: country of registration1
30. DP_EDRPOU	Data on the depository: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
31. DP_NAM	Data on the depository: name
32. ISIN	Data on securities: international identification number of securities
33. Z_CP_CFI	Data on securities: classification code of financial instruments (CFI code)
34. Z_SV	Data on securities: code5
35. Z_NOM_V	Data on securities: nominal value of one security
36. CP_VALUT	Data on securities: currency code6
37. Z_ZVS	Total nominal value of securities, UAH
38. KCPPV	Number of securities of the issue (a certain issue) that are accounted for on the securities account with the depository institution (except for securities whose issue registration is formalized by a temporary certificate of issue registration), pcs.
39. Z_PRYM	Notes

Note: Rows 6–18 are filled in separately for each owner. Rows 25–38 are filled in for the securities issue.

[1] Filled in in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers.

[2] Filled in in accordance with Reference Book 37 "Types of Deponents, Clients" of the System of Reference Books and Classifiers.

[3] Filled in in accordance with Reference Book 41 "Classification of Organizational and Legal Forms of Business" of the System of Reference Books and Classifiers.

[4] Filled in in accordance with Reference Book 44 "List and Codes of Territories (Oblasts) of Ukraine" of the System of Reference Books and Classifiers.

[5] Filled in in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers.

[6] Filled in in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

[7] Not filled in for co-owners.

3. Daily data

When submitting daily data, the specification identifier has the meaning: "http://nssmc.gov.ua/Schem/DayDepOrg"

The XSD schema of daily information "DayDepOrg.xsd" is given in Appendix 2.

The daily data include the following XML elements – content containers:

№	XML element	Purpose
item no.
1. DTSZ_OOP	Statement on accounting operations carried out by the depository institution
2. DTSZ_OOP_F	Statement on accounting operations carried out by the depository institution with securities held in its securities account with a foreign financial institution

3.1. Statement on accounting operations carried out by the depository institution

Information rows are embedded in the XML element "DTSZ_OOP" and contain the details:

№	XML attribute	Purpose
item no.
1. NN	Sequence number
2. Z_EDRE	Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. E_CNCONR	Issuer data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
4. E_LEI	Issuer data: identification number under the international legal entity identifier (LEI code) (if available)
5. EDRISI	Issuer data: code under the Unified State Register of Collective Investment Institutions (for collective investment institutions)
6. Z_ENAME	Issuer data: full name
7. E_UCNTR	Issuer data: country of registration1
8. Z_ISIN	Securities data: international securities identification number
9. Z_CP_CFI	Securities data: financial instrument classification code (CFI code)
10. Z_SV	Securities data: code2
11. Z_NOM_V	Securities data: nominal value of one security, premium – for option certificates
12. CP_VALUT	Securities data: currency code3
13. Z_ZAGV	Securities data: total nominal value of securities, total premium – for option certificates
14. NH_NAME	Nominee holder data: name
15. NH_LEI	Nominee holder data: identification number under the international legal entity identifier (LEI code)
16. NH_CNTR	Nominee holder data: country of registration1
17. Z_VIDEP	Data on the owner: type4
18. Z_KRAINA	Data on the owner: country of registration (except individuals)1,5
19. Z_KCP	Data on securities: number of securities, pcs.
20. PADDR1	Data on the owner: country of citizenship (for individuals)1, 5
21. Z_TOBSL	Servicing of the operation: "1" – upon instructions of depositors / nominal holder, managers of depositor accounts / nominal holders; "2" – as a result of execution of an unconditional operation with securities; "3" – on the basis of information received from the depository on the conclusion of contracts on the organized capital market; "4" – on the basis of information received from the depository on the conclusion of transactions regarding securities outside organized capital markets, in compliance with the principle of "delivery of securities against payment", "5" – other, "6" – on the basis of information received from the Central Securities Depository regarding the conduct of a corporate operation on an agrarian note6
22. Z_TOPR	Type of operation: "1" - crediting of rights to securities; "2" - debiting of rights to securities; "3" - transfer of rights to securities (increase in the number of rights to securities on the account); "4" - transfer of rights to securities (decrease in the number of rights to securities on the account)
23. Z_TVDOG	Operation upon instructions of depositors/nominal holders, managers of depositor accounts/nominal holders: "1" – purchase and sale contract; "2" – exchange contract; "3" – gift contract; "4" – inheritance (succession); "5" – other
24. DP_DUDOG	Operation upon instructions of depositors/nominal holders, managers of depositor accounts/nominal holders and/or operation on the basis of information received from the depository on the conclusion of transactions regarding securities outside the stock exchange, in compliance with the principle of "delivery of securities against payment": date of conclusion of the contract (date of the transaction)
25. DP_NDOG	Operation upon instructions of depositors/nominal holders, managers of depositor accounts/nominal holders and/or operation on the basis of information received from the depository on the conclusion of transactions regarding securities outside organized capital markets, in compliance with the principle of "delivery of securities against payment": contract number (details of the transaction)
26. TR_EDRPOU	Operation upon instructions of depositors/nominal holders, managers of depositor accounts/nominal holders and/or operation on the basis of information received from the depository on the conclusion of transactions regarding securities outside organized capital markets, in compliance with the principle of "delivery of securities against payment": code according to the USREOU of the investment firm acting in the interests of the owner
27. DP_KERNAME	Operation upon instructions of depositors/nominal holders, managers of depositor accounts/nominal holders and/or operation on the basis of information received from the depository on the conclusion of transactions regarding securities outside organized capital markets, in compliance with the principle of "delivery of securities against payment": name of the investment firm acting in the interests of the owner
28. ZO_PDST	Unconditional operation on the basis of: "1" – executive documents; "2" – certificate of the right to inheritance; "3" – resolution of the authorized person of the Commission; "4" – other; "5" – court decision on recognition of ownership of securities; "6" – court decision on recognition of ownership of ownerless securities"
29. BR_EDRPOU	Operations on the basis of information received from the depository on the conclusion of contracts on the organized capital market: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine of the operator of the organized capital market
30. D_DUCNT	Operations on the basis of information received from the depository on the conclusion of contracts on the organized capital market: date of conclusion of the contract/agreement
31. D_RCNTR	Operations on the basis of information received from the depository on the conclusion of contracts on the organized capital market: details of the contract/agreement
32. D_VVR	Operations as a result of application of an exception from the grounds for refusal to accept for execution an instruction and/or to execute a depository operation, provided for by paragraph 12 of Chapter 3 of Section V of the Regulation on Conducting Depository Activity, approved by decision of the National Commission on Securities and Stock Market dated 23 April 2013 No. 735, registered in the Ministry of Justice of Ukraine on 27 June 2013 under No. 1084/23616: "1" – No; "2" – Yes7
33. Z_PRYM	Notes

Note: Rows 14–16 are filled in case of conducting operations on the securities account of a nominal holder.

[1] _________________ 1 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers.

[2] Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers.

[3] Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

[4] Filled in accordance with Reference Book 37 "Types of Depositors, Clients" of the System of Reference Books and Classifiers.

[5] For co-owners it is not filled in.

[6] The specific type of corporate operation on an agrarian note is determined in row 33 "Notes".

[7] In case of application in row 35 "2" – Yes" in row 36 "Notes" information is provided on the circumstances of non-application of the grounds for refusal to accept for execution an instruction and/or to execute a depository operation, in particular on a certain exception provided for by paragraph 12 of Chapter 3 of Section V of the Regulation, specified in the instruction, as well as the results of the check conducted by the depository institution that provided such instruction of the facts provided for by subparagraphs 1–3 of paragraph 14 of Chapter 3 of Section V of the Regulation.

3.2. Certificate on accounting operations conducted by the depository institution with securities that are accounted for on its securities account in a foreign financial institution

Information rows are embedded into the XML element "DTSZ_OOP_F" and contain the details:

No.	XML attribute	Purpose
1.	NN	Number in order
2.	FC_NAME	Data on the foreign financial institution: name
3.	FC_LEI	Data on the foreign financial institution: identification number under the international legal entity identifier (LEI code)
4.	FC_CNTR	Data on the foreign financial institution: country of registration1
5.	Z_ENAME	Issuer data: full name
6.	E_UCNTR	Issuer data: country of registration1
7.	E_CNCONR	Issuer data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
8.	E_LEI	Issuer data: identification number under the international legal entity identifier (LEI code) (if available)
9.	Z_ISIN	Data on securities: international securities identification number
10.	Z_CP_CFI	Data on securities: classification code of financial instruments (CFI code)
11.	Z_NOM_V	Data on securities: nominal value of one security (if available)
12.	CP_VALUT	Data on securities: currency code2
13.	Z_ZAGV	Data on securities: total nominal value of securities (if available)
14.	Z_KCP	Data on securities: number of securities, pcs.
15.	Z_VIDEP	Owner data: type 3
16.	PADDR1	Owner data: country of citizenship (for individuals)1, 4
17.	Z_KRAINA	Owner data: country of registration (except individuals)1, 4
18.	Z_TOPR	Type of operation: "1" - crediting of rights to securities; "2" - debiting of rights to securities; "3" - transfer of rights to securities (increase in the number of rights to securities on the account); "4" - transfer of rights to securities (decrease in the number of rights to securities on the account)
19.	Z_TVDOG	Grounds for conducting a depository operation: "1" - purchase and sale agreement; "2" - exchange agreement; "3" - gift agreement; "4" - inheritance (succession); "5" - other
20.	Z_POPR	Data on the place of transaction (name of the market): "1" - regulated market; "2" - organized trading facility; "3" - multilateral trading facility; "4" - other
21.	Z_POPRCTR	Data on the place of transaction: country 1
22.	Z_POPRCTY	Data on the place of transaction: city
23.	Z_PRYM	Notes

[1] Completed in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers.

[2] Completed in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

[3] Completed in accordance with Reference Book 37 "Types of Deponents, Clients" of the System of Reference Books and Classifiers.

[4] Not completed for co-owners.

4. Monthly data

When submitting monthly data, the specification identifier has the value: "http://nssmc.gov.ua/Schem/MonthDepOrg"

The XSD schema of monthly information "MonthDepOrg.xsd" is given in Appendix 3.

