Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Depository Institutions

NATIONAL COMMISSION FOR SECURITIES AND STOCK MARKET ORDER Kyiv

On the approval of the Description of sections and schemes of XML files of the electronic form of reporting data of depository institutions

In accordance with paragraph 4 of the Decision of the State Commission for Securities and Stock Market dated 13.05.2011 No. 491 "On the approval of the open format for data transfer between the National Commission for Securities and Stock Market and subjects of informational interaction", registered in the Ministry of Justice of Ukraine on 02.06.2011 under No. 658/19396 (with amendments and additions) and with the aim of improving the preparation by depository institutions of the electronic form of administrative data in accordance with the Regulation on the procedure for reporting by depository institutions to the National Commission for Securities and Stock Market, approved by the Decision of the National Commission for Securities and Stock Market dated 11.06.2013 No. 992, registered in the Ministry of Justice of Ukraine on 05.07.2013 under No. 1126/23658 (with amendments) (hereinafter – Regulation 992), taking into account the amendments introduced by the Decision of the National Commission for Securities and Stock Market (hereinafter – the Commission) dated 19.08.2021 No. 663, registered in the Ministry of Justice of Ukraine on 05.11.2021 under No. 1434/37056.

ORDERS:

1. Approve the Description of sections and schemes of XML files of the electronic form of reporting data of depository institutions, attached hereto.

2. Establish that the electronic form of reporting data (hereinafter – Data) consists of a file in electronic form with the name "Report.xml", which corresponds to the scheme:
   "IrregDepOrg.xsd" for irregular data;
   "DayDepOrg.xsd" for daily data;
   "MonthDepOrg.xsd" for monthly data.

3. The electronic form is compiled using the Reference and Classifier System of the National Commission for Securities and Stock Market, approved by the Commission's Decision dated 08.05.2012 No. 646, registered in the Ministry of Justice of Ukraine on 25.05.2012 under No. 831/21143 (with amendments and additions).

4. Recognize as losing force the Order of the Head of the Commission dated 17.09.2024 Order No. 17/20/444/C01 "On the approval of the Description of sections and schemes of XML files of the electronic form of reporting data of depository institutions".

5. This order enters into force on 01.07.2026.

6. The Document Management Department shall ensure the placement of this public order in the Registry of Acts of the NSCCU.

7. This order is a separate document of a normative-technical nature.

8. Control over the execution of this order shall be entrusted to the Commission member Yuriy SHAPOVALA.

Acting Head of the Commission Irakliy BARAMIYA

APPROVED by the Order of the Head of the Commission Description of sections and schemes of XML files of the electronic form of reporting data depository institutions

1. General Part
   Data are submitted in the form of files in XML format – in the open widely used standard for unified representation of information in electronic form for data exchange between heterogeneous information systems (eXtensible Markup Language, hereinafter – XML), developed by the international W3C consortium (http://www.w3.org/TR/REC-xml). Files are submitted with the name "Report.xml". Data of different types (irregular, daily, monthly) or for different reporting periods are submitted in separate files. In accordance with the XML specification, electronic form files consist of structural units of information, which are divided into elements, attributes, processing instructions, and comments. Certain rules and restrictions are imposed on the content of files depending on the type of data regarding permissible elements, attributes, and their values. These rules and restrictions, taking into account the rules and restrictions of the XML specification, constitute the specifications of electronic form files depending on the type of data. The structure and content of data of each separate specification correspond to a certain separate scheme, expressed using an XSD scheme – a widely used open standard for defining requirements for the structure and composition of data in XML format (hereinafter – XSD), developed by the international W3C consortium (http://www.w3.org/2001/XMLSchema-instance). Data contain in their composition an identifier of the specification. The identifier is indicated using a special attribute "xmlns" of the root element in accordance with the XML specification. The identifier is used to identify the corresponding XSD scheme and assign the data. Inclusion of textual content in the form of separate structural units provided by the XML specification in the composition of data is not allowed. Processing instructions and comments are considered insignificant information and are ignored, except for the processing instruction "xml", which defines the xml specification and the character encoding table used for presenting data. Restrictions on the use of different character encoding tables and different XML specifications when presenting data are not established. However, all symbols used in the composition of data must be compatible with the windows-1251 encoding table, and the used specification must be compatible with the XML 1.0 specification. Data consist of structural elements of the following purpose and according to the following principles:

• root element with the name "root" – the first and mandatory element of the form, which contains general requisites for all specifications and in the composition of which all other substantive information is submitted;
• specialized elements – containers of separate substantive parts of data (references) in the composition of the root element, which do not contain their own requisites and are intended for presenting information strings of the substantive part in their composition;
• elements with the name "row" – information strings submitted in the composition of containers of the substantive part (references), do not contain other elements in their composition and present the values of requisites in the composition and in quantity depending on the requirements for the composition of information of a separate substantive part (reference).
  The root element contains requisites that identify the subject of data submission (depository institution) and the reporting period, namely:

No. p/p | XML Attribute | Purpose

1. D_EDRPOU | Identification code according to the Unified State Register of Enterprises and Organizations of Ukraine of the subject of data submission
2. D_NAME | Name of the subject of data submission
3. STD | Start date of the reporting period
4. FID | End date of the reporting period
5. NREG | Sign of irregular data: "True" for irregular data and "False" in other cases
6. TTYPE | Code of the type of subject of data submission: 014 for depository institutions

Attributes of elements are part of the elements if they contain data. A requisite is not included in the composition of information if it does not contain a value. For requisites whose type is specified as dateTime in the XSD specification, and as the value of the requisite a date is submitted, in addition to the date, the time component is also submitted, filled with zero values. A general element for all specifications is an element in the composition of the root – a container with the name "DTSSuprovod" for presenting the content of the Accompanying Reference for corrected data of the subject of data submission. The information string of this element contains the following requisites:

No. p/p | XML Attribute | Purpose

1. ISPDAT | Date of completion

2. VIPRAV | List of corrections and justification of corrected Data

3. TAG | Notes

4. Irregular Data
   When submitting irregular data, the identifier of the specification has the value:
   "http://nssmc.gov.ua/Schem/IrregDepOrg"
   The XSD scheme of special information "IrregDepOrg.xsd" is provided in Appendix 1.
   The following XML elements – containers of content are included in irregular data:

No. p/p | XML Element | Purpose

1. DTSZ_VLA | Reference on owners of share packages
2. DTSZ_VLI | Reference on owners of mortgage securities
3. DTSZ_OC_NF | Reference on opening/closing account(s) in securities in the name of the nominal holder/in a foreign financial institution
4. DTSZ_VI_VH | Reference on facts of violation by the nominal holder of established requirements of Ukrainian legislation
5. DTSSANCTION | Reference on changes to the depository accounting system related to the application of sanctions

2.1. Reference on owners of share packages1
The reference is compiled taking into account the own issues of securities of the depository institution and the own accounts of the depository institution. Information strings are nested into the XML element "DTSZ_VLA" and contain the following requisites:

No. p/p | XML Attribute | Purpose

1. NN | Sequence number
2. EMEDRPOU | Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. E_CNCONR | Issuer data: identification code from the commercial, court, or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)
4. NAME | Issuer data: full name
5. E_OPF | Issuer data: organizational-legal form2
6. E_KRAINA | Issuer data: country of registration3
7. DP_EDRPOU | Depository data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
8. DP_NAM | Depository data: name
9. ISIN | Securities data: international securities identification number
10. Z_CP_CFI | Securities data: code of classification of financial instruments (CFI code)
11. Z_SV | Securities data: code4
12. Z_NOM_V | Securities data: nominal value of one security
13. CP_VALUT | Securities data: currency code5
14. Z_ZAGV | Total nominal value of securities.
15. PERSONTYPE | Owner data: type6, 7
16. OADDR1 | Owner data: country of registration (except for individuals)3, 7, 10
17. PADDR1 | Owner data: country of citizenship (for individuals)3, 10
18. OPF | Owner data: organizational-legal form (of a legal entity – resident)2, 7
19. OKOD | Owner data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (of a legal entity – resident)
20. VLCNCONR | Owner data: identification code from the commercial, court, or bank register of the country where the issuer of securities is officially registered (of a legal entity – non-resident)
21. IND_COD | Owner data: registration number of the taxpayer's account card (of an individual – resident)
22. IND_IDRI | Owner data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
23. ONAME1 | Owner data: full name of the legal entity (if the owner of the share package is a collective investment institution, a real estate fund – not a legal entity, then the full name of the fund and the full name of the asset management company of such entity, manager, are indicated) or surname of an individual 7
24. ONAME2 | Owner data: abbreviated name of the legal entity or first name of an individual7
25. ONAME3 | Owner data: patronymic (of an individual) (if available)
26. MZNAH | Owner data: location7
27. OOBLKOD | Owner data: territory code (filled for legal entities – residents)7, 8
28. INREGDT | Date of opening a securities account
29. DEVENT | Date of occurrence of irregular Data
30. TEVENT | Types of changes in the securities account of the depositor9
31. KCPPV | Number of shares of the issue (of a specific issue) accounted for in the securities account at the depository institution (except for securities, the registration of the issue of which is оформлена by a temporary certificate of registration of the issue), pcs.
32. STQ_BLO | Number of blocked shares of the issue (of a specific issue) accounted for in the securities account at the depository institution (except for securities, the registration of the issue of which is оформлена by a temporary certificate of registration of the issue), pcs.
33. PERCENT | Share in the authorized capital, %
34. PERCE_BLO | Share of blocked in the authorized capital (for shares), %
35. Z_PRYM | Notes

1 Taking into account the own issues of securities of the depository institution and the own accounts of the depository institution. 2 Filled in accordance with Reference 41 "Classification of organizational-legal forms of business activity" of the Reference and Classifier System. 3 Filled in accordance with Reference 45 "Classification of countries of the world" of the Reference and Classifier System. 4 Filled in accordance with Reference 7 "Classification of financial and non-financial instruments" of the Reference and Classifier System. 5 Filled in accordance with Reference 46 "List and codes of currencies" of the Reference and Classifier System. 6 Filled in accordance with Reference 37 "Types of depositors, clients" of the Reference and Classifier System. 7 In the event that the owner of the share package is the State of Ukraine or a territorial community, information is filled in about the subject of management of corporate rights. 8 Filled in accordance with Reference 44 "List and codes of territories (regions) of Ukraine" of the Reference and Classifier System. 9 Filled in accordance with Reference 27 "Types of changes in the securities account of the depositor at the depository institution" of the Reference and Classifier System. 10 Not filled for co-owners.

