Order on Approval of the Description of Sections and Schemes of XML Files for Electronic Information Disclosure by Securities Issuers and Guarantors

NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET O R D E R Kyiv On approval of the Description of sections and schemes of XML files of the electronic form of information of securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities In accordance with paragraph 4 of the decision of the State Commission on Securities and Stock Market dated 13.05.2011 No. 491 "On approval of the open data transfer format between the National Commission on Securities and Stock Market and subjects of information interaction", registered with the Ministry of Justice of Ukraine on 02.06.2011 under No. 658/19396 (as amended), and with the aim of streamlining the compilation of information by securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities, approved by the decision of the National Commission on Securities and Stock Market dated 06.06.2023 No. 608, registered with the Ministry of Justice of Ukraine on 02.08.2023 under No. 1307/40363 (as amended), I O R D E R:

1. To approve the Description of sections and schemes of XML files of the electronic form of information of securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities (hereinafter – electronic form) (attached).
2. The electronic form consists of an electronic file named "Report.xml", which corresponds to the scheme:
   "IrregEm.xsd" for special and other irregular information; "QwartEmEs.xsd" for interim information; "YearEmEs.xsd" for annual information; "QwartEmEs_Cons.xsd" for consolidated interim financial statements.
3. The electronic form is compiled using the System of Directories and Classifiers of the National Commission on Securities and Stock Market, approved by the Commission's decision dated 08.05.2012 No. 646, registered with the Ministry of Justice of Ukraine on 25.05.2012 under No. 831/21143 (as amended).
4. To declare null and void the order of the Head of the Commission dated 30.12.2025 No. 17/20/3686/C01 "On approval of the Description of sections and schemes of XML files of the electronic form of information of securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities" and the order of the Head of the Commission dated 29.05.2026 No. 17/20/4382/C01 "On approval of amendments to the Description of sections and schemes of XML files of the electronic form of information of securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities".
5. This order comes into force on the day of its official publication.
6. The Document Management Department shall ensure the publication of this order in the Register of Acts of the NSSMC.
7. This order is a separate regulatory and technical document.
8. Control over the execution of this order shall be entrusted to Yuriy SHAPOVAL, a member of the National Commission on Securities and Stock Market.
   Head of the Commission Oleksiy SEMENYUK

APPROVED by the order of the Head of the National Commission on Securities and Stock Market Description of sections and schemes of XML files of the electronic form of information of securities issuers, as well as persons providing collateral for such securities, in accordance with the Regulation on information disclosure by securities issuers, as well as persons providing collateral for such securities

1. General Part
   Information is submitted as files in XML format – an open, widely used standard for unified representation of information in electronic form for data exchange between heterogeneous information systems (eXtensible Markup Language, hereinafter – XML), developed by the international W3C consortium (http://www.w3.org/TR/REC-xml). Files are submitted with the name "Report.xml". Information of different types (special and other, interim, annual) or for different reporting periods is submitted in separate files. In accordance with the XML specification, electronic form files consist of structural units of information, which are divided into elements, attributes, processing instructions, and comments. The content of files, depending on the type of data, is subject to certain rules and restrictions regarding permissible elements, attributes, and their values. These rules and restrictions, taking into account the rules and restrictions of the XML specification, constitute the specifications of electronic form files depending on the type of data. The structure and content of data for each separate specification correspond to a specific separate schema, expressed using an XSD schema – a widely used open standard for defining requirements for the structure and composition of data in XML format (hereinafter – XSD), developed by the international W3C consortium (http://www.w3.org/2001/XMLSchema-instance). The data includes a specification identifier. The identifier is specified using the special "xmlns" attribute of the root element in accordance with the XML specification. The identifier is used to identify the corresponding XSD schema and data purpose. The inclusion of text content as separate structural units, as provided by the XML specification, is not allowed in the data. Processing instructions and comments are considered insignificant information and are ignored, except for the "xml" processing instruction, which defines the xml specification and the character encoding table used for data submission. Restrictions on the use of different character encoding tables and different XML specifications for data submission are not established. However, all characters used in the data must be compatible with the windows-1251 encoding table, and the used specification must be compatible with XML 1.0 specification. Data consists of structural elements with the following purpose and principles:

• root element named "root" – the first and mandatory element of the form, which contains attributes common to all specifications and within which all other meaningful information is submitted;
• specialized elements – containers for separate meaningful parts of data (references) within the root element, which do not contain their own attributes and are intended for submitting informational rows of the meaningful part within them;
• elements named "row" – informational rows submitted within containers of the meaningful part (reference), do not contain other elements within them and submit attribute values in composition and quantity depending on the requirements for the composition of information of a separate meaningful part (reference).
• Financial Reporting data block with a name starting with "Fin" ("Fin*"), as part of interim and annual information, the structure and composition of which are established by a separate regulatory and technical document regarding the structure and composition of financial reporting and, accordingly, are defined by a separate XSD schema "FinRep.xsd".
• specialized element named "extparts" – a list of external documents, which contains attributes to enable automatic download from the Internet of copies of publicly available documents (hereinafter – list of external documents).
  The root element contains the following general attributes:
  No. p/p XML Attribute Purpose