The monthly data include the following XML elements – content containers:

No.	XML element	Purpose
1.	DTSCP_NPF	Certificate on securities of pension funds serviced by the depository institution
2.	DTSCP_ICI	Certificate on securities of collective investment institutions serviced by the depository institution
3.	DTSZ_admin	Certificate on administrative operations carried out by the depository institution
4.	DTSZ_oblik	Certificate on accounting operations carried out by the depository institution
5.	DTSZ_pv	Certificate on the list of securities issues by owners of securities, nominal holders serviced by the depository institution
6.	DTSZ_pv_NH	Certificate on the list of securities issues by owners of securities, nominal holders serviced by the depository institution: Nominal holder
7.	DTSZ_rv	Certificate on the list of owners of blocks of shares and owners of mortgage securities
8.	DTSZ_65	Certificate on servicing operations performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint-Stock Companies"
9.	DTSZ_pr	Certificate on accountable accounts
10.	DTSDAUDIT	Certificate on information about the audit report

4.1. Certificate on securities of pension funds serviced by the depository institution

Information lines are embedded in the XML element "DTSCP_NPF" and contain the details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	RI2	Data on the pension fund: type of pension fund1
3.	F_EDRPOU	Data on the pension fund: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
4.	F_NAME	Data on the pension fund: full name
5.	BANKEDRPOU	Data on the pension fund: financial institution code
6.	BANKMFO	Data on the pension fund: registration number
7.	O_DATADOG	Data on the pension fund: date of conclusion of the agreement on servicing non-state pension funds by the depository
8.	O_NUMDOG	Data on the pension fund: number of the agreement on servicing non-state pension funds by the depository
9.	K_EDRPOU	Data on the asset management company: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
10. K_NAME	Data on the asset management company: full name
11. A_EDRPOU	Data on the pension fund administrator: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
12. A_NAME	Data on the pension fund administrator: full name
13. D_EDRPOU	Data on the issuer: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
14. EMEDRPOU	Data on the issuer: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
15. D_NAME	Data on the issuer: full name
16. ADR1	Data on the issuer: country of registration2
17. ISIN	Data on securities: international identification number of securities
18. ISINORCFI	Data on securities: classification code of financial instruments (CFI code)
19. CPCODE	Data on securities: code3
20. CP_VALUT	Data on securities: currency code4
21. CPNNOM	Total nominal value of securities, total premium – for option certificates
22. CPAICOL	Number of securities, pcs.
23. Z_PRYM	Notes

[1] To be filled in in accordance with Reference Book 18 "Types of funds and other assets under management of an asset management company or an investment firm – investment manager of an investment fund" of the System of Reference Books and Classifiers.

[2] To be filled in in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers.

[3] To be filled in in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers.

[4] To be filled in in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

4.2. Certificate on securities of collective investment institutions serviced by the depository institution

Information lines are embedded in the XML element "DTSCP_ICI" and contain the following details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	RI1	Data on the collective investment institution: type1
3.	RI2	Data on the collective investment institution: type2
4.	F_EDRPOU	Data on the collective investment institution: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
5.	F_DEDRICI	Data on the collective investment institution: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
6.	F_NAME	Data on the collective investment institution: full name
7.	O_DATADOG	Data on the collective investment institution: date of conclusion of the agreement on servicing by the asset custodian of the CII
8.	O_NUMDOG	Data on the collective investment institution: number of the agreement on servicing by the asset custodian of the CII
9.	K_EDRPOU	Data on the asset management company: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
10.	K_NAME	Data on the asset management company: full name
11. D_EDRPOU	Data on the issuer: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
12. EMEDRPOU	Data on the issuer: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
13. D_NAME	Data on the issuer: full name
14. ADR1	Data on the issuer: country of registration3
15. ISIN	Data on securities: international identification number of securities
16. ISINORCFI	Data on securities: classification code of financial instruments (CFI code)
17. CPCODE	Data on securities: code4
18. CP_VALUT	Data on securities: currency code5
19. CPNNOM	Total nominal value of securities, total share of consolidated mortgage debt attributable to mortgage participation certificates, total premium – for option certificates
20. CPAICOL	Number of securities, pcs.
21. Z_PRYM	Notes

[1] To be filled in in accordance with Reference Book 17 "Types of institutional investors and accumulative pension fund" of the System of Reference Books and Classifiers.

[2] To be filled in in accordance with Reference Book 18 "Types of funds and other assets under management of an asset management company or an investment firm – investment manager of an investment fund" of the System of Reference Books and Classifiers.

[3] To be filled in in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers.

[4] To be filled in in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers.

[5] To be filled in in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

4.3. Reference on administrative operations carried out by the depository institution

Information lines are embedded in the XML element "DTSZ_admin" and contain the following details:

No. in order	XML attribute	Purpose
1.	NN	Number in order
2.	Z_VFOR	Accounts opened during the period under agreements with depositors: individuals – residents, pcs.
3.	Z_VFON	Accounts opened during the period under agreements with depositors: individuals – non-residents, pcs.
4.	Z_VUOR	Accounts opened during the period under agreements with depositors: legal entities – residents (except for the categories of legal entities listed below), pcs.
5.	Z_VISI	Accounts opened during the period under agreements with depositors: legal entities – residents – collective investment institutions, pcs.
6.	Z_VSK	Accounts opened during the period under agreements with depositors: legal entities – residents – insurers, pcs.
7.	Z_VNPF	Accounts opened during the period under agreements with depositors: legal entities – residents – pension funds, pcs.
8.	Z_VBANK	Accounts opened during the period under agreements with depositors: legal entities – residents – bank, pcs.
9.	Z_VTORG	Accounts opened during the period under agreements with depositors: legal entities – residents – investment firms, pcs.
10.	Z_VUON	Accounts opened during the period under agreements with depositors: legal entities – non-residents, pcs.
11.	Z_VDUD	Accounts opened during the period under an agreement with a depositor: the State of Ukraine (entity managing corporate rights of the state – the State Property Fund of Ukraine, another state body or a body ensuring the activity of the President of Ukraine, the Verkhovna Rada of Ukraine, the Cabinet of Ministers of Ukraine), pcs.
12.	Z_VDGD	Accounts opened during the period under an agreement with a depositor: the State of Ukraine (entity managing corporate rights of the state – a state economic association, a state holding company, another state economic organization), pcs.
13.	Z_VDUO	Accounts opened during the period under an agreement with a depositor: the State of Ukraine (entity managing corporate rights of the state – another person or body that performs functions of managing corporate rights of the state), pcs.
14.	Z_VTR	Account opened during the period under an agreement with a depositor: territorial community, pcs.
15.	Z_VNO	Account opened during the period under an agreement with a depositor: notary (deposit), pcs.
16.	Z_VNSPVL	Accounts opened during the period under an agreement with a depositor: co-owners, pcs.
17.	Z_ZFOR	Accounts closed during the period under agreements with depositors: individuals – residents, pcs.
18.	Z_ZFON	Accounts closed during the period under agreements with depositors: individuals – non-residents, pcs.
19.	Z_ZUOR	Accounts closed during the period under agreements with depositors: legal entities – residents (except for the categories of legal entities listed below), pcs.
20.	Z_ZISI	Accounts closed during the period under agreements with depositors: legal entities – residents – collective investment institutions, pcs.
21.	Z_ZSK	Accounts closed during the period under agreements with depositors: legal entities – residents – insurers, pcs.
22.	Z_ZNPF	Accounts closed during the period under agreements with depositors: legal entities – residents – pension funds, pcs.
23.	Z_ZBANK	Accounts closed during the period under agreements with depositors: legal entities – residents – bank, units
24.	Z_ZTORG	Accounts closed during the period under agreements with depositors: legal entities – residents – investment firms, units
25.	Z_ZUON	Accounts closed during the period under agreements with depositors: legal entities – non-residents, units
26.	Z_ZDUFDU	Account closed during the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – State Property Fund of Ukraine, another state body or body ensuring the activity of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine)
27.	Z_ZDUGHI	Accounts closed during the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – state economic association, state holding company, other state economic organization), units
28.	Z_ZSKPI	Accounts closed during the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – another person or body that performs functions of managing state corporate rights), units
29.	Z_ZTR	Account closed during the period under an agreement with a depositor: territorial community, units
30. Z_ZNO	Account closed during the period under an agreement with a depositor: notary (deposit), units
31. Z_ZNSPVL	Accounts closed during the period under an agreement with a depositor: co-owners, units
32. Z_VFOR2	Number of open accounts at the end of the period under agreements with depositors: individuals – residents, units
33. Z_VFON2	Number of open accounts at the end of the period under agreements with depositors: individuals – non-residents, units
34. Z_VUOR2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents (except for the categories of legal entities listed below), units
35. Z_VISI2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents – collective investment institutions, units
36. Z_VSK2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents – insurers, units
37. Z_VNPF2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents – pension funds, units
38. Z_VBANK2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents – bank, units
39. Z_VTORG2	Number of open accounts at the end of the period under agreements with depositors: legal entities – residents – investment firms, units
40. Z_VUON2	Number of accounts open to depositors at the end of the period under agreements with depositors: legal entities – non-residents, units
41. Z_KVDUF	Number of account managers at the end of the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – State Property Fund of Ukraine, another state body or body ensuring the activity of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine), units
42. Z_KVDUGHI	Number of account managers at the end of the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – state economic association, state holding company, other state economic organization), units
43. Z_KVDUI	Number of account managers at the end of the period under an agreement with a depositor: State of Ukraine (entity managing state corporate rights – another person or body that performs functions of managing state corporate rights), units
44. Z_KTR	Number of open accounts at the end of the period under an agreement with a depositor: territorial community, units
45. Z_KNO	Number of account managers at the end of the period under an agreement with a depositor: notary (deposit), units
46. ACEM_OPN	Accounts opened during the period under agreements with issuers (regarding dematerialized securities), units
47. ACEM_CLS	Accounts closed during the period under agreements with issuers (regarding dematerialized securities), units
48. ACEM_RES	Number of open accounts at the end of the period under agreements with issuers (regarding dematerialized securities), units
49. NH_OPN	Accounts opened during the period under agreements with nominal holders, units
50. NH_CLS	Accounts closed during the period under agreements with nominal holders, pcs.
51. NH_RES	Number of open accounts of nominal holders at the end of the period under agreements with nominal holders, pcs.
52. NH_RSPVL	Number of open accounts at the end of the period under an agreement with a depositor: co-owners, pcs.
53. Z_PRYM	Notes

4.4. Report on accounting operations carried out by the depository institution

Accounting operations carried out by the depository institution shall be submitted in respect of accounting operations carried out during one operational day by the depository institution, as a result of which acquisition/termination of ownership rights to securities occurs (except for accounting operations related to cancellation of registration of a securities issue, redemption of a securities issue, performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies").