2.2. Reference on owners of mortgage securities1
When placing mortgage securities, irregular data are provided from the date of registration by the National Commission for Securities and Stock Market of the report on the results of the issue of mortgage securities. Information strings are nested into the XML element "DTSZ_VLI" and contain the following requisites:

No. p/p | XML Attribute | Purpose

1. NN | Sequence number
2. EMEDRPOU | Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. NAME | Issuer data: full name
4. OADDR1 | Issuer data: country of registration2
5. DP_EDRPOU | Depository data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
6. DP_NAM | Depository data: name
7. ISIN | Securities data: international securities identification number
8. Z_CP_CFI | Securities data: code of classification of financial instruments (CFI code)
9. VID_ICP | Securities data: code3
10. Z_NOM_V | Securities data: nominal value of one security
11. CP_VALUT | Securities data: currency code4
12. Z_ZAGV | Total nominal value of securities
13. PERSONTYPE | Owner data: type5, 6
14. PADDR1 | Owner data: country of citizenship (for individuals)2, 10
15. OADVDR1 | Owner data: country of registration (except for individuals)2, 6, 10
16. OPF | Owner data: organizational-legal form (of a legal entity – resident)6, 7
17. OKOD | Owner data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (of a legal entity – resident)6
18. VLCNCONR | Owner data: identification code from the commercial, court, or bank register of the country where the issuer of securities is officially registered (of a legal entity – non-resident)
19. IND_COD | Owner data: registration number of the taxpayer's account card (of an individual – resident)
20. IND_IDRI | Owner data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
21. ONAME1 | Owner data: full name of the legal entity (if the owner of the share package is a collective investment institution, a real estate fund – not a legal entity, then the full name of the fund and the full name of the asset management company of such entity, manager, are indicated) or surname of an individual6
22. ONAME2 | Owner data: abbreviated (if available) name of the legal entity or first name of an individual6
23. ONAME3 | Owner data: patronymic (of an individual)
24. MZNAH | Owner data: location6
25. OOBLKOD | Owner data: territory code (filled for legal entities – residents)6, 8
26. INREGDT | Date of opening a securities account
27. DEVENT | Date of occurrence of irregular Data
28. TEVENT | Types of changes in the securities account of the owner of mortgage securities9
29. STQ | Number of mortgage securities (separate tranches within the issue) accounted for in the securities account at the custodian, pcs.
30. STQ_BLO | Number of blocked mortgage securities (separate tranches within the issue) accounted for in the securities account at the custodian, pcs.
31. Z_PRYM | Notes

1 When placing mortgage securities, irregular Data are provided from the date of registration by the National Commission for Securities and Stock Market of the report on the results of the issue of mortgage securities. 2 Filled in accordance with Reference 45 "Classification of countries of the world" of the Reference and Classifier System. 3 Filled in accordance with Reference 7 "Classification of financial and non-financial instruments" of the Reference and Classifier System. 4 Filled in accordance with Reference 46 "List and codes of currencies" of the Reference and Classifier System. 5 Filled in accordance with Reference 37 "Types of depositors, clients" of the Reference and Classifier System. 6 In the event that the owner of the share package is the State of Ukraine or a territorial community, information is filled in about the subject of management of the corresponding securities. 7 Filled in accordance with Reference 41 "Classification of organizational-legal forms of business activity" of the Reference and Classifier System. 8 Filled in accordance with Reference 44 "List and codes of territories (regions) of Ukraine" of the Reference and Classifier System. 9 Filled in accordance with Reference 29 "Types of changes in the securities account of the owner of mortgage securities at the depository institution" of the Reference and Classifier System. 10 Not filled for co-owners.

2.3. Reference on opening/closing account(s) in securities in the name of the nominal holder/in a foreign financial institution
Information strings are nested into the XML element "DTSZ_OC_NF" and contain the following requisites:

No. p/p | XML Attribute | Purpose

1. EV_TYP | Type of event: "1" - opening by the depository institution of an account(s) in securities in the name of the nominal holder; "2" - opening by the depository institution of an account(s) in securities in a foreign financial institution
2. NF_NAME | Data on the nominal holder/foreign financial institution: full name
3. NF_CNTR | Data on the nominal holder/foreign financial institution: country of registration1
4. NF_IDCD | Data on the nominal holder/foreign financial institution: number of registration of the legal entity in the country of its location
5. NF_LEI | Data on the nominal holder/foreign financial institution: identification number according to the international identifier of legal entities (LEI code)
6. NF_OPN | Number of accounts opened under the contract with the nominal holder/foreign financial institution, pcs.
7. NF_CLS | Number of accounts closed under the contract with the nominal holder/foreign financial institution, pcs.
8. Z_PRYM | Notes

1 Filled in accordance with Reference 45 "Classification of countries of the world" of the Reference and Classifier System.

2.4. Reference on facts of violation by the nominal holder of established requirements of Ukrainian legislation
Information strings are nested into the XML element "DTSZ_VI_VH" and contain the following requisites:

No. p/p | XML Attribute | Purpose

1. NH_NAME | Data on the nominal holder: full name
2. NH_CNTR | Data on the nominal holder: country of registration1
3. NH_IDCD | Data on the nominal holder: number of registration of the legal entity in the country of its location
4. NH_LEI | Data on the nominal holder: identification number according to the international identifier of legal entities (LEI code)
5. DEVENT | Date of detection of violation by the nominal holder of established requirements of Ukrainian legislation
6. PEVENT | Type of violation: "1" - failure to provide information on owners of securities; "2" - failure to provide information on owners of share packages; "3" - non-disclosure of information upon request of subjects defined in part one of Article 25 of the Law of Ukraine "On the Depository System"; "4" - failure to provide information regarding identification data of clients of the nominal holder, clients of the client of the nominal holder in cases established by legislation; "5" - non-compliance with Ukrainian legislation on the application of special economic and other restrictive measures (sanctions); "6" - reduction of the size of own funds2; "7" - other
7. Z_EDRE | Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
8. Z_ENAME | Issuer data: full name
9. Z_ISIN | Securities data: international securities identification number
10. Z_ZKR | Total number of accounts of the nominal holder on which securities are accounted for, pcs.
11. Z_ZKS | Total number of securities in securities accounts of the nominal holder, pcs.
12. CP_VALUT | Securities data: currency code3
13. Z_ZVS | Total nominal value of securities, total premium - for option certificates
14. Z_PRYM | Notes

1 Filled in accordance with Reference 45 "Classification of countries of the world" of the Reference and Classifier System. 2 Filled in the event of a reduction in the size of own funds below the value established by Ukrainian legislation. 3 Filled in accordance with Reference 46 "List and codes of currencies" of the Reference and Classifier System.

2.5. Reference on changes to the depository accounting system related to the application of sanctions
Information strings are nested into the XML element "DTSSANCTION" and contain the following requisites:

No. p/p | XML Attribute | Purpose

1. NN | Sequence number

2. NH_NAME | Data on the nominal holder: full name

3. NH_CNTR | Data on the nominal holder: country of registration1

4. NH_IDCD | Data on the nominal holder: number of registration of the legal entity in the country of its location

5. NH_LEI | Data on the nominal holder: identification number according to the international identifier of legal entities (LEI code)

6. PERSONTYPE | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: type2

7. PADDR1 | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: country of citizenship (for individuals)1, 7

8. OADDR1 | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: country of registration (except for individuals)1, 7

9. OPF | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: organizational-legal form (of a legal entity – resident)3

10. OKOD | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: code according to the USREO (of a legal entity – resident)

11. VLCNCONR | Data on the owner of securities – the person to whom special economic and other restrictive measures (sanctions) are applied/depositor – controlled person: identification code from the commercial, court, or bank register of the country where the owner of securities is officially registered (of a legal entity – non-resident)

12. IND_COD Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: registration number of the taxpayer's account (for a natural person – a resident)

13. IND_IDRI Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)

14. ONAME1 Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: full name of a legal entity (if the owner of the share package is a collective investment institution, a real estate fund - not a legal entity, the full name of the fund and the full name of the asset management company of such person, the manager, are indicated) or the surname of a natural person

15. ONAME2 Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: abbreviated (if available) name of a legal entity or the first name of a natural person

16. ONAME3 Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: patronymic (of a natural person) (if available)

17. MZNAH Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: location

18. OOBLKOD Data on the owner of securities – a person subject to special economic and other restrictive measures (sanctions) / depository – a controlled person: territory code (filled in for legal entities – residents)4

19. SANC_DATE Details of a special economic and/or other restrictive measure (sanctions): date

20. SANC_NUM Details of a special economic and/or other restrictive measure (sanctions): number, additional number, position number

21. SANC_SOURSE Details of a special economic and/or other restrictive measure (sanctions): name of the body

22. SANC_TYPE Details of a special economic and/or other restrictive measure (sanctions): type of special economic and/or other restrictive measure (sanctions)

23. Z_ACCQ Number of open accounts, pcs.

24. DEVENT Date of changes entered into the depository accounting system

25. EMEDRPOU Issuer data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine

26. E_CNCONR Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)

27. NAME Issuer data: full name

28. E_OPF Issuer data: organizational and legal form3

29. E_KRAINA Issuer data: country of registration1

30. DP_EDRPOU Data on the depository: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine

31. DP_NAM Data on the depository: name

32. ISIN Data on securities: international securities identification number

33. Z_CP_CFI Data on securities: classification code of financial instruments (CFI code)

34. Z_SV Data on securities: code5

35. Z_NOM_V Data on securities: nominal value of one security

36. CP_VALUT Data on securities: currency code6

37. Z_ZVS Total nominal value of securities, UAH

38. KCPPV Number of securities of the issue (specific issue) accounted for in the securities account at the depository institution (excluding securities whose issue registration is оформлена by a temporary certificate of issue registration), pcs.

39. Z_PRYM Notes
    Note: Rows 6–18 are filled out separately for each owner.
    Rows 25–38 are filled out by the issue of securities.

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1 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 37 "Types of Depositors, Clients" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 41 "Classification of Organizational and Legal Forms of Business" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 44 "List and Codes of Territories (Regions) of Ukraine" of the System of Reference Books and Classifiers. 5 Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers. 6 Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers. 7 Not filled in for co-owners.