1. D_EDRPOU Identification code of the legal entity of the submitting entity
2. D_NAME Name of the submitting entity
3. MP_EDRPOU Identification code of the legal entity - representative of the submitting entity, which submits information on behalf of a non-resident
4. MP_NAME Name of the legal entity - representative of the submitting entity, which submits information on behalf of a non-resident
5. REGDATE Date of registration of the electronic document by the issuer
6. REGNUM Outgoing registration number of the electronic document
7. STD Start date of the reporting period
8. FID End date of the reporting period
9. NREG Indicator of special and other irregular information: "True" for special and other irregular information and "False" in other cases
10. TTYPE Code of the data submitting entity type: 010 for securities issuers
    Element attributes are included in the elements if they contain data. An attribute is not included in the information if it does not contain a value.
    Data types are used to form information with human-perceptible meaning.
    In all cases where a date is submitted as an attribute value, a time component filled with zero values is also submitted in addition to the date.
    For each publicly available document intended for automatic download from the Internet, a separate information row is embedded in the XML element "extparts" with the following attributes:
    No. p/p XML Attribute Purpose
11. NN Document number in the list in order
12. URL Full file address from which copies can be freely and directly downloaded by automation tools (without prior registration, code entry, or other additional actions to enable download), in Universal Resource Locator (URL address) format
13. FILENAME File name (including extension in the file name, which must correspond to its type/format)
14. FILESIZE Exact file size to enable automatic control of content copying accuracy
15. CRC32 File checksum to enable automatic control of content copying accuracy (an integer in hexadecimal representation, padded with zeros on the left to eight digits, calculated and verified according to the CRC32 IEEE 802.3 algorithm, compatible with ZIP format)
16. OPYS Notes (document description)

The general XSD schema for content containers "smc-components-pic.xsd", which may be included in the data, is provided in Appendix 5.
2. Special and Other Irregular Information
When submitting special and other information, the specification identifier has the value: "http://nssmc.gov.ua/Schem/IrregEm" The XSD schema for special and other information "IrregEm.xsd" is provided in Appendix 1.
The following XML elements – content containers – are included in special and other information:
No. p/p XML Element Purpose

1. DTSTITUL_O Title page

2. DTSROZM_CP Information on the decision to issue securities for an amount exceeding 25 percent of the authorized capital

3. DTSVIKUP_O Information on the decision to repurchase own shares

4. DTSHOLDAGR Information on the existence, term, and parties of a corporate (shareholder) agreement

5. DTSLIST_CP Information on the admission / cancellation of admission of securities to trading on a regulated stock market

6. DTSDEAL_BA Information on the decision to grant prior consent for significant transactions

7. DTSDEAL_BC Information on the decision to enter into significant transactions

8. DTSDEAL_WI Information on the decision to grant consent for transactions in which there is an interest, and persons interested in the company entering into interested-party transactions, and circumstances creating the interest

9. DTSPERSON_O Information on changes in the composition of the issuer's officials

10. DTSVLASN_TPR Information on changes in shareholders who own voting shares, the size of whose package becomes greater than, less than, or equal to the threshold value of the share package

11. DTSHOLDCH Information on changes in shareholders who own voting shares, the size of whose package becomes greater than, less than, or equal to the threshold value of the share package / Information on changes in persons who own voting rights for shares, the total number of rights for which becomes greater than, less than, or equal to the threshold value of the share package / Information on changes in persons who are owners of financial instruments related to voting shares of a joint-stock company, if the total number of rights for such shares becomes greater than, less than, or equal to the threshold value of the share package

12. DTSHOLDCHCTL Information on persons who are part of the chain of ownership of corporate rights of a legal entity, through whom a person (persons acting jointly) disposes of shares

13. DTSFILIA Information on the issuer's decision to establish or terminate its subdivisions (branches, representative offices)

14. DTSZMEN_SK Information on the decision of the issuer's supreme body to reduce the authorized capital

15. DTSDMGSPROC Information on the initiation of proceedings for compensation to the issuer for damages caused by an official of such issuer

16. DTSBANKR_O Information on the initiation of bankruptcy proceedings against the issuer

17. DTSSANACIA Information on the issuance of a ruling on the application of the rehabilitation procedure

18. DTSZLYTTYA Information on the termination of the issuer by merger, acquisition, division, transformation, or bankruptcy by decision of the issuer's supreme body or court