Information lines are included in the XML element "DTSZ_oblik" and contain the following details:

No.	XML attribute	Purpose
1. NN	Sequence number
2. Z_DAOP	Date of the operational day
3. Z_OKERO	Servicing of the operation: under instructions of depositors/nominal holders, managers of depositors'/nominal holders' accounts, total number of operations, pcs.
4. Z_OKERC	Servicing of the operation: under instructions of depositors/nominal holders, managers of depositors'/nominal holders' accounts, total number of securities, pcs.
5. CP_VALUT_RD	Servicing of the operation: under instructions of depositors / nominal holders, managers of depositors' / nominal holders' accounts, currency code2
6. Z_OZNVO	Servicing of the operation: under instructions of nominal holders, managers of depositors'/nominal holders' accounts, total nominal value of securities, total premium – for option certificates
7. Z_OBOKCO	Servicing of the operation: as a result of execution of an unconditional operation with securities, total number of operations, pcs.
8. Z_OBOKCP	Servicing of the operation: as a result of execution of an unconditional operation with securities, total number of securities, pcs.
9. CP_VALUT_VO	Servicing of the operation: as a result of execution of an unconditional operation with securities, currency code2
10. Z_OBONV	Servicing of the operation: as a result of execution of an unconditional operation with securities, total nominal value of securities, total premium - for option certificates
11. Z_OBRKO	Servicing of the operation: based on information received from the depository on conclusion of agreements on the organized capital market, total number of operations, pcs.
12. Z_DPKCP	Servicing of the operation: based on information received from the depository on conclusion of agreements on the organized capital market, total number of securities, pcs.
13. CP_VALUT_OI	Servicing of the operation: based on information received from the depository on conclusion of agreements on the organized capital market, currency code2
14.	Z_OBRNVC	Servicing of the operation: based on information received from the depository on conclusion of agreements on the organized capital market, total nominal value of securities, total premium – for option certificates
15.	Z_OCVPKO	Servicing of the operation: based on information received from the depository on conclusion of transactions regarding securities outside organized capital markets, in compliance with the "delivery of securities against payment" principle, total number of operations, pcs.
16.	Z_OCVPCP	Servicing of the operation: based on information received from the depository on conclusion of transactions regarding securities outside organized capital markets, in compliance with the "delivery of securities against payment" principle, total number of securities, pcs.
17.	CP_VALUT_OP	Servicing of the operation: based on information received from the depository on conclusion of transactions regarding securities outside organized capital markets, in compliance with the "delivery of securities against payment" principle, currency code2
18.	Z_OCVPNV	Servicing of the operation: based on information received from the depository on conclusion of transactions regarding securities outside organized capital markets, in compliance with the "delivery of securities against payment" principle, total nominal value of securities, total premium – for option certificates
19.	Z_OCCDKO	Servicing of the operation: based on information received from the Central Securities Depository on carrying out a corporate operation on an agricultural note, total number of operations, pcs.
20.	Z_OCCDCP	Servicing of the operation: based on information received from the Central Securities Depository regarding the corporate operation on an agrarian note, total number of securities, pcs.
21.	CP_VALUT_CD	Servicing of the operation: based on information received from the Central Securities Depository regarding the corporate operation on an agrarian note, currency code2
22.	Z_OCCDNV	Servicing of the operation: based on information received from the Central Securities Depository regarding the corporate operation on an agrarian note, total nominal value of securities
23.	Z_VVRKO	Servicing of the operation: as a result of the application of an exception from the grounds for 3 refusal to accept an order for execution and/or to execute a depository operation, provided for by paragraph 12 of Chapter 3 of Section V of the Regulation on Conducting Depository Activity, approved by decision of the National Commission on Securities and Stock Market of 23 April 2013 No. 735, registered with the Ministry of Justice of Ukraine on 27 June 2013 under No. 1084/23616, total number of operations, pcs.
24.	Z_VVRCP	Servicing of the operation: as a result of the application of an exception from the grounds for refusal to accept an order for execution and/or to execute a depository operation, provided for by paragraph 12 of Chapter 3 of Section V of the Regulation of 23 April 2013 No. 735, total number of securities, pcs
25. CP_VALUT_VR	Servicing of the operation: as a result of the application of an exception from the grounds for refusal to accept an order for execution and/or to execute a depository operation, provided for by paragraph 12 of Chapter 3 of Section V of the Regulation of 23 April 2013 No. 735, currency code2
26. Z_VVRNV	Servicing of the operation: as a result of the application of an exception from the grounds for refusal to accept an order for execution and/or to execute a depository operation, provided for by paragraph 12 of Chapter 3 of Section V of the Regulation of 23 April 2013 No. 735, total nominal value of securities
27. Z_ZARO	Crediting of securities: total number of securities, pcs.
28. Z_ZARS	Crediting of securities: total number of operations, pcs.
29. CP_VALUT_ZR	Crediting of securities: currency code2
30. Z_ZARV	Crediting of securities: total nominal value of the security, total premium – for option certificates
31. Z_SO	Debiting of securities: total number of securities, pcs.
32. Z_SS	Debiting of securities: total number of operations, pcs.
33. CP_VALUT_SP	Debiting of securities: currency code2
34. Z_SVV	Debiting of securities: total nominal value of the security, total premium – for option certificates
35. Z_PRKCP	Transfer (increase of securities): total number of securities, pcs.
36. Z_PRKO	Transfer (increase of securities): total number of operations, pcs.
37. CP_VALUT_PP	Transfer (increase of securities): currency code2
38. Z_PRZNV	Transfer (increase of securities): total nominal value of the security, total premium – for option certificates
39. Z_PRZMKC	Transfer (decrease of securities): total number of securities, pcs.
40. Z_PRZKO	Transfer (decrease of securities): total number of operations, pcs.
41. CP_VALUT_PM	Transfer (decrease of securities): currency code2
42. Z_PRZDNV	Transfer (decrease of securities): total nominal value of the security, total premium – for option certificates
43. Z_PRYM	Notes

[1] Accounting operations carried out by the depository institution shall be submitted in respect of accounting operations carried out during one operational day by the depository institution, as a result of which acquisition/termination of ownership rights to securities occurs (except for accounting operations related to cancellation of registration of a securities issue, redemption of a securities issue, performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies").

[2] Completed in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

4.5. Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution1

The reference is compiled taking into account the depository institution's own securities issues and the depository institution's own accounts.

Information lines are embedded in the XML element "DTSZ_pv" and contain the details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2. Z_EDRE	Issuer's data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. E_EDRICI	Issuer's data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
4. E_CNCONR	Issuer's data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (issuer – non-resident)
5. E_LEI	Issuer's data: identification number according to the international legal entity identifier (LEI code) (if available)
6. Z_ENAME	Issuer's data: full name
7. E_KRAINA	Issuer's data: country of registration2
8. Z_D_ERDZ	Data on the depository/foreign financial institution: code according to the USREOU/identification code from the trade, court or banking register of the country where the foreign financial institution is officially registered
9. Z_D_LEI	Data on the depository/foreign financial institution: identification number according to the international legal entity identifier (LEI code) (if available)
10. Z_D_NAZ	Data on the depository/foreign financial institution: name
11. Z_ISIN	Data on securities: international securities identification number
12. Z_CP_CFI	Data on securities: classification code of financial instruments (CFI code)
13. Z_SV	Data on securities: code3
14. Z_NOM_V	Data on securities: nominal value of one security, premium – for option certificates (if available)
15. CP_VALUT	Data on securities: currency code4
16. Z_ZKR	Total number of securities owner accounts opened with the depository institution, on which securities are recorded, pcs.
17. Z_ZKS	Total number of securities in securities accounts of securities owners with the depository institution, pcs.
18. Z_ZVS	Total nominal value of securities, total premium – for option certificates, in securities accounts of owners
19. Z_DFRR	Owners – individuals – residents: number of securities accounts, pcs.
20. Z_DFRS	Owners – individuals – residents: total securities, pcs.
21. Z_DFRV	Owners – individuals – residents: total nominal value of securities, total premium – for option certificates
22. Z_DFNR	Owners – individuals – non-residents: number of securities accounts, pcs.
23. Z_DFNS	Owners – individuals – non-residents: total securities, pcs.
24. Z_DFNV	Owners – individuals – non-residents: total nominal value of securities, total premium – for option certificates
25. Z_DUR	Owners – legal entities – residents: number of securities accounts, pcs. (excluding the categories of legal entities listed below)
26. Z_DURR	Owners – legal entities – residents: total securities, pcs. (excluding the categories of legal entities listed below)
27. Z_DURV	Owners – legal entities – residents: total nominal value of securities, total premium – for option certificates, UAH (excluding the categories of legal entities listed below)
28. Z_DBANKR	Owners – banks – residents: number of securities accounts, pcs.
29. Z_DBANKS	Owners – banks – residents: total securities, pcs.
30. Z_DBANKV	Owners – banks – residents: total nominal value of securities, total premium – for option certificates
31. Z_DISIR	Owners – resident collective investment institutions: number of securities accounts, pcs.
32. Z_DISIS	Owners – resident collective investment institutions: total securities, pcs.
33. Z_DISIV	Owners – resident collective investment institutions: total nominal value of securities, total premium – for option certificates
34. Z_DSKR	Owners – resident insurers: number of securities accounts, pcs.
35. Z_DSKS	Owners – resident insurers: total securities, pcs.
36. Z_DSKV	Owners – resident insurers: total nominal value of securities, total premium – for option certificates
37. Z_DNEPFR	Owners – resident pension funds: number of securities accounts, pcs.
38. Z_DNEPFS	Owners – resident pension funds: total securities, pcs.
39. Z_DNEPFV	Owners – resident pension funds: total nominal value of securities, total premium – for option certificates
40. Z_DTORGR	Owners – resident investment firms: number of securities accounts, pcs.5
41. Z_DTORGS	Owners – resident investment firms: total securities, pcs.5
42. Z_DTORGV	Owners – resident investment firms: total nominal value of securities, total premium – for option certificates, UAH.5
43. Z_DNEMR	Owners – non-resident legal entities: number of securities accounts, pcs.
44. Z_DNEMS	Owners – non-resident legal entities: total securities, pcs.
45. Z_DNEMV	Owners – non-resident legal entities: total nominal value of securities, total premium – for option certificates
46. Z_DUNR	Owner – the State of Ukraine (subject of management of state corporate rights – the State Property Fund of Ukraine, another state body or body that ensures the activity of the President of Ukraine, the Verkhovna Rada of Ukraine, the Cabinet of Ministers of Ukraine): number of securities accounts, pcs.
47. Z_DUNS	Owner – the State of Ukraine (subject of management of state corporate rights – the State Property Fund of Ukraine, another state body or body that ensures the activity of the President of Ukraine, the Verkhovna Rada of Ukraine, the Cabinet of Ministers of Ukraine): total securities, pcs.
48. Z_DUNV	Owner – the State of Ukraine (subject of management of state corporate rights – the State Property Fund of Ukraine, another
		state body or body that ensures the activity of the President of Ukraine, the Verkhovna Rada of Ukraine, the Cabinet of Ministers of Ukraine): total nominal value of securities, total premium – for option certificates
49.	Z_DERBR	Owner – the State of Ukraine (subject of management of state corporate rights – a state economic association, a state holding company, another state economic organization): number of securities accounts, pcs.
50.	Z_DERBS	Owner – the State of Ukraine (subject of management of state corporate rights – a state economic association, a state holding company, another state economic organization): total securities, pcs.
51.	Z_DERBV	Owner – the State of Ukraine (subject of management of state corporate rights – a state economic association, a state holding company, another state economic organization): total nominal value of securities, total premium – for option certificates
52.	Z_DERZPR	Owner – the State of Ukraine (subject of management of state corporate rights – another person or body that performs functions of managing state corporate rights): number of securities accounts, pcs.
53.	Z_DERZPS	Owner – the State of Ukraine (subject of management of state corporate rights – another person or body that performs functions of managing state corporate rights): total securities, pcs.
54.	Z_DERZPV	Owner – the State of Ukraine (subject of management of state corporate rights – another person or body that performs functions of managing state corporate rights): total nominal value of securities, total premium – for option certificates
55.	Z_TRNR	Owners – territorial communities: number of securities accounts, pcs.
56.	Z_TRNS	Owners – territorial communities: total securities, pcs.
57.	Z_TRNV	Owners – territorial communities: total nominal value of securities, total premium – for option certificates
58.	Z_SPVLR	Owners – co-owners: number of securities accounts, pcs.
59.	Z_SPVLS	Owners – co-owners: total securities, pcs.
60.	Z_SPVLV	Owners – co-owners: total nominal value of securities, total premium – for option certificates
61.	Z_NONR	Depositor – notary (deposit): number of securities accounts, pcs.
62.	Z_NONS	Depositor – notary (deposit): total securities, pcs.
63.	Z_NONV	Depositor – notary (deposit): total nominal value of securities, total premium – for option certificates
64.	Z_PRYM	Notes

[1] Taking into account own issues of securities of the depository institution and own accounts of the depository institution.