3. Daily Data
   When submitting daily data, the specification identifier has the value:
   "http://nssmc.gov.ua/Schem/DayDepOrg"
   The XSD schema for daily information "DayDepOrg.xsd" is provided in Appendix 2.
   Daily data include the following XML content containers:
   No. p/p XML Element Purpose
4. DTSZ_OOP Certificate of accounting operations performed by the depository institution
5. DTSZ_OOP_F Certificate of accounting operations performed by the depository institution with securities accounted for in its securities account in a foreign financial institution
   3.1. Certificate of accounting operations performed by the depository institution
   Information rows are nested into the XML element "DTSZ_OOP" and contain the following requisites:
   No. p/p XML Attribute Purpose
6. NN Sequential number
7. Z_EDRE Issuer data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
8. E_CNCONR Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)
9. E_LEI Issuer data: identification number according to the international legal entity identifier (LEI code) (if available)
10. EDRISI Issuer data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
11. Z_ENAME Issuer data: full name
12. E_UCNTR Issuer data: country of registration1
13. Z_ISIN Data on securities: international securities identification number
14. Z_CP_CFI Data on securities: classification code of financial instruments (CFI code)
15. Z_SV Data on securities: code2
16. Z_NOM_V Data on securities: nominal value of one security, premium – for option certificates
17. CP_VALUT Data on securities: currency code3
18. Z_ZAGV Data on securities: total nominal value of securities, total premium – for option certificates
19. NH_NAME Data on the nominal holder: name
20. NH_LEI Data on the nominal holder: identification number according to the international legal entity identifier (LEI code)
21. NH_CNTR Data on the nominal holder: country of registration1
22. Z_VIDEP Data on the owner: type4
23. Z_KRAINA Data on the owner: country of registration (except for natural persons)1,5
24. Z_KCP Data on securities: number of securities, pcs.
25. PADDR1 Data on the owner: country of citizenship (for natural persons)1, 5
26. Z_TOBSL Operation service: "1" – by orders of depositors / nominal holders, account managers of depositors / nominal holders; "2" – as a result of performing an unconditional operation with securities; "3" – on the basis of information received from the depository about the conclusion of contracts on the organized capital market; "4" – on the basis of information received from the depository about the conclusion of transactions regarding securities outside the organized capital markets, in compliance with the principle of "delivery of securities against payment", "5" – on the basis of information received from the Central Depository of Securities regarding the conduct of a corporate operation with an agricultural note6, "6" – other
27. Z_TOPR Type of operation: "1" - crediting of rights to securities; "2" - debiting of rights to securities; "3" - transfer of rights to securities (increasing the number of rights to securities in the account); "4" - transfer of rights to securities (decreasing the number of rights to securities in the account)
28. Z_TVDOG Operation by orders of depositors/nominal holders, account managers of depositors/nominal holders: "1" – purchase and sale agreement; "2" – exchange agreement; "3" – gift agreement; "4" – inheritance (succession of rights); "5" – other
29. DP_DUDOG Operation by orders of depositors/nominal holders, account managers of depositors/nominal holders and/or operation on the basis of information received from the depository about the conclusion of transactions regarding securities outside the stock exchange, in compliance with the principle of "delivery of securities against payment": date of conclusion of the contract (date of making the transaction)
30. DP_NDOG Operation by orders of depositors/nominal holders, account managers of depositors/nominal holders and/or operation on the basis of information received from the depository about the conclusion of transactions regarding securities outside the organized capital markets, in compliance with the principle of "delivery of securities against payment": contract number (transaction requisites)
31. TR_EDRPOU Operation by orders of depositors/nominal holders, account managers of depositors/nominal holders and/or operation on the basis of information received from the depository about the conclusion of transactions regarding securities outside the organized capital markets, in compliance with the principle of "delivery of securities against payment": code according to the EDRPOU of the investment firm acting in the interests of the owner
32. DP_KERNAME Operation by orders of depositors/nominal holders, account managers of depositors/nominal holders and/or operation on the basis of information received from the depository about the conclusion of transactions regarding securities outside the organized capital markets, in compliance with the principle of "delivery of securities against payment": name of the investment firm acting in the interests of the owner
33. ZO_PDST Unconditional operation on the basis: "1" – executive documents; "2" – certificate of right to inheritance; "3" – resolution of the authorized person of the Commission; "4" – other
34. BR_EDRPOU Operations on the basis of information received from the depository about the conclusion of contracts on the organized capital market: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine of the operator of the organized capital market
35. D_DUCNT Operations on the basis of information received from the depository about the conclusion of contracts on the organized capital market: date of conclusion of the contract/contract
36. D_RCNTR Operations on the basis of information received from the depository about the conclusion of contracts on the organized capital market: requisites of the contract/contract
37. Z_PRYM Notes
    Note: Rows 14–16 are filled in case of operations conducted on the securities account of a nominal holder.

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1 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 37 "Types of Depositors, Clients" of the System of Reference Books and Classifiers. 5 Not filled in for co-owners. 6 The specific type of corporate operation with an agricultural note is determined in row 35 "Notes".

3.2. Certificate of accounting operations performed by the depository institution with securities accounted for in its securities account in a foreign financial institution
Information rows are nested into the XML element "DTSZ_OOP_F" and contain the following requisites:
No. p/p XML Attribute Purpose

1. NN Sequential number

2. FC_NAME Data on the foreign financial institution: name

3. FC_LEI Data on the foreign financial institution: identification number according to the international legal entity identifier (LEI code)

4. FC_CNTR Data on the foreign financial institution: country of registration1

5. Z_ENAME Issuer data: full name

6. E_UCNTR Issuer data: country of registration1

7. E_CNCONR Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)

8. E_LEI Issuer data: identification number according to the international legal entity identifier (LEI code) (if available)

9. Z_ISIN Data on securities: international securities identification number

10. Z_CP_CFI Data on securities: classification code of financial instruments (CFI code)

11. Z_NOM_V Data on securities: nominal value of one security (if available)

12. CP_VALUT Data on securities: currency code2

13. Z_ZAGV Data on securities: total nominal value of securities (if available)

14. Z_KCP Data on securities: number of securities, pcs.

15. Z_VIDEP Data on the owner: type 3

16. PADDR1 Data on the owner: country of citizenship (for natural persons)1, 4

17. Z_KRAINA Data on the owner: country of registration (except for natural persons)1, 4

18. Z_TOPR Type of operation: "1" - crediting of rights to securities; "2" - debiting of rights to securities; "3" - transfer of rights to securities (increasing the number of rights to securities in the account); "4" - transfer of rights to securities (decreasing the number of rights to securities in the account)

19. Z_TVDOG Basis for conducting a depository operation: "1" - purchase and sale agreement; "2" - exchange agreement; "3" - gift agreement; "4" - inheritance (succession of rights); "5" - other

20. Z_POPR Data on the place of making the transaction (name of the market): "1" - regulated market; "2" - organized trading venue; "3" - multilateral trading facility; "4" - other

21. Z_POPRCTR Data on the place of making the transaction: country 1

22. Z_POPRCTY Data on the place of making the transaction: city

23. Z_PRYM Notes
    1 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 37 "Types of Depositors, Clients" of the System of Reference Books and Classifiers. 4 Not filled in for co-owners.

24. Monthly Data
    When submitting monthly data, the specification identifier has the value:
    "http://nssmc.gov.ua/Schem/MonthDepOrg"
    The XSD schema for monthly information "MonthDepOrg.xsd" is provided in Appendix 3.
    Monthly data include the following XML content containers:
    No. p/p XML Element Purpose

25. DTSCP_NPF Certificate of securities of pension funds serviced by the depository institution

26. DTSCP_ICI Certificate of securities of collective investment institutions serviced by the depository institution

27. DTSZ_admin Certificate of administrative operations performed by the depository institution

28. DTSZ_oblik Certificate of accounting operations performed by the depository institution

29. DTSZ_pv Certificate of the list of issues of securities by owners of securities, nominal holders serviced by the depository institution

30. DTSZ_pv_NH Certificate of the list of issues of securities by owners of securities, nominal holders serviced by the depository institution: Nominal Holder

31. DTSZ_rv Certificate of the list of owners of share packages and owners of mortgage securities

32. DTSZ_65 Certificate of servicing operations performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies"

33. DTSZ_pr Certificate of accountable accounts

34. DTSDAUDIT Certificate regarding information on the audit report

4.1. Certificate of securities of pension funds serviced by the depository institution
Information rows are nested into the XML element "DTSCP_NPF" and contain the following requisites:
No. p/p XML Attribute Purpose

1. NN Sequential number
2. RI2 Data on the pension fund: type of pension fund1
3. F_EDRPOU Data on the pension fund: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
4. F_NAME Data on the pension fund: full name
5. BANKEDRPOU Data on the pension fund: code of the financial institution
6. BANKMFO Data on the pension fund: registration number
7. O_DATADOG Data on the pension fund: date of conclusion of the agreement on servicing non-state pension funds by the custodian
8. O_NUMDOG Data on the pension fund: number of the agreement on servicing non-state pension funds by the custodian
9. K_EDRPOU Data on the asset management company: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
10. K_NAME Data on the asset management company: full name
11. A_EDRPOU Data on the pension fund administrator: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
12. A_NAME Data on the pension fund administrator: full name
13. D_EDRPOU Issuer data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
14. EMEDRPOU Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)
15. D_NAME Issuer data: full name
16. ADR1 Issuer data: country of registration2
17. ISIN Data on securities: international securities identification number
18. ISINORCFI Data on securities: classification code of financial instruments (CFI code)
19. CPCODE Data on securities: code3
20. CP_VALUT Data on securities: currency code4
21. CPNNOM Total nominal value of securities, total premium – for option certificates
22. CPAICOL Number of securities, pcs.
23. Z_PRYM Notes
    1 Filled in accordance with Reference Book 18 "Types of Funds and Other Assets Managed by an Asset Management Company or Investment Firm – Investment Manager of an Investment Fund" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

4.2. Certificate of securities of collective investment institutions serviced by the depository institution
Information rows are nested into the XML element "DTSCP_ICI" and contain the following requisites:
No. p/p XML Attribute Purpose

1. NN Sequential number
2. RI1 Data on the collective investment institution: type1
3. RI2 Data on the collective investment institution: type2
4. F_EDRPOU Data on the collective investment institution: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
5. F_DEDRICI Data on the collective investment institution: identification code of a legal entity in the Unified State Register of Collective Investment Institutions.
6. F_NAME Data on the collective investment institution: full name
7. O_DATADOG Data on the collective investment institution: date of conclusion of the agreement on servicing by the custodian of CII assets
8. O_NUMDOG Data on the collective investment institution: number of the agreement on servicing by the custodian of CII assets
9. K_EDRPOU Data on the asset management company: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
10. K_NAME Data on the asset management company: full name
11. D_EDRPOU Issuer data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
12. EMEDRPOU Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (issuer – non-resident)
13. D_NAME Issuer data: full name
14. ADR1 Issuer data: country of registration3
15. ISIN Data on securities: international securities identification number
16. ISINORCFI Data on securities: classification code of financial instruments (CFI code)
17. CPCODE Data on securities: code4
18. CP_VALUT Data on securities: currency code5
19. CPNNOM Total nominal value of securities, total share of consolidated mortgage debt attributable to mortgage participation certificates, total premium – for option certificates
20. CPAICOL Number of securities, pcs.
21. Z_PRYM Notes
    1 Filled in accordance with Reference Book 17 "Types of Institutional Investors and Accumulative Pension Fund" of the System of Reference Books and Classifiers. 2 Filled in accordance with Reference Book 18 "Types of Funds and Other Assets Managed by an Asset Management Company or Investment Firm – Investment Manager of an Investment Fund" of the System of Reference Books and Classifiers. 3 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the System of Reference Books and Classifiers. 5 Filled in accordance with Reference Book 46 "List and Codes of Currencies" of the System of Reference Books and Classifiers.

4.3. Certificate of administrative operations performed by the depository institution
Information rows are nested into the XML element "DTSZ_admin" and contain the following requisites:
No. p/p XML Attribute Purpose

1. NN Sequential number

2. Z_VFOR Accounts opened during the period under agreements with depositors: natural persons – residents, pcs.

3. Z_VFON Accounts opened during the period under agreements with depositors: natural persons – non-residents, pcs.

4. Z_VUOR Accounts opened during the period under agreements with depositors: legal entities – residents (except for the below-mentioned categories of legal entities), pcs.

5. Z_VISI Accounts opened during the period under agreements with depositors: legal entities – residents – collective investment institutions, pcs.