19. DTSLIKV_VOE Information on the termination of the issuer by liquidation by decision of the issuer's supreme body

20. DTSLIKV_SUD Information on the termination of the issuer by liquidation by court decision

21. DTSVYKUPOS Notification of share repurchase exceeding threshold values of the share package

22. DTSCHARTCH Information on changes to the charter related to changes in the rights of shareholders / participants

23. DTSFUNDCH Information on the number of voting shares and the size of the authorized capital as a result of its increase or decrease

24. DTSVLASN Information on the direct or indirect acquisition by a person (persons acting jointly), taking into account the number of shares belonging to them and their affiliated persons, of a controlling stake; a significant controlling stake; a dominant controlling stake

25. DTSDEBTGUAR Information on changes in the composition of persons providing collateral

26. DTSDIVPAYDC Information on the decision to pay dividends

27. DTSJSCTYP_O Information on the change of the type of joint-stock company

28. DTSWEBSITE Information on the change of the issuer's own website address and/or email, which is the official communication channel with the issuer

29. DTSBRDFEERP Information on the approval of the report on remuneration of members of the supervisory board and/or the report on remuneration of members of the executive body

30. DTSADMOBL Information on the appointment and termination of powers of the bond administrator

31. DTSDEFOLT Information on default

32. DTSTADM Information on the introduction of temporary administration

33. DTSPOROBL Information on the violation of any obligation of the bond issuer or the person providing collateral for the bonds, established by the prospectus (decision on securities issue), or the impossibility of its fulfillment

34. DTSZMDEPROZ Information on changes in the rights of holders of depositary receipts for such derivative securities due to changes in the rights for shares that are the underlying asset of such derivative securities

35. DTSZMBORG Information on changes in rights for debt securities

36. DTSCORP_CP Information on the emergence and/or termination of connections with a foreign state in a risk zone

37. DTSSUSP Information on the acquisition / loss of the status of an enterprise of public interest

38. DTSCPLAN Calendar plan

39. DTSOWSHIP Ownership structure of a private joint-stock company, 100 percent of whose shares are directly or indirectly owned by one person

40. DTSZZA Notification of holding (convening) a general meeting of shareholders of a joint-stock company

41. DTSOFERT_FUA Public immediate offer (offer). Information on the person (each of the persons acting jointly) who, as a result of acquiring shares of a joint-stock company, taking into account the number of shares belonging to them and their affiliated persons, became (directly or indirectly) the owner of a controlling stake or a significant controlling stake of the company, and their affiliated persons. For a natural person, a citizen of Ukraine

42. DTSOFERT_FNO Public immediate offer (offer). Information on the person (each of the persons acting jointly) who, as a result of acquiring shares of a joint-stock company, taking into account the number of shares belonging to them and their affiliated persons, became (directly or indirectly) the owner of a controlling stake or a significant controlling stake of the company, and their affiliated persons. For a natural person, a foreigner, and a stateless person

43. DTSOFERT_UUA Public immediate offer (offer). Information on the person (each of the persons acting jointly) who, as a result of acquiring shares of a joint-stock company, taking into account the number of shares belonging to them and their affiliated persons, became (directly or indirectly) the owner of a controlling stake or a significant controlling stake of the company, and their affiliated persons. For a legal entity, a resident

44. DTSOFERT_UNO Public immediate offer (offer). Information on the person (each of the persons acting jointly) who, as a result of acquiring shares of a joint-stock company, taking into account the number of shares belonging to them and their affiliated persons, became (directly or indirectly) the owner of a controlling stake or a significant controlling stake of the company, and their affiliated persons. For a legal entity, a non-resident

45. DTSOFERT_VOS Public immediate offer (offer). Information on the responsible person

46. DTSOFERT_VAT Public immediate offer (offer). Information on the joint-stock company

47. DTSOFERT_ALL Public immediate offer (offer)

48. DTSHOPE_ALL Public irrevocable demand

49. DTSHOPE_FUA Public irrevocable demand. Information on the applicant of the demand, their affiliated persons, and third parties acting jointly. For a natural person, a citizen of Ukraine

50. DTSHOPE_FNO Public irrevocable demand. Information on the applicant of the demand, their affiliated persons, and third parties acting jointly. For a natural person, a foreigner, and a stateless person

51. DTSHOPE_UUA Public irrevocable demand. Information on the applicant of the demand, their affiliated persons, and third parties acting jointly. For a legal entity, a resident

52. DTSHOPE_UNO Public irrevocable demand. Information on the applicant of the demand, their affiliated persons, and third parties acting jointly. For a legal entity, a non-resident

53. DTSHOPE_UOS Public irrevocable demand. Information on the authorized person

54. DTSHOPE_VAT Public irrevocable demand. Information on the joint-stock company

55. DTSHOPE_DU Public irrevocable demand. Information on the depositary institution

56. DTSHOPE_BANK Public irrevocable demand. Information on the banking institution where the applicant of the demand has opened an escrow account