[2] To be filled in in accordance with Reference Book 45 “Classification of Countries of the World” of the System of Reference Books and Classifiers.

[3] To be filled in in accordance with Reference Book 7 “Classification of Financial and Non-Financial Instruments” of the System of Reference Books and Classifiers.

[4] To be filled in in accordance with Reference Book 46 “List and Codes of Currencies” of the System of Reference Books and Classifiers.

[5] If the bank has a license to conduct activities in trading financial instruments, it shall be filled in as an investment firm.

4.6. Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution: Nominal holders

The rows shall be filled in for each nominal holder with regard to individual information rows of the Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution.

The information rows are included in the XML element “DTSZ_pv_NH” and contain the following details:

No.	XML attribute	Purpose
1.	REF_NN	Sequence number of the information row in the “Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution” to which this row regarding the nominal holder relates
2.	NH_NAME	Nominal holder: name
3.	NH_IDCD	Nominal holder: identification code from the trade, court or bank register of the country where the foreign financial institution is officially registered
4.	NH_LEI	Nominal holder: identification number under the international legal entity identifier (LEI code) (if available)
5.	NH_RVK	Nominal holder: amount of own funds
6.	NH_VALUT	Nominal holder: currency code1
7.	NH_TOTR	Nominal holder: number of accounts of the nominal holder opened with the depository institution on which securities are recorded, pcs.
8.	NH_TOTS	Nominal holder: total number of securities in the securities accounts of the nominal holder with the depository institution, pcs.
9.	NH_TOTV	Nominal holder: total nominal value of securities, total premium - for option certificates, on securities accounts of the nominal holder
10.	Z_PRYM	Notes

[Примітка:] Note: Rows 1–10 are filled in for each nominal holder.

[1] Filled in for the currency in which the amount of own funds is specified, in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

4.7. Certificate on the list of owners of blocks of shares and owners of mortgage securities serviced by the depository institution1

The certificate is drawn up taking into account the depository institution's own issues of securities and the depository institution's own accounts.

Information rows are embedded in the XML element "DTSZ_rv" and contain the following details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	Z_EDRE	Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3.	Z_ENAME	Issuer data: full name
4.	E_OPF	Issuer data: organizational and legal form2
5.	Z_ISIN	Securities data: international identification number of securities
6. Z_CP_CFI	Securities data: classification code of financial instruments (CFI code)
7. Z_SV	Securities data: code3
8. Z_NOM_V	Securities data: nominal value of one security
9. CP_VALUT	Securities data: currency code4
10. Z_ZAGV	Securities data: total nominal value of securities, premium – for option certificates
11. NH_NAME	Nominal holder data: name
12. NH_LEI	Nominal holder data: identification number according to the international legal entity identifier (LEI code)
13. NH_KRAINA	Nominal holder data: country of registration5
14. Z_VIDEP	Owner data: type6
15. VLKRAINA	Owner data: country of registration (except individuals) 5, 7, 9
16. PADDR1	Owner data: country of citizenship (for individuals)5,9
17. VLOPF	Owner data: organizational and legal form (legal entity – resident)2, 7
18. Z_KEDEVL	Owner data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (legal entity – resident)7
19. VLCNCONR	Owner data: identification code from the trade, court or banking register of the country where the issuer of securities is officially registered (legal entity – non-resident)
20. IND_COD	Owner data: registration number of the taxpayer's account card (individual – resident)
21. IS_EDRISI	Data about the owner: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
22. Z_NAMEV1	Data about the owner: full name of the legal entity (if the owner of the block of shares is a collective investment institution, a real estate operations fund – not a legal entity, the full name of the fund and the full name of the asset management company of such person, the manager shall be indicated) or surname of the individual-7
23. Z_NAMEV2	Data about the owner: abbreviated (if available) name of the legal entity or name of the individual-7
24. Z_NAMEV3	Data about the owner: patronymic (of the individual) (if available)
25. MZNAH	Data about the owner: location7
26. Z_KT	Data about the owner: territory code (filled in for resident legal entities)7,8
27. Z_KISOR	Data about the owner: number of securities (of a certain issue) held in a securities account at a depository institution (except for securities whose issue registration is certified by a temporary certificate of securities issue registration), pcs.
28. Z_SKACH	Data about the owner: share in the charter capital (for shares), %
29. Z_PRYM	Notes

Note: Rows 11–13 are filled in if securities accounts of owners of blocks of shares/mortgage securities are serviced by a nominal holder/client of a nominal holder

[1] Taking into account own issues of securities of the depository institution and own accounts of the depository institution.

[2] Filled in in accordance with Reference Book 41 "Classification of organizational and legal forms of business" of the System of Reference Books and Classifiers.

[3] Filled in in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers.

[4] Filled in in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers.

[5] Filled in in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers.

[6] Filled in in accordance with Reference Book 37 "Types of depositors, clients" of the System of Reference Books and Classifiers.

[7] If the owner of a block of shares or the owner of mortgage securities is the state of Ukraine or a territorial community, information is filled in about the subject of management of the respective securities.

[8] Filled in in accordance with Reference Book 44 "List and codes of territories (regions) of Ukraine" of the System of Reference Books and Classifiers.

[9] Not filled in for co-owners.

4.8. Certificate on servicing operations performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint-Stock Companies"

Information about operations conducted by the depository institution is submitted regarding accounting operations carried out during one operational day by the depository institution, as a result of which acquisition/termination of ownership rights to securities occurs.

Information rows are embedded in the XML element "DTSZ_65" and contain the details:

No. in order	XML attribute	Purpose
1.	NN	Sequence number
2.	Z_DAOP	Date of the operational day
3.	Z_EDRE	Data about the issuer: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
4.	Z_ENAME	Data about the issuer: full name
5.	Z_ISIN	Data about securities: international identification number of securities
6.	Z_TOPR	Data about the operation: type of operation: "1" – debiting of securities, "2" – crediting of securities, "3" – transfer of securities
7.	Z_OPRO	Data about the operation: total number of operations, pcs.
8.	Z_OPRC	Data about the operation: total number of securities, pcs.
9.	Z_OPNVO	Transaction data: total nominal value of securities, UAH
10.	Z_PRYM	Notes

4.9. Certificate on accountable accounts

Information lines are embedded in the XML element "DTSZ_pr" and contain the following details:

No.	XML attribute	Purpose
1.	NN	Sequence number
2.	Z_PR	Presence of accountable accounts: 1 - present; 2 - absent

4.10. Certificate regarding information on the audit report

The year and reporting month for which the certificates are submitted shall be the year and month of the reporting period specified in the root element of the general part of the data.

All data specified in the table in hryvnias shall be filled in with rounding to two decimal places.

Information lines are embedded in the XML element "DTSDAUDIT" and contain the following details:

No.	XML attribute	Purpose
1.	Z_AUDN	Data of the audit entity: name
2.	Z_AUD_E	Data of the audit entity: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3.	AUD_ADDR	Data of the audit entity: location
4.	CHMB_RGNM	Registration number in the Register of Auditors and Audit Entities
5.	CHMB_ROZDIL	Section of the Register of Auditors and Audit Entities (3 – audit entities that have the right to conduct statutory audit of financial statements, 4 – audit entities that have the right to conduct statutory audit of financial statements of public interest entities)
6.	AUD_REPFID	Reporting period for which the audit of financial statements was conducted – the last date of the period shall be indicated
7.	AUD_REPSTD	Reporting period for which the audit of financial statements was conducted – the first date of the period shall be indicated
8.	AUD_OPIN	Auditor's opinion (01 – unmodified, 02 – qualified, 03 – adverse, 04 – disclaimer of opinion)
9.	AUD_SVCNM	Number and date of the audit engagement contract: Number
10.	AUD_SVCDT	Number and date of the audit engagement contract: Date
11.	AUD_BEG	Audit start date and end date: Start date
12.	AUD_END	Audit start date and end date: End date
13.	AUD_DATE	Date of the audit report
14.	AUD_FEE	Amount of remuneration for conducting the annual audit
15.	Z_PRYM	Notes

Director of the Department of Information Technologies Andrii ZAIKA

Appendix 1 to the description of sections and XML schemas
of electronic reporting data files of depository institutions

XSD schema "IrregDepOrg" of irregular data

No.	Schema line
1	<?xml version='1.0' encoding='windows-1251'?>
2	<schema
3	xmlns="http://www.w3.org/2001/XMLSchema"
4	xmlns:z="http://nssmc.gov.ua/Schem/IrregDepOrg"
5	targetNamespace="http://nssmc.gov.ua/Schem/IrregDepOrg"
6	elementFormDefault="qualified">
7	<simpleType name="EDRPOU">
8	<restriction base="string">
9	<maxLength value="12"/>
10	</restriction>
11	</simpleType>
12	<simpleType name="ISIN">
13	<restriction base="string">
14	<maxLength value="12"/>
15	</restriction>
16	</simpleType>
17	<simpleType name="LEI">
18	<restriction base="string">
19	<pattern value="[0-9A-Z]{18}[0-9]{2}"/>
20	</restriction>
21	</simpleType>
22	<simpleType name="money">
23	<restriction base="decimal">
24	<fractionDigits value="2"/>
25	</restriction>
26	</simpleType>
27	<simpleType name="OC_NF_EventType">
28	<restriction base="integer">
29	<enumeration value="1"/>
30	<enumeration value="2"/>
31	</restriction>
32	</simpleType>
33	<simpleType name="VI_VH_EventType">
34	<restriction base="integer">
35	<enumeration value="1"/>
36	<enumeration value="2"/>
37	<enumeration value="3"/>
38	<enumeration value="4"/>
39	<enumeration value="5"/>
40	<enumeration value="6"/>
41	<enumeration value="7"/>
42	</restriction>
43	</simpleType>
44	<simpleType name="Type254">
45	<restriction base="string">
46	<maxLength value="254"/>
47	</restriction>
48	</simpleType>
49	<simpleType name="Type10">
50	<restriction base="string">
51	<maxLength value="10"/>
52	</restriction>
53	</simpleType>
54	<simpleType name="Type100">
55	<restriction base="string">
56	<maxLength value="100"/>
57	</restriction>