6. Z_VSK Accounts opened during the period under agreements with depositors: legal entities – residents – insurers, pcs.

7. Z_VNPF Accounts opened during the period under agreements with depositors: legal entities – residents – pension funds, pcs.

8. Z_VBANK Accounts opened during the period under agreements with depositors: legal entities – residents – banks, pcs.

9. Z_VTORG Accounts opened during the period under agreements with depositors: legal entities – residents – investment firms, pcs.

10. Z_VUON Accounts opened during the period under agreements with depositors: legal entities – non-residents, pcs.

11. Z_VDUD Accounts opened during the period under an agreement with depositors: State of Ukraine (subject of management of corporate rights of the state – the State Property Fund of Ukraine, another state body or body ensuring the activities of the President of Ukraine, the Verkhovna Rada of Ukraine, the Cabinet of Ministers of Ukraine), pcs.

12. Z_VDGD Accounts opened during the period under an agreement with depositors: State of Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization), pcs.

13. Z_VDUO Accounts opened during the period under an agreement with depositors: State of Ukraine (subject of management of corporate rights of the state – another person or body that performs functions of managing corporate rights of the state), pcs.

14. Z_VTR Accounts opened during the period under agreements with depositors: territorial communities, units.

15. Z_VNO Accounts opened during the period under agreements with depositors: notaries (deposits), units.

16. Z_VNSPVL Accounts opened during the period under agreements with depositors: co-owners, units.

17. Z_ZFOR Accounts closed during the period under agreements with depositors: individuals – residents, units.

18. Z_ZFON Accounts closed during the period under agreements with depositors: individuals – non-residents, units.

19. Z_ZUOR Accounts closed during the period under agreements with depositors: legal entities – residents (excluding the categories of legal entities listed below), units.

20. Z_ZISI Accounts closed during the period under agreements with depositors: legal entities – residents – collective investment institutions, units.

21. Z_ZSK Accounts closed during the period under agreements with depositors: legal entities – residents – insurers, units.

22. Z_ZNPF Accounts closed during the period under agreements with depositors: legal entities – residents – pension funds, units.

23. Z_ZBANK Accounts closed during the period under agreements with depositors: legal entities – residents – banks, units.

24. Z_ZTORG Accounts closed during the period under agreements with depositors: legal entities – residents – investment firms, units.

25. Z_ZUON Accounts closed during the period under agreements with depositors: legal entities – non-residents, units.

26. Z_ZDUFDU Account closed during the period under agreement with depositor: Ukraine (subject of management of corporate rights of the state – Fund of State Property of Ukraine, other state body or body ensuring the activities of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine)

27. Z_ZDUGHI Accounts closed during the period under agreement with depositors: Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization), units.

28. Z_ZSKPI Accounts closed during the period under agreement with depositors: Ukraine (subject of management of corporate rights of the state – other person or body that performs functions of managing corporate rights of the state), units.

29. Z_ZTR Account closed during the period under agreement with depositor: territorial community, units.

30. Z_ZNO Account closed during the period under agreement with depositor: notary (deposit), units.

31. Z_ZNSPVL Accounts closed during the period under agreement with depositor: co-owners, units.

32. Z_VFOR2 Number of accounts opened by the end of the period under agreements with depositors: individuals – residents, units.

33. Z_VFON2 Number of accounts opened by the end of the period under agreements with depositors: individuals – non-residents, units.

34. Z_VUOR2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents (excluding the categories of legal entities listed below), units.

35. Z_VISI2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents – collective investment institutions, units.

36. Z_VSK2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents – insurers, units.

37. Z_VNPF2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents – pension funds, units.

38. Z_VBANK2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents – banks, units.

39. Z_VTORG2 Number of accounts opened by the end of the period under agreements with depositors: legal entities – residents – investment firms,
    units.

40. Z_VUON2 Number of accounts opened to depositors by the end of the period under agreements with depositors: legal entities – non-residents, units.

41. Z_KVDUF Number of account managers by the end of the period under agreement with depositor: Ukraine (subject of management of corporate rights of the state – Fund of State Property of Ukraine, other state body or body ensuring the activities of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine),
    units.

42. Z_KVDUGHI Number of account managers by the end of the period under agreement with depositor: Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization),
    units.

43. Z_KVDUI Number of account managers by the end of the period under agreement with depositor: Ukraine (subject of management of corporate rights of the state – other person or body that performs functions of managing corporate rights of the state), units.

44. Z_KTR Number of accounts opened by the end of the period under agreement with depositor: territorial community, units.

45. Z_KNO Number of account managers by the end of the period under agreement with depositor: notary (deposit), units.

46. ACEM_OPN Accounts opened during the period under agreements with issuers (regarding dematerialized securities), units.

47. ACEM_CLS Accounts closed during the period under agreements with issuers (regarding dematerialized securities), units.

48. ACEM_RES Number of accounts opened by the end of the period under agreements with issuers (regarding dematerialized securities), units.

49. NH_OPN Accounts opened during the period under agreements with nominal holders, units.

50. NH_CLS Accounts closed during the period under agreements with nominal holders, units.

51. NH_RES Number of nominal holder accounts opened by the end of the period under agreements with nominal holders, units.

52. NH_RSPVL Number of accounts opened by the end of the period under agreement with depositor: co-owners, units.

53. Z_PRYM Notes

4.4. Reference on accounting operations performed by the depository institution
Accounting operations performed by the depository institution are submitted regarding accounting operations carried out during one business day of the depository institution, as a result of which ownership rights to securities are acquired/terminated (except for accounting operations related to the cancellation of the registration of the issue of securities, redemption of the issue of securities, performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies"). Informational rows are embedded into the XML element "DTSZ_oblik" and contain the following requisites:

No.	XML Attribute	Purpose
1. NN	Sequence number
2. Z_DAOP	Date of the business day
3. Z_OKERO	Operation support: pursuant to orders of depositors/nominal holders, account managers of depositors/nominal holders, total number of operations, units
4. Z_OKERC	Operation support: pursuant to orders of depositors/nominal holders, account managers of depositors/nominal holders, total number of securities, units
5. CP_VALUT_RD	Operation support: pursuant to orders of depositors / nominal holders, account managers of depositors / nominal holders, currency code2
6. Z_OZNVO	Operation support: pursuant to orders of nominal holders, account managers of depositors/nominal holders, total nominal value of securities, total premium – for option certificates
7. Z_OBOKCO	Operation support: as a result of execution of an unconditional operation with securities, total number of operations, units
8. Z_OBOKCP	Operation support: as a result of execution of an unconditional operation with securities, total number of securities, units
9. CP_VALUT_VO	Operation support: as a result of execution of an unconditional operation with securities, currency code2
10. Z_OBONV	Operation support: as a result of execution of an unconditional operation with securities, total nominal value of securities, total premium - for option certificates
11. Z_OBRKO	Operation support: based on information received from the depository about the conclusion of contracts on the organized capital market, total number of operations, units
12. Z_DPKCP	Operation support: based on information received from the depository about the conclusion of contracts on the organized capital market, total number of securities, units
13. CP_VALUT_OI	Operation support: based on information received from the depository about the conclusion of contracts on the organized capital market, currency code2
14. Z_OBRNVC	Operation support: based on information received from the depository about the conclusion of contracts on the organized capital market, total nominal value of securities, total premium – for option certificates
15. Z_OCVPKO	Operation support: based on information received from the depository about the conclusion of transactions regarding securities outside organized capital markets, adhering to the principle of "delivery of securities against payment", total number of operations, units
16. Z_OCVPCP	Operation support: based on information received from the depository about the conclusion of transactions regarding securities outside organized capital markets, adhering to the principle of "delivery of securities against payment", total number of securities, units
17. CP_VALUT_OP	Operation support: based on information received from the depository about the conclusion of transactions regarding securities outside organized capital markets, adhering to the principle of "delivery of securities against payment", currency code2
18. Z_OCVPNV	Operation support: based on information received from the depository about the conclusion of transactions regarding securities outside organized capital markets, adhering to the principle of "delivery of securities against payment", total nominal value of securities, total premium – for option certificates
19. Z_ZARO	Crediting of securities: total number of securities, units
20. Z_ZARS	Crediting of securities: total number of operations, units
21. CP_VALUT_ZR	Crediting of securities: currency code2
22. Z_ZARV	Crediting of securities: total nominal value of securities, total premium – for option certificates
23. Z_SO	Debiting of securities: total number of securities, units
24. Z_SS	Debiting of securities: total number of operations, units
25. CP_VALUT_SP	Debiting of securities: currency code2
26. Z_SVV	Debiting of securities: total nominal value of securities, total premium – for option certificates
27. Z_PRKCP	Transfer (increase in securities): total number of securities, units
28. Z_PRKO	Transfer (increase in securities): total number of operations, units
29. CP_VALUT_PP	Transfer (increase in securities): currency code2
30. Z_PRZNV	Transfer (increase in securities): total nominal value of securities, total premium – for option certificates
31. Z_PRZMKC	Transfer (decrease in securities): total number of securities, units
32. Z_PRZKO	Transfer (decrease in securities): total number of operations, units
33. CP_VALUT_PM	Transfer (decrease in securities): currency code2
34. Z_PRZDNV	Transfer (decrease in securities): total nominal value of securities, total premium – for option certificates
35. Z_PRYM	Notes

1 Accounting operations performed by the depository institution are submitted regarding accounting operations carried out during one business day of the depository institution, as a result of which ownership rights to securities are acquired/terminated (except for accounting operations related to the cancellation of the registration of the issue of securities, redemption of the issue of securities, performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies"). 2 Filled in accordance with Reference Book 46 "List and Currency Codes" of the Reference Book and Classifier System.