57. DTSPOWLAW_ALL Notification of acquisition of ownership of a dominant controlling stake

58. DTSPOWLAW_FUA Notification of acquisition of ownership of a dominant controlling stake. Information on the person (persons acting jointly) and their affiliated persons. For a natural person - a citizen of Ukraine

59. DTSPOWLAW_FNO Notification of acquisition of ownership of a dominant controlling stake. Information on the person (persons acting jointly) and their affiliated persons. For a natural person, a foreigner, and a stateless person

60. DTSPOWLAW_UUA Notification of acquisition of ownership of a dominant controlling stake. Information on the person (persons acting jointly) and their affiliated persons. For a legal entity, a resident

61. DTSPOWLAW_UNO Notification of acquisition of ownership of a dominant controlling stake. Information on the person (persons acting jointly) and their affiliated persons. For a legal entity, a non-resident

62. DTSPOWLAW_UOS Notification of acquisition of ownership of a dominant controlling stake. Information on the authorized person

63. DTSPOWLAW_VAT Notification of acquisition of ownership of a dominant controlling stake. Information on the joint-stock company

64. DTSPOWLAW_DU Notification of acquisition of ownership of a dominant controlling stake. Information on the depositary institution

65. DTSMAKEAT Notification of the establishment of a joint-stock company by one person

66. DTSZAM_RIP Information on replacements in the mortgage collateral register for each consolidated mortgage debt

67. DTSZAM_UIP Information on the replacement of the bond administrator, mortgage asset manager

68. DTSPOG_IO Information on early redemption of mortgage bonds

69. DTSZM_PRE Information on amendments to the prospectus for the issue of mortgage bonds

70. DTSZAM_OFU Information on the replacement of the financial institution servicing mortgage assets within the mortgage collateral

71. DTSZV_SIP Information on foreclosure on mortgage collateral

72. DTSUFON_SUD Information on the replacement of the FON manager by court decision

73. DTSUFON_PR Information on the replacement of the FON manager in case of termination of the FON manager

74. DTSPRYP_FON Information on the termination of FON operations

75. DTSKONV_IS Information on the conversion of FON certificates

76. DTSPRYZ_DOG Information on the decision of the executive authority to suspend the validity of permits for the right to issue FON certificates

77. DTSINF_NSV Notification regarding untimely disclosure of regulated information

78. DTSINF_NDT Notification of disclosure of unreliable regulated information

79. DTSS_PODIYA Notification of significant events
    2.1. Title Page
    Information rows are embedded in the XML element "DTSTITUL_O" and contain the following attributes:
    No. p/p XML Attribute Purpose

80. POS_PODP Position of the head or authorized person of the issuer

81. FIO_PODP Surname and initials of the head or authorized person of the issuer

82. E_NAME Full name

83. E_OPF Organizational and legal form1

84. E_OBL Territory (region)2

85. E_POST Postal code

86. E_ADRES Locality

87. E_STREET Street, building

88. E_PHONE Area code and phone number

89. E_MAIL Email address, which is the official communication channel

90. ARM_NAME Name of the person who publishes regulated information on behalf of capital market participants and professional participants of organized commodity markets

91. ARM_EDRPOU Identification code of the legal entity that publishes regulated information on behalf of capital market participants and professional participants of organized commodity markets

92. ARM_CONT Country of registration of the legal entity that publishes regulated information on behalf of capital market participants and professional participants of organized commodity markets 3

93. ARM_LICNUM Certificate number of inclusion in the Register of persons authorized to provide information services on the stock market, of the person who publishes regulated information on behalf of capital market participants and professional participants of organized commodity markets

94. APA_NAME Name of the person who submits reports and/or administrative data to the National Commission on Securities and Stock Market4
    .

95. APA_EDRPOU Identification code of the legal entity that submits reports and/or administrative data to the National Commission on Securities and Stock Market4
    .

96. APA_CONT Country of registration of the legal entity that submits reports and/or administrative data to the National Commission on Securities and Stock Market3,4
    .

97. APA_LICNUM Certificate number of inclusion in the Register of persons authorized to provide information services on the stock market, of the person who submits reports and/or administrative data to the National Commission on Securities and Stock Market4
    .

98. ADR_WWW URL address on the issuer's own website where the Information is posted

99. DAT_WWW Date of posting the Information on the issuer's own website
    1 Filled in according to Directory 41 "Classification of organizational and legal forms of economic activity" of the System of Directories and Classifiers of the National Commission on Securities and Stock Market, approved by the decision of the National Commission on Securities and Stock Market dated May 08, 2012 No. 646, registered with the Ministry of Justice of Ukraine on May 25, 2012 under No. 831/21143 (hereinafter - System of Directories and Classifiers)