58
</simpleType>
59
<simpleType name="Type3">
60
<restriction base="string">
61
<maxLength value="3"/>
62
</restriction>
63
</simpleType>
64
<simpleType name="Type8">
65
<restriction base="string">
66
<maxLength value="8"/>
67
</restriction>
68
</simpleType>
69
<simpleType name="Type5">
70
<restriction base="string">
71
<maxLength value="5"/>
72
</restriction>
73
</simpleType>
74
<simpleType name="Type19">
75
<restriction base="string">
76
<maxLength value="19"/>
77
</restriction>
78
</simpleType>
79
<element name="root">
80
<complexType>
81
<all>
82
<element name="DTSSuprovod">
83
<complexType>
84
<sequence minOccurs="0" maxOccurs="unbounded"> 85 <element name="row" form="qualified"> 86 <complexType> 87 <attribute name="ISPDAT" type="dateTime"/> 88 <attribute name="VIPRAV" type="string"/> 89 <attribute name="TAG" type="string"/> 90 </complexType> 91 </element> 92 </sequence> 93 </complexType> 94 </element> 95 <element name="DTSZ_VLA"> 96 <complexType> 97 <sequence minOccurs="0" maxOccurs="unbounded"> 98 <element name="row" form="qualified"> 99 <complexType> 100 <attribute name="NN" type="double"/> 101 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 102 <attribute name="E_CNCONR" type="z:Type100"/> 103 <attribute name="NAME" type="z:Type254"/> 104 <attribute name="E_OPF" type="z:Type3"/> 105 <attribute name="E_KRAINA" type="z:Type3"/> 106 <attribute name="DP_EDRPOU" type="z:EDRPOU"/> 107 <attribute name="DP_NAM" type="z:Type254"/> 108 <attribute name="ISIN" type="z:ISIN"/> 109 <attribute name="Z_CP_CFI" type="z:Type100"/> 110 <attribute name="Z_SV" type="z:Type8"/> 111 <attribute name="Z_NOM_V" type="double"/> 112 <attribute name="CP_VALUT" type="z:Type3"/> 113 <attribute name="Z_ZAGV" type="double"/> 114 <attribute name="PERSONTYPE" type="z:Type3"/> 115 <attribute name="OADDR1" type="z:Type3" 116 use="optional"/> 117 <attribute name="PADDR1" type="z:Type3" 118 use="optional"/> 119 <attribute name="OPF" type="z:Type3"/> 120 <attribute name="OKOD" type="z:EDRPOU"/> 121 <attribute name="VLCNCONR" type="z:Type100"/> 122 <attribute name="IND_COD" type="z:Type10"/> 123 <attribute name="IND_IDRI" type="z:Type10"/> 124 <attribute name="ONAME1" type="z:Type254"/> 125 <attribute name="ONAME2" type="z:Type254"/> 126 <attribute name="ONAME3" type="z:Type254"/> 127 <attribute name="MZNAH" type="z:Type254"/>

128
<attribute name="OOBLKOD" type="z:Type19"/>
129
<attribute name="INREGDT" type="dateTime"/>
130
<attribute name="DEVENT" type="dateTime"/>
131
<attribute name="TEVENT" type="z:Type3"/>
132
<attribute name="KCPPV" type="double"/>
133
<attribute name="STQ_BLO" type="double"/>
134
<attribute name="PERCENT" type="double"/>
135
<attribute name="PERCE_BLO" type="double"/>
136
<attribute name="Z_PRYM" type="string"/>
137
</complexType>
138
</element>
139
</sequence>
140
</complexType>
141
</element>
142
<element name="DTSZ_VLI">
143
<complexType>
144
<sequence minOccurs="0" maxOccurs="unbounded"> 145 <element name="row" form="qualified"> 146 <complexType> 147 <attribute name="NN" type="double"/> 148 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 149 <attribute name="NAME" type="z:Type254"/> 150 <attribute name="OADDR1" type="z:Type3"/> 151 <attribute name="DP_EDRPOU" type="z:EDRPOU"/> 152 <attribute name="DP_NAM" type="z:Type254"/> 153 <attribute name="ISIN" type="z:ISIN"/> 154 <attribute name="Z_CP_CFI" type="z:Type100"/> 155 <attribute name="VID_ICP" type="z:Type8"/> 156 <attribute name="Z_NOM_V" type="double"/> 157 <attribute name="CP_VALUT" type="z:Type3"/> 158 <attribute name="Z_ZAGV" type="double"/> 159 <attribute name="PERSONTYPE" type="z:Type3"/> 160 <attribute name="OADVDR1" type="z:Type3" 161 use="optional"/> 162 <attribute name="PADDR1" type="z:Type3" 163 use="optional"/> 164 <attribute name="OPF" type="z:Type3"/> 165 <attribute name="OKOD" type="z:Type10"/> 166 <attribute name="VLCNCONR" type="z:Type100"/> 167 <attribute name="IND_COD" type="z:Type10"/> 168 <attribute name="IND_IDRI" type="z:Type10"/> 169 <attribute name="ONAME1" type="z:Type254"/> 170 <attribute name="ONAME2" type="z:Type254"/> 171 <attribute name="ONAME3" type="z:Type254"/> 172 <attribute name="MZNAH" type="z:Type254"/> 173 <attribute name="OOBLKOD" type="z:Type19"/> 174 <attribute name="INREGDT" type="dateTime"/> 175 <attribute name="DEVENT" type="dateTime"/> 176 <attribute name="TEVENT" type="z:Type3"/> 177 <attribute name="STQ" type="double"/> 178 <attribute name="STQ_BLO" type="double"/> 179 <attribute name="Z_PRYM" type="string"/> 180 </complexType> 181 </element> 182 </sequence> 183 </complexType> 184 </element> 185 <element name="DTSZ_OC_NF"> 186 <complexType> 187 <sequence minOccurs="0" maxOccurs="unbounded"> 188 <element name="row" form="qualified"> 189 <complexType> 190 <attribute name="EV_TYP" use="required" 191 type="z:OC_NF_EventType"/> 192 <attribute name="NF_NAME" type="z:Type254" 193 use="required"/> 194 <attribute name="NF_CNTR" type="z:Type3" 195 use="required"/> 196 <attribute name="NF_IDCD" type="z:Type100"/> 197 <attribute name="NF_LEI" type="z:LEI"/>

198
<attribute name="NF_OPN" use="required"
199 type="nonNegativeInteger"/>
200
<attribute name="NF_CLS" use="required"
201 type="nonNegativeInteger"/>
202
<attribute name="Z_PRYM" type="string"/>
203
</complexType>
204
</element>
205
</sequence>
206
</complexType>
207
</element>
208
<element name="DTSZ_VI_VH">
209
<complexType>
210
<sequence minOccurs="0" maxOccurs="unbounded"> 211 <element name="row" form="qualified"> 212 <complexType> 213 <attribute name="NH_NAME" type="z:Type254" 214 use="required"/> 215 <attribute name="NH_CNTR" type="z:Type3" 216 use="required"/> 217 <attribute name="NH_IDCD" type="z:Type100"/> 218 <attribute name="NH_LEI" type="z:LEI"/> 219 <attribute name="DEVENT" type="date" 220 use="required"/> 221 <attribute name="PEVENT" use="required" 222 type="z:VI_VH_EventType"/> 223 <attribute name="Z_EDRE" type="z:EDRPOU"/> 224 <attribute name="Z_ENAME" type="z:Type254"/> 225 <attribute name="Z_ISIN" type="z:ISIN"/> 226 <attribute name="Z_ZKR" use="required" 227 type="nonNegativeInteger"/> 228 <attribute name="Z_ZKS" use="required" 229 type="nonNegativeInteger"/> 230 <attribute name="CP_VALUT" type="z:Type3"/> 231 <attribute name="Z_ZVS" type="z:money" 232 use="required"/> 233 <attribute name="Z_PRYM" type="string"/> 234 </complexType> 235 </element> 236 </sequence> 237 </complexType> 238 </element> 239 <element name="DTSSANCTION"> 240 <complexType> 241 <sequence minOccurs="0" maxOccurs="unbounded"> 242 <element name="row" form="qualified"> 243 <complexType> 244 <attribute name="NN" type="double"/> 245 <attribute name="NH_NAME" type="z:Type254" 246 use="optional"/> 247 <attribute name="NH_CNTR" type="z:Type3" 248 use="optional"/> 249 <attribute name="NH_IDCD" type="z:Type100"/> 250 <attribute name="NH_LEI" type="z:LEI"/> 251 <attribute name="PERSONTYPE" type="z:Type3"/> 252 <attribute name="PADDR1" type="z:Type3" 253 use="optional"/> 254 <attribute name="OADDR1" type="z:Type3" 255 use="optional"/> 256 <attribute name="OPF" type="z:Type3"/> 257 <attribute name="OKOD" type="z:Type10"/> 258 <attribute name="VLCNCONR" type="z:Type100"/> 259 <attribute name="IND_COD" type="z:Type10"/> 260 <attribute name="IND_IDRI" type="z:Type10"/> 261 <attribute name="ONAME1" type="z:Type254"/> 262 <attribute name="ONAME2" type="z:Type254"/> 263 <attribute name="ONAME3" type="z:Type254"/> 264 <attribute name="MZNAH" type="z:Type254"/> 265 <attribute name="OOBLKOD" type="z:Type19"/> 266 <attribute name="SANC_DATE" type="date" 267 use="required"/>

268	<attribute name="SANC_NUM" type="z:Type100"
269	use="required"/>
270	<attribute name="SANC_SOURSE" type="z:Type254"
271	use="required"/>
272	<attribute name="SANC_TYPE" type="z:Type254"
273	use="required"/>
274	<attribute name="Z_ACCQ" type="double"/>
275	<attribute name="DEVENT" type="dateTime"/>
276	<attribute name="EMEDRPOU" type="z:EDRPOU"/>
277	<attribute name="E_CNCONR" type="z:Type100"/>
278	<attribute name="NAME" type="z:Type254"/>
279	<attribute name="E_OPF" type="z:Type3"/>
280	<attribute name="E_KRAINA" type="z:Type3"/>
281	<attribute name="DP_EDRPOU" type="z:EDRPOU"/>
282	<attribute name="DP_NAM" type="z:Type254"/>
283	<attribute name="ISIN" type="z:ISIN"/>
284	<attribute name="Z_CP_CFI" type="z:Type100"/>
285	<attribute name="Z_SV" type="z:Type8"/>
286	<attribute name="Z_NOM_V" type="double"/>
287	<attribute name="CP_VALUT" type="z:Type3"/>
288	<attribute name="Z_ZVS" type="double"/>
289	<attribute name="KCPPV" type="double"/>
290	<attribute name="Z_PRYM" type="string"/>
291	</complexType>
292	</element>
293	</sequence>
294	</complexType>
295	</element>
296	</all>
297	<attribute name="D_EDRPOU" type="z:EDRPOU"/>
298	<attribute name="D_NAME" type="string"/>
299	<attribute name="STD" type="dateTime"/>
300	<attribute name="FID" type="dateTime"/>
301	<attribute name="NREG" type="string"/>
302	<attribute name="TTYPE" type="string"/>
303	</complexType>
304	</element>
305	</schema>

Appendix 2 to the description of sections and schemes of XML
files of the electronic form of reporting data of depository institutions