4.5. Reference on the list of issues of securities by owners of securities, nominal holders serviced by the depository institution1
The reference is compiled taking into account the depository institution's own issues of securities and the depository institution's own accounts. Informational rows are embedded into the XML element "DTSZ_pv" and contain the following requisites:

No.	XML Attribute	Purpose
1. NN	Sequence number
2. Z_EDRE	Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. E_EDRICI	Issuer data: code according to the Unified State Register of Collective Investment Institutions (for collective investment institutions)
4. E_CNCONR	Issuer data: identification code from the commercial, court or bank register of the country where the issuer of securities (issuer – non-resident) is officially registered
5. E_LEI	Issuer data: identification number according to the international identifier of legal entities (LEI code) (if available)
6. Z_ENAME	Issuer data: full name
7. E_KRAINA	Issuer data: country of registration2
8. Z_D_ERDZ	Data on the depository/foreign financial institution: code according to the EDROU / identification code from the commercial, court or bank register of the country where the foreign financial institution is officially registered
9. Z_D_LEI	Data on the depository/foreign financial institution: identification number according to the international identifier of legal entities (LEI code) (if available)
10. Z_D_NAZ	Data on the depository/foreign financial institution: name
11. Z_ISIN	Data on securities: international securities identification number
12. Z_CP_CFI	Data on securities: classification code of financial instruments (CFI code)
13. Z_SV	Data on securities: code3
14. Z_NOM_V	Data on securities: nominal value of one security, premium – for option certificates (if available)
15. CP_VALUT	Data on securities: currency code4
16. Z_ZKR	Total number of accounts of owners of securities opened in the depository institution, on which securities are accounted for, units
17. Z_ZKS	Total number of securities in securities accounts of owners of securities in the depository institution, units
18. Z_ZVS	Total nominal value of securities, total premium – for option certificates, in securities accounts of owners
19. Z_DFRR	Owners – individuals – residents: number of securities accounts, units
20. Z_DFRS	Owners – individuals – residents: total number of securities, units
21. Z_DFRV	Owners – individuals – residents: total nominal value of securities, total premium – for option certificates
22. Z_DFNR	Owners – individuals – non-residents: number of securities accounts, units
23. Z_DFNS	Owners – individuals – non-residents: total number of securities, units
24. Z_DFNV	Owners – individuals – non-residents: total nominal value of securities, total premium – for option certificates
25. Z_DUR	Owners – legal entities – residents: number of securities accounts, units (excluding the categories of legal entities listed below)
26. Z_DURR	Owners – legal entities – residents: total number of securities, units (excluding the categories of legal entities listed below)
27. Z_DURV	Owners – legal entities – residents: total nominal value of securities, total premium – for option certificates, UAH (excluding the categories of legal entities listed below)
28. Z_DBANKR	Owners – banks – residents: number of securities accounts, units
29. Z_DBANKS	Owners – banks – residents: total number of securities, units
30. Z_DBANKV	Owners – banks – residents: total nominal value of securities, total premium – for option certificates
31. Z_DISIR	Owners – collective investment institutions – residents: number of securities accounts, units
32. Z_DISIS	Owners – collective investment institutions – residents: total number of securities, units
33. Z_DISIV	Owners – collective investment institutions – residents: total nominal value of securities, total premium – for option certificates
34. Z_DSKR	Owners – insurers – residents: number of securities accounts, units
35. Z_DSKS	Owners – insurers – residents: total number of securities, units
36. Z_DSKV	Owners – insurers – residents: total nominal value of securities, total premium – for option certificates
37. Z_DNEPFR	Owners – pension funds – residents: number of securities accounts, units
38. Z_DNEPFS	Owners – pension funds – residents: total number of securities, units
39. Z_DNEPFV	Owners – pension funds – residents: total nominal value of securities, total premium – for option certificates
40. Z_DTORGR	Owners – investment firms – residents: number of securities accounts, units5
41. Z_DTORGS	Owners – investment firms – residents: total number of securities, units5
42. Z_DTORGV	Owners – investment firms – residents: total nominal value of securities, total premium – for option certificates, UAH.5
43. Z_DNEMR	Owners – legal entities – non-residents: number of securities accounts, units
44. Z_DNEMS	Owners – legal entities – non-residents: total number of securities, units
45. Z_DNEMV	Owners – legal entities – non-residents: total nominal value of securities, total premium – for option certificates
46. Z_DUNR	Owner – Ukraine (subject of management of corporate rights of the state – Fund of State Property of Ukraine, other state body or body ensuring the activities of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine): number of securities accounts, units
47. Z_DUNS	Owner – Ukraine (subject of management of corporate rights of the state – Fund of State Property of Ukraine, other state body or body ensuring the activities of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine): total number of securities, units
48. Z_DUNV	Owner – Ukraine (subject of management of corporate rights of the state – Fund of State Property of Ukraine, other state body or body ensuring the activities of the President of Ukraine, Verkhovna Rada of Ukraine, Cabinet of Ministers of Ukraine): total nominal value of securities, total premium – for option certificates
49. Z_DERBR	Owner – Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization): number of securities accounts, units
50. Z_DERBS	Owner – Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization): total number of securities, units
51. Z_DERBV	Owner – Ukraine (subject of management of corporate rights of the state – state economic association, state holding company, other state economic organization): total nominal value of securities, total premium – for option certificates
52. Z_DERZPR	Owner – Ukraine (subject of management of corporate rights of the state – other person or body that performs functions of managing corporate rights of the state): number of securities accounts, units
53. Z_DERZPS	Owner – Ukraine (subject of management of corporate rights of the state – other person or body that performs functions of managing corporate rights of the state): total number of securities, units
54. Z_DERZPV	Owner – Ukraine (subject of management of corporate rights of the state – other person or body that performs functions of managing corporate rights of the state): total nominal value of securities, total premium – for option certificates
55. Z_TRNR	Owners – territorial communities: number of securities accounts, units
56. Z_TRNS	Owners – territorial communities: total number of securities, units
57. Z_TRNV	Owners – territorial communities: total nominal value of securities, total premium – for option certificates
58. Z_SPVLR	Owners – co-owners: number of securities accounts, units
59. Z_SPVLS	Owners – co-owners: total number of securities, units
60. Z_SPVLV	Owners – co-owners: total nominal value of securities, total premium – for option certificates
61. Z_NONR	Depositor – notary (deposit): number of securities accounts, units
62. Z_NONS	Depositor – notary (deposit): total number of securities, units
63. Z_NONV	Depositor – notary (deposit): total nominal value of securities, total premium – for option certificates
64. Z_PRYM	Notes

1 Taking into account the depository institution's own issues of securities and the depository institution's own accounts. 2 Filled in accordance with Reference Book 45 "Classification of Countries of the World" of the Reference Book and Classifier System. 3 Filled in accordance with Reference Book 7 "Classification of Financial and Non-Financial Instruments" of the Reference Book and Classifier System. 4 Filled in accordance with Reference Book 46 "List and Currency Codes" of the Reference Book and Classifier System.

5 In the event that a bank has a license to conduct activities in trading financial instruments, it is filled in as an investment firm.

4.6. Reference on the list of issues of securities by owners of securities, nominal holders serviced by the depository institution: Nominal Holders
Rows are filled for each nominal holder regarding separate informational rows of the Reference on the list of issues of securities by owners of securities, nominal holders serviced by the depository institution. Informational rows are embedded into the XML element "DTSZ_pv_NH" and contain the following requisites:

No.	XML Attribute	Purpose
1. REF_NN	Sequence number of the informational row in the "Reference on the list of issues of securities by owners of securities, nominal holders serviced by the depository institution" to which this row regarding the nominal holder relates
2. NH_NAME	Nominal holder: name
3. NH_IDCD	Nominal holder: identification code from the commercial, court or bank register of the country where the foreign financial institution is officially registered
4. NH_LEI	Nominal holder: identification number according to the international identifier of legal entities (LEI code) (if available)
5. NH_RVK	Nominal holder: size of own funds
6. NH_VALUT	Nominal holder: currency code1
7. NH_TOTR	Nominal holder: number of nominal holder accounts opened in the depository institution, on which securities are accounted for, units
8. NH_TOTS	Nominal holder: total number of securities in securities accounts of the nominal holder in the depository institution, units
9. NH_TOTV	Nominal holder: total nominal value of securities, total premium - for option certificates, in securities accounts of the nominal holder
10. Z_PRYM	Notes

Note: Rows 1–10 are filled for each nominal holder.
1 Filled in respect of the currency in which the size of own funds is indicated, in accordance with Reference Book 46 "List and Currency Codes" of the Reference Book and Classifier System.

4.7. Reference on the list of owners of share packages and owners of mortgage securities serviced by the depository institution1
The reference is compiled taking into account the depository institution's own issues of securities and the depository institution's own accounts. Informational rows are embedded into the XML element "DTSZ_rv" and contain the following requisites:

No.	XML Attribute	Purpose
1. NN	Sequence number
2. Z_EDRE	Issuer data: identification code of the legal entity in the Unified State Register of Enterprises and Organizations of Ukraine
3. Z_ENAME	Issuer data: full name
4. E_OPF	Issuer data: organizational and legal form2

5. Z_ISIN Securities data: international securities identification number
6. Z_CP_CFI Securities data: classification code for financial instruments (CFI code)
7. Z_SV Securities data: code3
8. Z_NOM_V Securities data: nominal value of one security
9. CP_VALUT Securities data: currency code4
10. Z_ZAGV Securities data: total nominal value of securities, premium – for option certificates
11. NH_NAME Nominee holder data: name
12. NH_LEI Nominee holder data: identification number under the international legal entity identifier (LEI code)
13. NH_KRAINA Nominee holder data: country of registration5
14. Z_VIDEP Owner data: type6
15. VLKRAINA Owner data: country of registration (except for natural persons) 5, 7, 9
16. PADDR1 Owner data: country of citizenship (for natural persons)5,9
17. VLOPF Owner data: organizational and legal form (of a legal entity – resident)2, 7
18. Z_KEDEVL Owner data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine (legal entity – resident)7
19. VLCNCONR Owner data: identification code from the commercial, court or bank register of the country where the issuer of securities is officially registered (legal entity – non-resident)
20. IND_COD Owner data: registration number of the taxpayer's account card (natural person – resident)
21. IS_EDRISI Owner data: code under the Unified State Register of Collective Investment Institutions (for collective investment institutions)
22. Z_NAMEV1 Owner data: full name of a legal entity (if the owner of a block of shares is a collective investment institution, a real estate operation fund – not a legal entity, the full name of the fund and the full name of the asset management company of such entity, manager) or surname of a natural person7
23. Z_NAMEV2 Owner data: abbreviated (if available) name of a legal entity or first name of a natural person7
24. Z_NAMEV3 Owner data: patronymic (of a natural person) (if available)
25. MZNAH Owner data: location7
26. Z_KT Owner data: territory code (filled for resident legal entities)7,8
27. Z_KISOR Owner data: number of securities (of a specific issue) accounted for in the securities account at the depository institution (except for securities, the registration of the issue of which is оформлена by a temporary certificate of registration of the issue of securities), pcs.
28. Z_SKACH Owner data: share in the authorized capital (for shares), %
29. Z_PRYM Notes
    Note: Rows 11–13 are filled in if the securities accounts of owners of blocks of shares/mortgage securities are serviced by a nominee holder/client of a nominee holder __________ 1 Including own issues of securities of the depository institution and own accounts of the depository institution. 2 Filled in accordance with Reference Book 41 "Classification of organizational and legal forms of business" of the System of Reference Books and Classifiers.