XSD scheme "DayDepOrg" of daily data

No.	Scheme line
1	<?xml version='1.0' encoding='windows-1251'?>
2	<schema
3	xmlns="http://www.w3.org/2001/XMLSchema"
4	xmlns:z="http://nssmc.gov.ua/Schem/DayDepOrg"
5	targetNamespace="http://nssmc.gov.ua/Schem/DayDepOrg"
6	elementFormDefault="qualified">
7	<simpleType name="EDRPOU">
8	<restriction base="string">
9	<maxLength value="12"/>
10	</restriction>
11	</simpleType>
12	<simpleType name="ISIN">
13	<restriction base="string">
14	<maxLength value="12"/>
15	</restriction>
16	</simpleType>
17	<simpleType name="CFI">
18	<restriction base="string">
19	<pattern value="[A-Z]{6}"/>
20	</restriction>
21	</simpleType>
22	<simpleType name="LEI">
23	<restriction base="string">
24	<pattern value="[0-9A-Z]{18}[0-9]{2}"/>
25	</restriction>
26	</simpleType>
27	<simpleType name="money">
28	<restriction base="decimal">
29	<fractionDigits value="2"/>
30	</restriction>
31	</simpleType>
32	<simpleType name="OOP_VvrType">
33	<restriction base="integer">
34	<enumeration value="1"/>
35	<enumeration value="2"/>
36	</restriction>
37	</simpleType>
38	<simpleType name="OOP_OprType">
39	<restriction base="integer">
40	<enumeration value="1"/>
41	<enumeration value="2"/>
42	<enumeration value="3"/>
43	<enumeration value="4"/>
44	</restriction>
45	</simpleType>
46	<simpleType name="OOP_AgrType">
47	<restriction base="integer">
48	<enumeration value="1"/>
49	<enumeration value="2"/>
50	<enumeration value="3"/>
51	<enumeration value="4"/>
52	<enumeration value="5"/>
53	</restriction>
54	</simpleType>
55	<simpleType name="OOP_PlcType">
56	<restriction base="integer">
57	<enumeration value="1"/>
58	<enumeration value="2"/>

59
<enumeration value="3"/>
60
<enumeration value="4"/>
61
</restriction>
62
</simpleType>
63
<simpleType name="Type254">
64
<restriction base="string">
65
<maxLength value="254"/>
66
</restriction>
67
</simpleType>
68
<simpleType name="Type10">
69
<restriction base="string">
70
<maxLength value="10"/>
71
</restriction>
72
</simpleType>
73
<simpleType name="Type100">
74
<restriction base="string">
75
<maxLength value="100"/>
76
</restriction>
77
</simpleType>
78
<simpleType name="Type3">
79
<restriction base="string">
80
<maxLength value="3"/>
81
</restriction>
82
</simpleType>
83
<element name="root">
84
<complexType>
85
<all>
86
<element name="DTSSuprovod">
87
<complexType>
88
<sequence minOccurs="0" maxOccurs="unbounded"> 89 <element name="row"> 90 <complexType> 91 <attribute name="ISPDAT" type="dateTime"/> 92 <attribute name="VIPRAV" type="string"/> 93 <attribute name="TAG" type="string"/> 94 </complexType> 95 </element> 96 </sequence> 97 </complexType> 98 </element> 99 <element name="DTSZ_OOP"> 100 <complexType> 101 <sequence minOccurs="0" maxOccurs="unbounded"> 102 <element name="row"> 103 <complexType> 104 <attribute name="NN" type="double"/> 105 <attribute name="Z_EDRE" type="z:EDRPOU"/> 106 <attribute name="E_CNCONR" type="z:Type100"/> 107 <attribute name="E_LEI" type="z:LEI"/> 108 <attribute name="EDRISI" type="z:Type10"/> 109 <attribute name="Z_ENAME" type="z:Type254"/> 110 <attribute name="E_UCNTR" type="z:Type3"/> 111 <attribute name="Z_ISIN" type="z:ISIN"/> 112 <attribute name="Z_CP_CFI" type="z:Type100"/> 113 <attribute name="Z_SV" type="z:Type10"/> 114 <attribute name="Z_NOM_V" type="double"/> 115 <attribute name="CP_VALUT" type="z:Type3"/> 116 <attribute name="Z_ZAGV" type="double"/> 117 <attribute name="NH_NAME" type="z:Type254"/> 118 <attribute name="NH_LEI" type="z:LEI"/> 119 <attribute name="NH_CNTR" type="z:Type3"/> 120 <attribute name="Z_VIDEP" type="z:Type3"/> 121 <attribute name="Z_KRAINA" type="z:Type3" 122 use="optional"/> 123 <attribute name="Z_KCP" type="double"/> 124 <attribute name="PADDR1" type="z:Type3" 125 use="optional"/> 126 <attribute name="Z_TOBSL" type="z:Type10"/> 127 <attribute name="Z_TOPR" type="z:Type10"/> 128 <attribute name="Z_TVDOG" type="z:Type3"/>

129
<attribute name="DP_DUDOG" type="dateTime"/>
130
<attribute name="DP_NDOG" type="z:Type254"/>
131
<attribute name="TR_EDRPOU" type="z:EDRPOU"/> 132 <attribute name="DP_KERNAME" type="z:Type254"/> 133 <attribute name="ZO_PDST" type="z:Type10"/> 134 <attribute name="BR_EDRPOU" type="z:EDRPOU"/> 135 <attribute name="D_DUCNT" type="dateTime"/> 136 <attribute name="D_RCNTR" type="z:Type100"/> 137 <attribute name="D_VVR" type="z:OOP_VvrType"/> 138 <attribute name="Z_PRYM" type="string"/> 139 </complexType> 140 </element> 141 </sequence> 142 </complexType> 143 </element> 144 <element name="DTSZ_OOP_F"> 145 <complexType> 146 <sequence minOccurs="0" maxOccurs="unbounded"> 147 <element name="row"> 148 <complexType> 149 <attribute name="NN" type="positiveInteger" 150 use="required"/> 151 <attribute name="FC_NAME" type="z:Type254" 152 use="required"/> 153 <attribute name="FC_LEI" type="z:LEI"/> 154 <attribute name="FC_CNTR" type="z:Type3" 155 use="required"/> 156 <attribute name="Z_ENAME" type="z:Type254" 157 use="required"/> 158 <attribute name="E_UCNTR" type="z:Type3" 159 use="required"/> 160 <attribute name="E_CNCONR" type="z:Type100"/> 161 <attribute name="E_LEI" type="z:LEI"/> 162 <attribute name="Z_ISIN" type="z:ISIN"/> 163 <attribute name="Z_CP_CFI" type="z:CFI"/> 164 <attribute name="Z_NOM_V" type="double"/> 165 <attribute name="CP_VALUT" type="z:Type3" 166 use="required"/> 167 <attribute name="Z_ZAGV" type="z:money"/> 168 <attribute name="Z_KCP" type="double" 169 use="required"/> 170 <attribute name="Z_VIDEP" type="z:Type3" 171 use="required"/> 172 <attribute name="PADDR1" type="z:Type3" 173 use="optional"/> 174 <attribute name="Z_KRAINA" type="z:Type3" 175 use="optional"/> 176 <attribute name="Z_TOPR" type="z:OOP_OprType" 177 use="required"/> 178 <attribute name="Z_TVDOG" type="z:OOP_AgrType" 179 use="required"/> 180 <attribute name="Z_POPR" type="z:OOP_PlcType" 181 use="required"/> 182 <attribute name="Z_POPRCTR" type="z:Type3" 183 use="required"/> 184 <attribute name="Z_POPRCTY" type="z:Type254" 185 use="required"/> 186 <attribute name="Z_PRYM" type="string"/> 187 </complexType> 188 </element> 189 </sequence> 190 </complexType> 191 </element> 192 </all> 193 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 194 <attribute name="D_NAME" type="string"/> 195 <attribute name="STD" type="dateTime"/> 196 <attribute name="FID" type="dateTime"/> 197 <attribute name="NREG" type="string"/> 198 <attribute name="TTYPE" type="string"/>

199
</complexType>
200
</element>
201 </schema>

Appendix 3 to the description of sections and XML schemas
of electronic reporting data files of depository institutions

XSD schema "MonthDepOrg" of monthly data

No.	Schema line
1	<?xml version='1.0' encoding='windows-1251'?>
2	<schema
3	xmlns="http://www.w3.org/2001/XMLSchema"
4	xmlns:z="http://nssmc.gov.ua/Schem/MonthDepOrg"
5	targetNamespace="http://nssmc.gov.ua/Schem/MonthDepOrg"
6	elementFormDefault="qualified">
7	<simpleType name="EDRPOU">
8	<restriction base="string">
9	<maxLength value="12"/>
10	</restriction>
11	</simpleType>
12	<simpleType name="ISIN">
13	<restriction base="string">
14	<maxLength value="12"/>
15	</restriction>
16	</simpleType>
17	<simpleType name="LEI">
18	<restriction base="string">
19	<pattern value="[0-9A-Z]{18}[0-9]{2}"/>
20	</restriction>
21	</simpleType>
22	<simpleType name="Type254">
23	<restriction base="string">
24	<maxLength value="254"/>
25	</restriction>
26	</simpleType>
27	<simpleType name="Type20">
28	<restriction base="string">
29	<maxLength value="20"/>
30	</restriction>
31	</simpleType>
32	<simpleType name="Type10">
33	<restriction base="string">
34	<maxLength value="10"/>
35	</restriction>
36	</simpleType>
37	<simpleType name="Type100">
38	<restriction base="string">
39	<maxLength value="100"/>
40	</restriction>
41	</simpleType>
42	<simpleType name="Type50">
43	<restriction base="string">
44	<maxLength value="50"/>
45	</restriction>
46	</simpleType>
47	<simpleType name="Type30">
48	<restriction base="string">
49	<maxLength value="30"/>
50	</restriction>
51	</simpleType>
52	<simpleType name="Type3">
53	<restriction base="string">
54	<maxLength value="3"/>
55	</restriction>
56	</simpleType>
57	<simpleType name="Type2">
58	<restriction base="string">
59	<maxLength value="2"/>
60	</restriction>
61	</simpleType>
62	<simpleType name="Type5">
63	<restriction base="string">
64	<maxLength value="5"/>
65	</restriction>
66	</simpleType>
67	<simpleType name="Type6">
68	<restriction base="string">
69	<maxLength value="6"/>
70	</restriction>
71	</simpleType>
72	<simpleType name="Type8">
73	<restriction base="string">
74	<maxLength value="8"/>
75	</restriction>
76	</simpleType>
77	<simpleType name="Type19">
78	<restriction base="string">
79	<maxLength value="19"/>
80	</restriction>
81	</simpleType>
82	<simpleType name="money">
83	<restriction base="decimal">
84	<fractionDigits value="2"/>
85	</restriction>
86	</simpleType>
87	<simpleType name="TypeOP_65">
88	<restriction base="string">
89	<enumeration value="1"/>
90	<enumeration value="2"/>
91	<enumeration value="3"/>
92	</restriction>
93	</simpleType>
94	<simpleType name="Type_1_or_2">
95	<restriction base="integer">
96	<enumeration value="1"/>
97	<enumeration value="2"/>
98	</restriction>
99	</simpleType>
100	<simpleType name="TypeAuditOpinion">
101	<restriction base="string">
102	<enumeration value="01"/>
103	<enumeration value="02"/>
104	<enumeration value="03"/>
105	<enumeration value="04"/>
106	</restriction>
107	</simpleType>
108	<element name="root">
109	<complexType>
110	<all>
111	<element name="DTSSuprovod">
112	<complexType>
113	<sequence minOccurs="0" maxOccurs="unbounded">
114	<element name="row" form="qualified">
115	<complexType>
116	<attribute name="ISPDAT" type="dateTime"/>
117	<attribute name="VIPRAV" type="string"/>
118	<attribute name="TAG" type="string"/>
119	</complexType>
120	</element>
121	</sequence>
122	</complexType>
123	</element>
124	<element name="DTSCP_NPF">
125	<complexType>
126	<sequence minOccurs="0" maxOccurs="unbounded">
127	<element name="row" form="qualified">

128
<complexType>
129
<attribute name="NN" type="double"/>
130
<attribute name="RI2" type="z:Type20"/>
131
<attribute name="F_EDRPOU" type="z:EDRPOU"/>
132
<attribute name="F_NAME" type="z:Type254"/>
133
<attribute name="BANKEDRPOU" type="z:EDRPOU"/> 134 <attribute name="BANKMFO" type="z:Type20"/> 135 <attribute name="O_DATADOG" type="dateTime"/> 136 <attribute name="O_NUMDOG" type="z:Type30"/> 137 <attribute name="K_EDRPOU" type="z:EDRPOU"/> 138 <attribute name="K_NAME" type="z:Type254"/> 139 <attribute name="A_EDRPOU" type="z:EDRPOU"/> 140 <attribute name="A_NAME" type="z:Type254"/> 141 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 142 <attribute name="EMEDRPOU" type="z:Type20"/> 143 <attribute name="D_NAME" type="z:Type254"/> 144 <attribute name="ADR1" type="z:Type10"/> 145 <attribute name="ISIN" type="z:ISIN"/> 146 <attribute name="ISINORCFI" type="z:Type30"/> 147 <attribute name="CPCODE" type="z:Type10"/> 148 <attribute name="CP_VALUT" type="z:Type3"/> 149 <attribute name="CPNNOM" type="double"/> 150 <attribute name="CPAICOL" type="double"/> 151 <attribute name="Z_PRYM" type="string"/> 152 </complexType> 153 </element> 154 </sequence> 155 </complexType> 156 </element> 157 <element name="DTSCP_ICI"> 158 <complexType> 159 <sequence minOccurs="0" maxOccurs="unbounded"> 160 <element name="row" form="qualified"> 161 <complexType> 162 <attribute name="NN" type="double"/> 163 <attribute name="RI1" type="z:Type10"/> 164 <attribute name="RI2" type="z:Type10"/> 165 <attribute name="F_EDRPOU" type="z:EDRPOU"/> 166 <attribute name="F_DEDRICI" type="z:Type20"/> 167 <attribute name="F_NAME" type="z:Type254"/> 168 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 169 <attribute name="D_NAME" type="z:Type254"/> 170 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 171 <attribute name="ISIN" type="z:ISIN"/> 172 <attribute name="ISINORCFI" type="z:Type30"/> 173 <attribute name="O_DATADOG" type="dateTime"/> 174 <attribute name="O_NUMDOG" type="z:Type30"/> 175 <attribute name="K_EDRPOU" type="z:EDRPOU"/> 176 <attribute name="ADR1" type="z:Type10"/> 177 <attribute name="K_NAME" type="z:Type254"/> 178 <attribute name="CPNNOM" type="double"/> 179 <attribute name="CPAICOL" type="double"/> 180 <attribute name="CPCODE" type="z:Type10"/> 181 <attribute name="CP_VALUT" type="z:Type3"/> 182 <attribute name="Z_PRYM" type="string"/> 183 </complexType> 184 </element> 185 </sequence> 186 </complexType> 187 </element> 188 <element name="DTSZ_admin"> 189 <complexType> 190 <sequence minOccurs="0" maxOccurs="unbounded"> 191 <element name="row" form="qualified"> 192 <complexType> 193 <attribute name="NN" type="double"/> 194 <attribute name="Z_VFOR" type="double"/> 195 <attribute name="Z_VFON" type="double"/> 196 <attribute name="Z_VUOR" type="double"/> 197 <attribute name="Z_VISI" type="double"/>

198
<attribute name="Z_VSK" type="double"/>
199
<attribute name="Z_VNPF" type="double"/>
200
<attribute name="Z_VBANK" type="double"/>
201
<attribute name="Z_VTORG" type="double"/>
202
<attribute name="Z_VUON" type="double"/>
203
<attribute name="Z_VDUD" type="double"/>
204
<attribute name="Z_VDGD" type="double"/>
205
<attribute name="Z_VDUO" type="double"/>
206
<attribute name="Z_VTR" type="double"/>
207
<attribute name="Z_VNO" type="double"/>
208
<attribute name="Z_VNSPVL" type="double"/>
209
<attribute name="Z_ZFOR" type="double"/>
210
<attribute name="Z_ZFON" type="double"/>
211
<attribute name="Z_ZUOR" type="double"/>
212
<attribute name="Z_ZISI" type="double"/>
213
<attribute name="Z_ZSK" type="double"/>
214
<attribute name="Z_ZNPF" type="double"/>
215
<attribute name="Z_ZBANK" type="double"/>
216
<attribute name="Z_ZTORG" type="double"/>
217
<attribute name="Z_ZUON" type="double"/>
218
<attribute name="Z_ZDUFDU" type="double"/>
219
<attribute name="Z_ZDUGHI" type="double"/>
220
<attribute name="Z_ZSKPI" type="double"/>
221
<attribute name="Z_ZTR" type="double"/>
222
<attribute name="Z_ZNO" type="double"/>
223
<attribute name="Z_ZNSPVL" type="double"/>
224
<attribute name="Z_VFOR2" type="double"/>
225
<attribute name="Z_VFON2" type="double"/>
226
<attribute name="Z_VUOR2" type="double"/>
227
<attribute name="Z_VISI2" type="double"/>
228
<attribute name="Z_VSK2" type="double"/>
229
<attribute name="Z_VNPF2" type="double"/>
230
<attribute name="Z_VBANK2" type="double"/>
231
<attribute name="Z_VTORG2" type="double"/>
232
<attribute name="Z_VUON2" type="double"/>
233
<attribute name="Z_KVDUF" type="double"/>
234
<attribute name="Z_KVDUGHI" type="double"/>
235
<attribute name="Z_KVDUI" type="double"/>
236
<attribute name="Z_KTR" type="double"/>
237
<attribute name="Z_KNO" type="double"/>
238
<attribute name="ACEM_OPN" type="double"/>
239
<attribute name="ACEM_CLS" type="double"/>
240
<attribute name="ACEM_RES" type="double"/>
241
<attribute name="NH_OPN" use="required"
242 type="nonNegativeInteger"/>
243
<attribute name="NH_CLS" use="required"
244 type="nonNegativeInteger"/>
245
<attribute name="NH_RES" use="required"
246 type="nonNegativeInteger"/>
247
<attribute name="NH_RSPVL" use="required"
248 type="nonNegativeInteger"/>
249
<attribute name="Z_PRYM" type="string"/>
250
</complexType>
251
</element>
252
</sequence>
253
</complexType>
254
</element>
255
<element name="DTSZ_oblik">
256
<complexType>
257
<sequence minOccurs="0" maxOccurs="unbounded"> 258 <element name="row" form="qualified"> 259 <complexType> 260 <attribute name="NN" type="double"/> 261 <attribute name="Z_DAOP" type="dateTime"/> 262 <attribute name="Z_OKERO" type="double"/> 263 <attribute name="Z_OKERC" type="double"/> 264 <attribute name="CP_VALUT_RD" type="z:Type3"/> 265 <attribute name="Z_OZNVO" type="double"/> 266 <attribute name="Z_OBOKCO" type="double"/> 267 <attribute name="Z_OBOKCP" type="double"/>

268	<attribute name="CP_VALUT_VO" type="z:Type3"/>
269	<attribute name="Z_OBONV" type="double"/>
270	<attribute name="Z_OBRKO" type="double"/>
271	<attribute name="Z_DPKCP" type="double"/>
272	<attribute name="CP_VALUT_OI" type="z:Type3"/>
273	<attribute name="Z_OBRNVC" type="double"/>
274	<attribute name="Z_OCVPKO" type="double"/>
275	<attribute name="Z_OCVPCP" type="double"/>
276	<attribute name="CP_VALUT_OP" type="z:Type3"/>
277	<attribute name="Z_OCVPNV" type="double"/>
278	<attribute name="Z_OCCDKO" type="double"/>
279	<attribute name="Z_OCCDCP" type="double"/>
280	<attribute name="CP_VALUT_CD" type="z:Type3"/>
281	<attribute name="Z_OCCDNV" type="double"/>
282	<attribute name="Z_VVRKO" type="double"/>
283	<attribute name="Z_VVRCP" type="double"/>
284	<attribute name="CP_VALUT_VR" type="z:Type3"/>
285	<attribute name="Z_VVRNV" type="double"/>
286	<attribute name="Z_ZARO" type="double"/>
287	<attribute name="Z_ZARS" type="double"/>
288	<attribute name="CP_VALUT_ZR" type="z:Type3"/>
289	<attribute name="Z_ZARV" type="double"/>
290	<attribute name="Z_SO" type="double"/>
291	<attribute name="Z_SS" type="double"/>
292	<attribute name="CP_VALUT_SP" type="z:Type3"/>
293	<attribute name="Z_SVV" type="double"/>
294	<attribute name="Z_PRKCP" type="double"/>
295	<attribute name="Z_PRKO" type="double"/>
296	<attribute name="CP_VALUT_PP" type="z:Type3"/>
297	<attribute name="Z_PRZNV" type="double"/>
298	<attribute name="Z_PRZMKC" type="double"/>
299	<attribute name="Z_PRZKO" type="double"/>
300	<attribute name="CP_VALUT_PM" type="z:Type3"/>
301	<attribute name="Z_PRZDNV" type="double"/>
302	<attribute name="Z_PRYM" type="string"/>
303	</complexType>
304	</element>
305	</sequence>
306	</complexType>
307	</element>
308	<element name="DTSZ_pv">
309	<complexType>
310	<sequence minOccurs="0" maxOccurs="unbounded">
311	<element name="row" form="qualified">
312	<complexType>
313	<attribute name="NN" type="positiveInteger"
314	use="required"/>
315	<attribute name="Z_EDRE" type="z:EDRPOU"/>
316	<attribute name="E_EDRICI" type="z:Type10"/>
317	<attribute name="E_CNCONR" type="z:Type100"/>
318	<attribute name="E_LEI" type="z:LEI"/>
319	<attribute name="Z_ENAME" type="z:Type254"/>
320	<attribute name="E_KRAINA" type="z:Type3"/>
321	<attribute name="Z_D_ERDZ" type="z:EDRPOU"/>
322	<attribute name="Z_D_LEI" type="z:LEI"/>
323	<attribute name="Z_D_NAZ" type="z:Type254"/>
324	<attribute name="Z_ISIN" type="z:ISIN"/>
325	<attribute name="Z_CP_CFI" type="z:Type100"/>
326	<attribute name="Z_SV" type="z:Type8"/>
327	<attribute name="Z_NOM_V" type="double"/>
328	<attribute name="CP_VALUT" type="z:Type3"/>
329	<attribute name="Z_ZKR" type="double"/>
330	<attribute name="Z_ZKS" type="double"/>
331	<attribute name="Z_ZVS" type="double"/>
332	<attribute name="Z_DFRR" type="double"/>
333	<attribute name="Z_DFRS" type="double"/>
334	<attribute name="Z_DFRV" type="double"/>
335	<attribute name="Z_DFNR" type="double"/>
336	<attribute name="Z_DFNS" type="double"/>
337	<attribute name="Z_DFNV" type="double"/>