3 Filled in accordance with Reference Book 7 "Classification of financial and non-financial instruments" of the System of Reference Books and Classifiers. 4 Filled in accordance with Reference Book 46 "List and codes of currencies" of the System of Reference Books and Classifiers. 5 Filled in accordance with Reference Book 45 "Classification of countries of the world" of the System of Reference Books and Classifiers. 6 Filled in accordance with Reference Book 37 "Types of depositors, clients" of the System of Reference Books and Classifiers. 7 In case if the owner of a block of shares or the owner of mortgage securities is the State of Ukraine or a territorial community, information is filled in about the subject managing the corresponding securities. 8 Filled in accordance with Reference Book 44 "List and codes of territories (regions) of Ukraine" of the System of Reference Books and Classifiers. 9 Not filled for co-owners.
4.8. Certificate on servicing operations performed in accordance with the requirements of Article 95 of the Law of Ukraine "On Joint Stock Companies"
Information on operations performed by the depository institution is submitted regarding accounting operations carried out during one business day by the depository institution, as a result of which ownership rights to securities are acquired/terminated. Informational rows are embedded into the XML element "DTSZ_65" and contain the following requisites:
№ p/p
XML Attribute Purpose

1. NN Number in order

2. Z_DAOP Date of the business day

3. Z_EDRE Issuer data: identification code of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine

4. Z_ENAME Issuer data: full name

5. Z_ISIN Securities data: international securities identification number

6. Z_TOPR Operation data: type of operation: "1" – debit of securities,
   "2" – credit of securities, "3" – transfer of securities

7. Z_OPRO Operation data: total number of operations, pcs.

8. Z_OPRC Operation data: total number of securities, pcs.

9. Z_OPNVO Operation data: total nominal value of securities,
   UAH

10. Z_PRYM Notes
    4.9. Certificate on accountable accounts
    Informational rows are embedded into the XML element "DTSZ_pr" and contain the following requisites:
    № p/p
    XML Attribute Purpose

11. NN Number in order

12. Z_PR Presence of accountable accounts: 1 - present; 2 - absent
    4.10. Certificate on information about the audit report
    As the year and reporting month for which certificates are submitted, the year and month of the reporting period specified in the root element of the general part of the data are accepted. All data specified in the table in hryvnias are filled in with rounding to two decimal places. Informational rows are embedded into the XML element "DTSDAUDIT" and contain the following requisites:
    № p/p
    XML Attribute Purpose

13. Z_AUDN Data of the audit activity subject: name

14. Z_AUD_E Data of the audit activity subject: identification code
    of a legal entity in the Unified State Register of Enterprises and Organizations of Ukraine

15. AUD_ADDR Data of the audit activity subject: location

16. CHMB_RGNM Registration number in the Register of Auditors and Subjects of
    Audit Activity

17. CHMB_ROZDIL Section of the Register of Auditors and Subjects of Audit Activity (3 –
    subjects of audit activity who have the right to conduct mandatory audit of financial statements, 4 – subjects of audit activity who have the right to conduct mandatory audit of financial statements of enterprises of public interest)

18. AUD_REPFID Reporting period for which the audit of financial statements was
    conducted – the last date of the period is indicated

19. AUD_REPSTD Reporting period for which the audit of financial statements was
    conducted – the first date of the period is indicated

20. AUD_OPIN Auditor's opinion (01 – unmodified, 02 – qualified, 03 –
    adverse, 04 – disclaimer of opinion)

21. AUD_SVCNM Number and date of the audit contract: Number

22. AUD_SVCDT Number and date of the audit contract: Date

23. AUD_BEG Start date and end date of the audit: Start date

24. AUD_END Start date and end date of the audit: End date

25. AUD_DATE Date of the audit report

26. AUD_FEE Amount of remuneration for annual audit

27. Z_PRYM Notes
    Director of the Department of Information Technologies Andriy ZAIKA

Appendix 1 to the description of sections and XML schemas
of electronic form reporting data depository institutions XSD Schema "IrregDepOrg" of irregular data № p/p Schema Row 1 <?xml version='1.0' encoding='windows-1251'?> 2 <schema 3 xmlns="http://www.w3.org/2001/XMLSchema" 4 xmlns:z="http://nssmc.gov.ua/Schem/IrregDepOrg" 5 targetNamespace="http://nssmc.gov.ua/Schem/IrregDepOrg" 6 elementFormDefault="qualified"> 7 <simpleType name="EDRPOU"> 8 <restriction base="string"> 9 <maxLength value="12"/> 10 </restriction> 11 </simpleType> 12 <simpleType name="ISIN"> 13 <restriction base="string"> 14 <maxLength value="12"/> 15 </restriction> 16 </simpleType> 17 <simpleType name="LEI"> 18 <restriction base="string"> 19 <pattern value="[0-9A-Z]{18}[0-9]{2}"/> 20 </restriction> 21 </simpleType> 22 <simpleType name="money"> 23 <restriction base="decimal"> 24 <fractionDigits value="2"/> 25 </restriction> 26 </simpleType> 27 <simpleType name="OC_NF_EventType"> 28 <restriction base="integer"> 29 <enumeration value="1"/> 30 <enumeration value="2"/> 31 </restriction> 32 </simpleType> 33 <simpleType name="VI_VH_EventType"> 34 <restriction base="integer"> 35 <enumeration value="1"/> 36 <enumeration value="2"/> 37 <enumeration value="3"/> 38 <enumeration value="4"/> 39 <enumeration value="5"/> 40 <enumeration value="6"/> 41 <enumeration value="7"/> 42 </restriction> 43 </simpleType> 44 <simpleType name="Type254"> 45 <restriction base="string"> 46 <maxLength value="254"/> 47 </restriction> 48 </simpleType> 49 <simpleType name="Type10"> 50 <restriction base="string"> 51 <maxLength value="10"/> 52 </restriction> 53 </simpleType> 54 <simpleType name="Type100"> 55 <restriction base="string"> 56 <maxLength value="100"/> 57 </restriction>

58 </simpleType>
59 <simpleType name="Type3">
60 <restriction base="string">
61 <maxLength value="3"/>
62 </restriction>
63 </simpleType>
64 <simpleType name="Type8">
65 <restriction base="string">
66 <maxLength value="8"/>
67 </restriction>
68 </simpleType>
69 <simpleType name="Type5">
70 <restriction base="string">
71 <maxLength value="5"/>
72 </restriction>
73 </simpleType>
74 <simpleType name="Type19">
75 <restriction base="string">
76 <maxLength value="19"/>
77 </restriction>
78 </simpleType>
79 <element name="root">
80 <complexType>
81 <all>
82 <element name="DTSSuprovod">
83 <complexType>
84 <sequence minOccurs="0" maxOccurs="unbounded"> 85 <element name="row" form="qualified"> 86 <complexType> 87 <attribute name="ISPDAT" type="dateTime"/> 88 <attribute name="VIPRAV" type="string"/> 89 <attribute name="TAG" type="string"/> 90 </complexType> 91 </element> 92 </sequence> 93 </complexType> 94 </element> 95 <element name="DTSZ_VLA"> 96 <complexType> 97 <sequence minOccurs="0" maxOccurs="unbounded"> 98 <element name="row" form="qualified"> 99 <complexType> 100 <attribute name="NN" type="double"/> 101 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 102 <attribute name="E_CNCONR" type="z:Type100"/> 103 <attribute name="NAME" type="z:Type254"/> 104 <attribute name="E_OPF" type="z:Type3"/> 105 <attribute name="E_KRAINA" type="z:Type3"/> 106 <attribute name="DP_EDRPOU" type="z:EDRPOU"/> 107 <attribute name="DP_NAM" type="z:Type254"/> 108 <attribute name="ISIN" type="z:ISIN"/> 109 <attribute name="Z_CP_CFI" type="z:Type100"/> 110 <attribute name="Z_SV" type="z:Type8"/> 111 <attribute name="Z_NOM_V" type="double"/> 112 <attribute name="CP_VALUT" type="z:Type3"/> 113 <attribute name="Z_ZAGV" type="double"/> 114 <attribute name="PERSONTYPE" type="z:Type3"/> 115 <attribute name="OADDR1" type="z:Type3" 116 use="optional"/> 117 <attribute name="PADDR1" type="z:Type3" 118 use="optional"/> 119 <attribute name="OPF" type="z:Type3"/> 120 <attribute name="OKOD" type="z:EDRPOU"/> 121 <attribute name="VLCNCONR" type="z:Type100"/> 122 <attribute name="IND_COD" type="z:Type10"/> 123 <attribute name="IND_IDRI" type="z:Type10"/> 124 <attribute name="ONAME1" type="z:Type254"/> 125 <attribute name="ONAME2" type="z:Type254"/> 126 <attribute name="ONAME3" type="z:Type254"/> 127 <attribute name="MZNAH" type="z:Type254"/>

128 <attribute name="OOBLKOD" type="z:Type19"/> 129 <attribute name="INREGDT" type="dateTime"/> 130 <attribute name="DEVENT" type="dateTime"/> 131 <attribute name="TEVENT" type="z:Type3"/> 132 <attribute name="KCPPV" type="double"/> 133 <attribute name="STQ_BLO" type="double"/> 134 <attribute name="PERCENT" type="double"/> 135 <attribute name="PERCE_BLO" type="double"/> 136 <attribute name="Z_PRYM" type="string"/> 137 </complexType> 138 </element> 139 </sequence> 140 </complexType> 141 </element> 142 <element name="DTSZ_VLI"> 143 <complexType> 144 <sequence minOccurs="0" maxOccurs="unbounded"> 145 <element name="row" form="qualified"> 146 <complexType> 147 <attribute name="NN" type="double"/> 148 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 149 <attribute name="NAME" type="z:Type254"/> 150 <attribute name="OADDR1" type="z:Type3"/> 151 <attribute name="DP_EDRPOU" type="z:EDRPOU"/> 152 <attribute name="DP_NAM" type="z:Type254"/> 153 <attribute name="ISIN" type="z:ISIN"/> 154 <attribute name="Z_CP_CFI" type="z:Type100"/> 155 <attribute name="VID_ICP" type="z:Type8"/> 156 <attribute name="Z_NOM_V" type="double"/> 157 <attribute name="CP_VALUT" type="z:Type3"/> 158 <attribute name="Z_ZAGV" type="double"/> 159 <attribute name="PERSONTYPE" type="z:Type3"/> 160 <attribute name="OADVDR1" type="z:Type3" 161 use="optional"/> 162 <attribute name="PADDR1" type="z:Type3" 163 use="optional"/> 164 <attribute name="OPF" type="z:Type3"/> 165 <attribute name="OKOD" type="z:Type10"/> 166 <attribute name="VLCNCONR" type="z:Type100"/> 167 <attribute name="IND_COD" type="z:Type10"/> 168 <attribute name="IND_IDRI" type="z:Type10"/> 169 <attribute name="ONAME1" type="z:Type254"/> 170 <attribute name="ONAME2" type="z:Type254"/> 171 <attribute name="ONAME3" type="z:Type254"/> 172 <attribute name="MZNAH" type="z:Type254"/> 173 <attribute name="OOBLKOD" type="z:Type19"/> 174 <attribute name="INREGDT" type="dateTime"/> 175 <attribute name="DEVENT" type="dateTime"/> 176 <attribute name="TEVENT" type="z:Type3"/> 177 <attribute name="STQ" type="double"/> 178 <attribute name="STQ_BLO" type="double"/> 179 <attribute name="Z_PRYM" type="string"/> 180 </complexType> 181 </element> 182 </sequence> 183 </complexType> 184 </element> 185 <element name="DTSZ_OC_NF"> 186 <complexType> 187 <sequence minOccurs="0" maxOccurs="unbounded"> 188 <element name="row" form="qualified"> 189 <complexType> 190 <attribute name="EV_TYP" use="required" 191 type="z:OC_NF_EventType"/> 192 <attribute name="NF_NAME" type="z:Type254" 193 use="required"/> 194 <attribute name="NF_CNTR" type="z:Type3" 195 use="required"/> 196 <attribute name="NF_IDCD" type="z:Type100"/> 197 <attribute name="NF_LEI" type="z:LEI"/>

198 <attribute name="NF_OPN" use="required"
199 type="nonNegativeInteger"/>
200 <attribute name="NF_CLS" use="required"
201 type="nonNegativeInteger"/>
202 <attribute name="Z_PRYM" type="string"/>
203 </complexType>
204 </element>
205 </sequence>
206 </complexType>
207 </element>
208 <element name="DTSZ_VI_VH">
209 <complexType>
210 <sequence minOccurs="0" maxOccurs="unbounded"> 211 <element name="row" form="qualified"> 212 <complexType> 213 <attribute name="NH_NAME" type="z:Type254" 214 use="required"/> 215 <attribute name="NH_CNTR" type="z:Type3" 216 use="required"/> 217 <attribute name="NH_IDCD" type="z:Type100"/> 218 <attribute name="NH_LEI" type="z:LEI"/> 219 <attribute name="DEVENT" type="date" 220 use="required"/> 221 <attribute name="PEVENT" use="required" 222 type="z:VI_VH_EventType"/> 223 <attribute name="Z_EDRE" type="z:EDRPOU"/> 224 <attribute name="Z_ENAME" type="z:Type254"/> 225 <attribute name="Z_ISIN" type="z:ISIN"/> 226 <attribute name="Z_ZKR" use="required" 227 type="nonNegativeInteger"/> 228 <attribute name="Z_ZKS" use="required" 229 type="nonNegativeInteger"/> 230 <attribute name="CP_VALUT" type="z:Type3"/> 231 <attribute name="Z_ZVS" type="z:money" 232 use="required"/> 233 <attribute name="Z_PRYM" type="string"/> 234 </complexType> 235 </element> 236 </sequence> 237 </complexType> 238 </element> 239 <element name="DTSSANCTION"> 240 <complexType> 241 <sequence minOccurs="0" maxOccurs="unbounded"> 242 <element name="row" form="qualified"> 243 <complexType> 244 <attribute name="NN" type="double"/> 245 <attribute name="NH_NAME" type="z:Type254" 246 use="optional"/> 247 <attribute name="NH_CNTR" type="z:Type3" 248 use="optional"/> 249 <attribute name="NH_IDCD" type="z:Type100"/> 250 <attribute name="NH_LEI" type="z:LEI"/> 251 <attribute name="PERSONTYPE" type="z:Type3"/> 252 <attribute name="PADDR1" type="z:Type3" 253 use="optional"/> 254 <attribute name="OADDR1" type="z:Type3" 255 use="optional"/> 256 <attribute name="OPF" type="z:Type3"/> 257 <attribute name="OKOD" type="z:Type10"/> 258 <attribute name="VLCNCONR" type="z:Type100"/> 259 <attribute name="IND_COD" type="z:Type10"/> 260 <attribute name="IND_IDRI" type="z:Type10"/> 261 <attribute name="ONAME1" type="z:Type254"/> 262 <attribute name="ONAME2" type="z:Type254"/> 263 <attribute name="ONAME3" type="z:Type254"/> 264 <attribute name="MZNAH" type="z:Type254"/> 265 <attribute name="OOBLKOD" type="z:Type19"/> 266 <attribute name="SANC_DATE" type="date" 267 use="required"/>

268 <attribute name="SANC_NUM" type="z:Type100" 269 use="required"/> 270 <attribute name="SANC_SOURSE" type="z:Type254" 271 use="required"/> 272 <attribute name="SANC_TYPE" type="z:Type254" 273 use="required"/> 274 <attribute name="Z_ACCQ" type="double"/> 275 <attribute name="DEVENT" type="dateTime"/> 276 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 277 <attribute name="E_CNCONR" type="z:Type100"/> 278 <attribute name="NAME" type="z:Type254"/> 279 <attribute name="E_OPF" type="z:Type3"/> 280 <attribute name="E_KRAINA" type="z:Type3"/> 281 <attribute name="DP_EDRPOU" type="z:EDRPOU"/> 282 <attribute name="DP_NAM" type="z:Type254"/> 283 <attribute name="ISIN" type="z:ISIN"/> 284 <attribute name="Z_CP_CFI" type="z:Type100"/> 285 <attribute name="Z_SV" type="z:Type8"/> 286 <attribute name="Z_NOM_V" type="double"/> 287 <attribute name="CP_VALUT" type="z:Type3"/> 288 <attribute name="Z_ZVS" type="double"/> 289 <attribute name="KCPPV" type="double"/> 290 <attribute name="Z_PRYM" type="string"/> 291 </complexType> 292 </element> 293 </sequence> 294 </complexType> 295 </element> 296 </all> 297 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 298 <attribute name="D_NAME" type="string"/> 299 <attribute name="STD" type="dateTime"/> 300 <attribute name="FID" type="dateTime"/> 301 <attribute name="NREG" type="string"/> 302 <attribute name="TTYPE" type="string"/> 303 </complexType> 304 </element> 305 </schema>

Appendix 2 to the description of sections and XML schemas
of electronic form reporting data depository institutions XSD Schema "DayDepOrg" of daily data № p/p Schema Row 1 <?xml version='1.0' encoding='windows-1251'?> 2 <schema 3 xmlns="http://www.w3.org/2001/XMLSchema" 4 xmlns:z="http://nssmc.gov.ua/Schem/DayDepOrg" 5 targetNamespace="http://nssmc.gov.ua/Schem/DayDepOrg" 6 elementFormDefault="qualified"> 7 <simpleType name="EDRPOU"> 8 <restriction base="string"> 9 <maxLength value="12"/> 10 </restriction> 11 </simpleType> 12 <simpleType name="ISIN"> 13 <restriction base="string"> 14 <maxLength value="12"/> 15 </restriction> 16 </simpleType> 17 <simpleType name="CFI"> 18 <restriction base="string"> 19 <pattern value="[A-Z]{6}"/> 20 </restriction> 21 </simpleType> 22 <simpleType name="LEI"> 23 <restriction base="string"> 24 <pattern value="[0-9A-Z]{18}[0-9]{2}"/> 25 </restriction> 26 </simpleType> 27 <simpleType name="money"> 28 <restriction base="decimal"> 29 <fractionDigits value="2"/> 30 </restriction> 31 </simpleType> 32 <simpleType name="OOP_OprType"> 33 <restriction base="integer"> 34 <enumeration value="1"/> 35 <enumeration value="2"/> 36 <enumeration value="3"/> 37 <enumeration value="4"/> 38 </restriction> 39 </simpleType> 40 <simpleType name="OOP_AgrType"> 41 <restriction base="integer"> 42 <enumeration value="1"/> 43 <enumeration value="2"/> 44 <enumeration value="3"/> 45 <enumeration value="4"/> 46 <enumeration value="5"/> 47 </restriction> 48 </simpleType> 49 <simpleType name="OOP_PlcType"> 50 <restriction base="integer"> 51 <enumeration value="1"/> 52 <enumeration value="2"/> 53 <enumeration value="3"/> 54 <enumeration value="4"/> 55 </restriction> 56 </simpleType> 57 <simpleType name="Type254"> 58 <restriction base="string">

59 <maxLength value="254"/>
60 </restriction>
61 </simpleType>
62 <simpleType name="Type10">
63 <restriction base="string">
64 <maxLength value="10"/>
65 </restriction>
66 </simpleType>
67 <simpleType name="Type100">
68 <restriction base="string">
69 <maxLength value="100"/>
70 </restriction>
71 </simpleType>
72 <simpleType name="Type3">
73 <restriction base="string">
74 <maxLength value="3"/>
75 </restriction>
76 </simpleType>
77 <element name="root">
78 <complexType>
79 <all>
80 <element name="DTSSuprovod">
81 <complexType>
82 <sequence minOccurs="0" maxOccurs="unbounded"> 83 <element name="row"> 84 <complexType> 85 <attribute name="ISPDAT" type="dateTime"/> 86 <attribute name="VIPRAV" type="string"/> 87 <attribute name="TAG" type="string"/> 88 </complexType> 89 </element> 90 </sequence> 91 </complexType> 92 </element> 93 <element name="DTSZ_OOP"> 94 <complexType> 95 <sequence minOccurs="1" maxOccurs="unbounded"> 96 <element name="row"> 97 <complexType> 98 <attribute name="NN" type="double"/> 99 <attribute name="Z_EDRE" type="z:EDRPOU"/> 100 <attribute name="E_CNCONR" type="z:Type100"/> 101 <attribute name="E_LEI" type="z:LEI"/> 102 <attribute name="EDRISI" type="z:Type10"/> 103 <attribute name="Z_ENAME" type="z:Type254"/> 104 <attribute name="E_UCNTR" type="z:Type3"/> 105 <attribute name="Z_ISIN" type="z:ISIN"/> 106 <attribute name="Z_CP_CFI" type="z:Type100"/> 107 <attribute name="Z_SV" type="z:Type10"/> 108 <attribute name="Z_NOM_V" type="double"/> 109 <attribute name="CP_VALUT" type="z:Type3"/> 110 <attribute name="Z_ZAGV" type="double"/> 111 <attribute name="NH_NAME" type="z:Type254"/> 112 <attribute name="NH_LEI" type="z:LEI"/> 113 <attribute name="NH_CNTR" type="z:Type3"/> 114 <attribute name="Z_VIDEP" type="z:Type3"/> 115 <attribute name="Z_KRAINA" type="z:Type3" 116 use="optional"/> 117 <attribute name="Z_KCP" type="double"/> 118 <attribute name="PADDR1" type="z:Type3" 119 use="optional"/> 120 <attribute name="Z_TOBSL" type="z:Type10"/> 121 <attribute name="Z_TOPR" type="z:Type10"/> 122 <attribute name="Z_TVDOG" type="z:Type3"/> 123 <attribute name="DP_DUDOG" type="dateTime"/> 124 <attribute name="DP_NDOG" type="z:Type254"/> 125 <attribute name="TR_EDRPOU" type="z:EDRPOU"/> 126 <attribute name="DP_KERNAME" type="z:Type254"/> 127 <attribute name="ZO_PDST" type="z:Type10"/> 128 <attribute name="BR_EDRPOU" type="z:EDRPOU"/>