338
<attribute name="Z_DURR" type="double"/>
339
<attribute name="Z_DURV" type="double"/>
340
<attribute name="Z_DBANKR" type="double"/>
341
<attribute name="Z_DBANKS" type="double"/>
342
<attribute name="Z_DBANKV" type="double"/>
343
<attribute name="Z_DISIR" type="double"/>
344
<attribute name="Z_DISIS" type="double"/>
345
<attribute name="Z_DISIV" type="double"/>
346
<attribute name="Z_DSKR" type="double"/>
347
<attribute name="Z_DSKS" type="double"/>
348
<attribute name="Z_DSKV" type="double"/>
349
<attribute name="Z_DNEPFR" type="double"/>
350
<attribute name="Z_DNEPFS" type="double"/>
351
<attribute name="Z_DNEPFV" type="double"/>
352
<attribute name="Z_DTORGR" type="double"/>
353
<attribute name="Z_DTORGS" type="double"/>
354
<attribute name="Z_DTORGV" type="double"/>
355
<attribute name="Z_DNEMR" type="double"/>
356
<attribute name="Z_DNEMS" type="double"/>
357
<attribute name="Z_DNEMV" type="double"/>
358
<attribute name="Z_DUR" type="double"/>
359
<attribute name="Z_DUNR" type="double"/>
360
<attribute name="Z_DUNS" type="double"/>
361
<attribute name="Z_DUNV" type="double"/>
362
<attribute name="Z_DERBR" type="double"/>
363
<attribute name="Z_DERBS" type="double"/>
364
<attribute name="Z_DERBV" type="double"/>
365
<attribute name="Z_DERZPR" type="double"/>
366
<attribute name="Z_DERZPS" type="double"/>
367
<attribute name="Z_DERZPV" type="double"/>
368
<attribute name="Z_TRNR" type="double"/>
369
<attribute name="Z_TRNS" type="double"/>
370
<attribute name="Z_TRNV" type="double"/>
371
<attribute name="Z_SPVLR" type="double"/>
372
<attribute name="Z_SPVLS" type="double"/>
373
<attribute name="Z_SPVLV" type="double"/>
374
<attribute name="Z_NONR" type="double"/>
375
<attribute name="Z_NONS" type="double"/>
376
<attribute name="Z_NONV" type="double"/>
377
<attribute name="Z_PRYM" type="string"/>
378
</complexType>
379
</element>
380
</sequence>
381
</complexType>
382
<key name="DTSZ_pv-key">
383
<selector xpath="*"/>
384
<field xpath="@NN"/>
385
</key>
386
</element>
387
<element name="DTSZ_pv_NH">
388
<complexType>
389
<sequence minOccurs="0" maxOccurs="unbounded"> 390 <element name="row" form="qualified"> 391 <complexType> 392 <attribute name="REF_NN" type="positiveInteger" 393 use="required"/> 394 <attribute name="NH_NAME" type="z:Type254" 395 use="required"/> 396 <attribute name="NH_IDCD" type="z:Type100"/> 397 <attribute name="NH_LEI" type="z:LEI"/> 398 <attribute name="NH_RVK" type="z:money"/> 399 <attribute name="NH_VALUT" type="z:Type3" 400 use="required"/> 401 <attribute name="NH_TOTR" use="required" 402 type="nonNegativeInteger"/> 403 <attribute name="NH_TOTS" use="required" 404 type="nonNegativeInteger"/> 405 <attribute name="NH_TOTV" type="z:money"/> 406 <attribute name="Z_PRYM" type="string"/> 407 </complexType>

408	</element>
409	</sequence>
410	</complexType>
411	</element>
412	<element name="DTSZ_rv">
413	<complexType>
414	<sequence minOccurs="0" maxOccurs="unbounded">
415	<element name="row" form="qualified">
416	<complexType>
417	<attribute name="NN" type="double"/>
418	<attribute name="Z_EDRE" type="z:EDRPOU"/>
419	<attribute name="Z_ENAME" type="z:Type254"/>
420	<attribute name="E_OPF" type="z:Type3"/>
421	<attribute name="Z_ISIN" type="z:ISIN"/>
422	<attribute name="Z_CP_CFI" type="z:Type100"/>
423	<attribute name="Z_SV" type="z:Type8"/>
424	<attribute name="Z_NOM_V" type="double"/>
425	<attribute name="CP_VALUT" type="z:Type3"/>
426	<attribute name="Z_ZAGV" type="double"/>
427	<attribute name="NH_NAME" type="z:Type254"/>
428	<attribute name="NH_LEI" type="z:LEI"/>
429	<attribute name="NH_KRAINA" type="z:Type3"/>
430	<attribute name="Z_VIDEP" type="z:Type3"/>
431	<attribute name="VLKRAINA" type="z:Type3"
432	use="optional"/>
433	<attribute name="PADDR1" type="z:Type3"
434	use="optional"/>
435	<attribute name="VLOPF" type="z:Type3"/>
436	<attribute name="Z_KEDEVL" type="z:Type10"/>
437	<attribute name="VLCNCONR" type="z:Type100"/>
438	<attribute name="IND_COD" type="z:Type30"/>
439	<attribute name="IS_EDRISI" type="z:Type10"/>
440	<attribute name="Z_NAMEV1" type="z:Type254"/>
441	<attribute name="Z_NAMEV2" type="z:Type254"/>
442	<attribute name="Z_NAMEV3" type="z:Type254"/>
443	<attribute name="MZNAH" type="z:Type254"/>
444	<attribute name="Z_KT" type="z:Type19"/>
445	<attribute name="Z_KISOR" type="double"/>
446	<attribute name="Z_SKACH" type="double"/>
447	<attribute name="Z_PRYM" type="string"/>
448	</complexType>
449	</element>
450	</sequence>
451	</complexType>
452	</element>
453	<element name="DTSZ_65">
454	<complexType>
455	<sequence minOccurs="0" maxOccurs="unbounded">
456	<element name="row" form="qualified">
457	<complexType>
458	<attribute name="NN" type="double"/>
459	<attribute name="Z_DAOP" type="dateTime"/>
460	<attribute name="Z_EDRE" type="z:EDRPOU"/>
461	<attribute name="Z_ENAME" type="z:Type254"/>
462	<attribute name="Z_ISIN" type="z:ISIN"/>
463	<attribute name="Z_TOPR" type="z:TypeOP_65"/>
464	<attribute name="Z_OPRO" type="double"/>
465	<attribute name="Z_OPRC" type="double"/>
466	<attribute name="Z_OPNVO" type="z:money"/>
467	<attribute name="Z_PRYM" type="string"/>
468	</complexType>
469	</element>
470	</sequence>
471	</complexType>
472	</element>
473	<element name="DTSZ_pr" minOccurs="0">
474	<complexType>
475	<sequence minOccurs="0" maxOccurs="unbounded">
476	<element name="row" form="qualified">
477	<complexType>

478
<attribute name="NN" type="double"/>
479
<attribute name="Z_PR" type="z:Type_1_or_2"/> 480 </complexType> 481 </element> 482 </sequence> 483 </complexType> 484 </element> 485 <element name="DTSDAUDIT"> 486 <complexType> 487 <sequence minOccurs="0" maxOccurs="unbounded"> 488 <element name="row" form="qualified"> 489 <complexType> 490 <attribute name="Z_AUDN" type="z:Type254"/> 491 <attribute name="Z_AUD_E" type="z:Type10"/> 492 <attribute name="AUD_ADDR" type="string"/> 493 <attribute name="CHMB_RGNM" type="z:Type50"/> 494 <attribute name="CHMB_ROZDIL" type="int"/> 495 <attribute name="AUD_REPFID" type="date"/> 496 <attribute name="AUD_REPSTD" type="date"/> 497 <attribute name="AUD_OPIN" type="z:TypeAuditOpinion"/> 498 <attribute name="AUD_SVCNM" type="z:Type50"/> 499 <attribute name="AUD_SVCDT" type="date"/> 500 <attribute name="AUD_BEG" type="date"/> 501 <attribute name="AUD_END" type="date"/> 502 <attribute name="AUD_DATE" type="date"/> 503 <attribute name="AUD_FEE" type="z:money"/> 504 <attribute name="Z_PRYM" type="string"/> 505 </complexType> 506 </element> 507 </sequence> 508 </complexType> 509 </element> 510 </all> 511 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 512 <attribute name="D_NAME" type="string"/> 513 <attribute name="STD" type="dateTime"/> 514 <attribute name="FID" type="dateTime"/> 515 <attribute name="NREG" type="string"/> 516 <attribute name="TTYPE" type="string"/> 517 </complexType> 518 <keyref name="DTSZ_pv_NH-keyref" refer="z:DTSZ_pv-key"> 519 <selector xpath="z:DTSZ_pv_NH/*"/> 520 <field xpath="@REF_NN"/> 521 </keyref> 522 </element> 523 </schema>

O R D E R

On approval of the Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions

Description of sections and schemas of XML files of the electronic form of reporting data of depository institutions

1. General part

2. Irregular data

2.1. Reference on owners of blocks of shares1

2.2. Certificate on owners of mortgage securities1

2.3. Certificate on opening/closing of account(s) in securities for nominal holders/in a foreign financial institution

2.4. Certificate on the facts of violation by the nominee of the established requirements of the legislation of Ukraine

2.5. Certificate on making changes to the depository accounting system related to the application of sanctions

3. Daily data

3.1. Statement on accounting operations carried out by the depository institution

3.2. Certificate on accounting operations conducted by the depository institution with securities that are accounted for on its securities account in a foreign financial institution

4. Monthly data

4.1. Certificate on securities of pension funds serviced by the depository institution

4.2. Certificate on securities of collective investment institutions serviced by the depository institution

4.3. Reference on administrative operations carried out by the depository institution

4.4. Report on accounting operations carried out by the depository institution

4.5. Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution1

4.6. Reference on the list of securities issues by owners of securities, nominal holders serviced by the depository institution: Nominal holders

4.7. Certificate on the list of owners of blocks of shares and owners of mortgage securities serviced by the depository institution1

4.8. Certificate on servicing operations performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint-Stock Companies"

4.9. Certificate on accountable accounts

4.10. Certificate regarding information on the audit report

XSD schema "IrregDepOrg" of irregular data

XSD scheme "DayDepOrg" of daily data

XSD schema "MonthDepOrg" of monthly data

Lineage: No known changes