129 <attribute name="D_DUCNT" type="dateTime"/> 130 <attribute name="D_RCNTR" type="z:Type100"/> 131 <attribute name="Z_PRYM" type="string"/> 132 </complexType> 133 </element> 134 </sequence> 135 </complexType> 136 </element> 137 <element name="DTSZ_OOP_F"> 138 <complexType> 139 <sequence minOccurs="0" maxOccurs="unbounded"> 140 <element name="row"> 141 <complexType> 142 <attribute name="NN" type="positiveInteger" 143 use="required"/> 144 <attribute name="FC_NAME" type="z:Type254" 145 use="required"/> 146 <attribute name="FC_LEI" type="z:LEI"/> 147 <attribute name="FC_CNTR" type="z:Type3" 148 use="required"/> 149 <attribute name="Z_ENAME" type="z:Type254" 150 use="required"/> 151 <attribute name="E_UCNTR" type="z:Type3" 152 use="required"/> 153 <attribute name="E_CNCONR" type="z:Type100"/> 154 <attribute name="E_LEI" type="z:LEI"/> 155 <attribute name="Z_ISIN" type="z:ISIN"/> 156 <attribute name="Z_CP_CFI" type="z:CFI"/> 157 <attribute name="Z_NOM_V" type="double"/> 158 <attribute name="CP_VALUT" type="z:Type3" 159 use="required"/> 160 <attribute name="Z_ZAGV" type="z:money"/> 161 <attribute name="Z_KCP" type="double" 162 use="required"/> 163 <attribute name="Z_VIDEP" type="z:Type3" 164 use="required"/> 165 <attribute name="PADDR1" type="z:Type3" 166 use="optional"/> 167 <attribute name="Z_KRAINA" type="z:Type3" 168 use="optional"/> 169 <attribute name="Z_TOPR" type="z:OOP_OprType" 170 use="required"/> 171 <attribute name="Z_TVDOG" type="z:OOP_AgrType" 172 use="required"/> 173 <attribute name="Z_POPR" type="z:OOP_PlcType" 174 use="required"/> 175 <attribute name="Z_POPRCTR" type="z:Type3" 176 use="required"/> 177 <attribute name="Z_POPRCTY" type="z:Type254" 178 use="required"/> 179 <attribute name="Z_PRYM" type="string"/> 180 </complexType> 181 </element> 182 </sequence> 183 </complexType> 184 </element> 185 </all> 186 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 187 <attribute name="D_NAME" type="string"/> 188 <attribute name="STD" type="dateTime"/> 189 <attribute name="FID" type="dateTime"/> 190 <attribute name="NREG" type="string"/> 191 <attribute name="TTYPE" type="string"/> 192 </complexType> 193 </element> 194 </schema>

Додаток 3 до опису розділів та схем ХМL
файлів електронної форми звітних даних
депозитарних установ
Схема XSD «MonthDepOrg» щомісячних даних
№
з/п Рядок схеми
1 <?xml version='1.0' encoding='windows-1251'?> 2 <schema 3 xmlns="http://www.w3.org/2001/XMLSchema" 4 xmlns:z="http://nssmc.gov.ua/Schem/MonthDepOrg" 5 targetNamespace="http://nssmc.gov.ua/Schem/MonthDepOrg" 6 elementFormDefault="qualified"> 7 <simpleType name="EDRPOU"> 8 <restriction base="string"> 9 <maxLength value="12"/> 10 </restriction> 11 </simpleType> 12 <simpleType name="ISIN"> 13 <restriction base="string"> 14 <maxLength value="12"/> 15 </restriction> 16 </simpleType> 17 <simpleType name="LEI"> 18 <restriction base="string"> 19 <pattern value="[0-9A-Z]{18}[0-9]{2}"/> 20 </restriction> 21 </simpleType> 22 <simpleType name="Type254"> 23 <restriction base="string"> 24 <maxLength value="254"/> 25 </restriction> 26 </simpleType> 27 <simpleType name="Type20"> 28 <restriction base="string"> 29 <maxLength value="20"/> 30 </restriction> 31 </simpleType> 32 <simpleType name="Type10"> 33 <restriction base="string"> 34 <maxLength value="10"/> 35 </restriction> 36 </simpleType> 37 <simpleType name="Type100"> 38 <restriction base="string"> 39 <maxLength value="100"/> 40 </restriction> 41 </simpleType> 42 <simpleType name="Type50"> 43 <restriction base="string"> 44 <maxLength value="50"/> 45 </restriction> 46 </simpleType> 47 <simpleType name="Type30"> 48 <restriction base="string"> 49 <maxLength value="30"/> 50 </restriction> 51 </simpleType> 52 <simpleType name="Type3"> 53 <restriction base="string"> 54 <maxLength value="3"/> 55 </restriction> 56 </simpleType> 57 <simpleType name="Type2">

58 <restriction base="string">
59 <maxLength value="2"/>
60 </restriction>
61 </simpleType>
62 <simpleType name="Type5">
63 <restriction base="string">
64 <maxLength value="5"/>
65 </restriction>
66 </simpleType>
67 <simpleType name="Type6">
68 <restriction base="string">
69 <maxLength value="6"/>
70 </restriction>
71 </simpleType>
72 <simpleType name="Type8">
73 <restriction base="string">
74 <maxLength value="8"/>
75 </restriction>
76 </simpleType>
77 <simpleType name="Type19">
78 <restriction base="string">
79 <maxLength value="19"/>
80 </restriction>
81 </simpleType>
82 <simpleType name="money">
83 <restriction base="decimal">
84 <fractionDigits value="2"/>
85 </restriction>
86 </simpleType>
87 <simpleType name="TypeOP_65">
88 <restriction base="string">
89 <enumeration value="1"/>
90 <enumeration value="2"/>
91 <enumeration value="3"/>
92 </restriction>
93 </simpleType>
94 <simpleType name="Type_1_or_2">
95 <restriction base="integer">
96 <enumeration value="1"/>
97 <enumeration value="2"/>
98 </restriction>
99 </simpleType>
100 <simpleType name="TypeAuditOpinion">
101 <restriction base="string">
102 <enumeration value="01"/>
103 <enumeration value="02"/>
104 <enumeration value="03"/>
105 <enumeration value="04"/>
106 </restriction>
107 </simpleType>
108 <element name="root">
109 <complexType>
110 <all>
111 <element name="DTSSuprovod">
112 <complexType>
113 <sequence minOccurs="0" maxOccurs="unbounded"> 114 <element name="row" form="qualified"> 115 <complexType> 116 <attribute name="ISPDAT" type="dateTime"/> 117 <attribute name="VIPRAV" type="string"/> 118 <attribute name="TAG" type="string"/> 119 </complexType> 120 </element> 121 </sequence> 122 </complexType> 123 </element> 124 <element name="DTSCP_NPF"> 125 <complexType> 126 <sequence minOccurs="0" maxOccurs="unbounded"> 127 <element name="row" form="qualified">

128 <complexType>
129 <attribute name="NN" type="double"/>
130 <attribute name="RI2" type="z:Type20"/>
131 <attribute name="F_EDRPOU" type="z:EDRPOU"/> 132 <attribute name="F_NAME" type="z:Type254"/> 133 <attribute name="BANKEDRPOU" type="z:EDRPOU"/> 134 <attribute name="BANKMFO" type="z:Type20"/> 135 <attribute name="O_DATADOG" type="dateTime"/> 136 <attribute name="O_NUMDOG" type="z:Type30"/> 137 <attribute name="K_EDRPOU" type="z:EDRPOU"/> 138 <attribute name="K_NAME" type="z:Type254"/> 139 <attribute name="A_EDRPOU" type="z:EDRPOU"/> 140 <attribute name="A_NAME" type="z:Type254"/> 141 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 142 <attribute name="EMEDRPOU" type="z:Type20"/> 143 <attribute name="D_NAME" type="z:Type254"/> 144 <attribute name="ADR1" type="z:Type10"/> 145 <attribute name="ISIN" type="z:ISIN"/> 146 <attribute name="ISINORCFI" type="z:Type30"/> 147 <attribute name="CPCODE" type="z:Type10"/> 148 <attribute name="CP_VALUT" type="z:Type3"/> 149 <attribute name="CPNNOM" type="double"/> 150 <attribute name="CPAICOL" type="double"/> 151 <attribute name="Z_PRYM" type="string"/> 152 </complexType> 153 </element> 154 </sequence> 155 </complexType> 156 </element> 157 <element name="DTSCP_ICI"> 158 <complexType> 159 <sequence minOccurs="0" maxOccurs="unbounded"> 160 <element name="row" form="qualified"> 161 <complexType> 162 <attribute name="NN" type="double"/> 163 <attribute name="RI1" type="z:Type10"/> 164 <attribute name="RI2" type="z:Type10"/> 165 <attribute name="F_EDRPOU" type="z:EDRPOU"/> 166 <attribute name="F_DEDRICI" type="z:Type20"/> 167 <attribute name="F_NAME" type="z:Type254"/> 168 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 169 <attribute name="D_NAME" type="z:Type254"/> 170 <attribute name="EMEDRPOU" type="z:EDRPOU"/> 171 <attribute name="ISIN" type="z:ISIN"/> 172 <attribute name="ISINORCFI" type="z:Type30"/> 173 <attribute name="O_DATADOG" type="dateTime"/> 174 <attribute name="O_NUMDOG" type="z:Type30"/> 175 <attribute name="K_EDRPOU" type="z:EDRPOU"/> 176 <attribute name="ADR1" type="z:Type10"/> 177 <attribute name="K_NAME" type="z:Type254"/> 178 <attribute name="CPNNOM" type="double"/> 179 <attribute name="CPAICOL" type="double"/> 180 <attribute name="CPCODE" type="z:Type10"/> 181 <attribute name="CP_VALUT" type="z:Type3"/> 182 <attribute name="Z_PRYM" type="string"/> 183 </complexType> 184 </element> 185 </sequence> 186 </complexType> 187 </element> 188 <element name="DTSZ_admin"> 189 <complexType> 190 <sequence minOccurs="0" maxOccurs="unbounded"> 191 <element name="row" form="qualified"> 192 <complexType> 193 <attribute name="NN" type="double"/> 194 <attribute name="Z_VFOR" type="double"/> 195 <attribute name="Z_VFON" type="double"/> 196 <attribute name="Z_VUOR" type="double"/> 197 <attribute name="Z_VISI" type="double"/>

198 <attribute name="Z_VSK" type="double"/>
199 <attribute name="Z_VNPF" type="double"/>
200 <attribute name="Z_VBANK" type="double"/>
201 <attribute name="Z_VTORG" type="double"/>
202 <attribute name="Z_VUON" type="double"/>
203 <attribute name="Z_VDUD" type="double"/>
204 <attribute name="Z_VDGD" type="double"/>
205 <attribute name="Z_VDUO" type="double"/>
206 <attribute name="Z_VTR" type="double"/>
207 <attribute name="Z_VNO" type="double"/>
208 <attribute name="Z_VNSPVL" type="double"/> 209 <attribute name="Z_ZFOR" type="double"/> 210 <attribute name="Z_ZFON" type="double"/> 211 <attribute name="Z_ZUOR" type="double"/> 212 <attribute name="Z_ZISI" type="double"/> 213 <attribute name="Z_ZSK" type="double"/> 214 <attribute name="Z_ZNPF" type="double"/> 215 <attribute name="Z_ZBANK" type="double"/> 216 <attribute name="Z_ZTORG" type="double"/> 217 <attribute name="Z_ZUON" type="double"/> 218 <attribute name="Z_ZDUFDU" type="double"/> 219 <attribute name="Z_ZDUGHI" type="double"/> 220 <attribute name="Z_ZSKPI" type="double"/> 221 <attribute name="Z_ZTR" type="double"/> 222 <attribute name="Z_ZNO" type="double"/> 223 <attribute name="Z_ZNSPVL" type="double"/> 224 <attribute name="Z_VFOR2" type="double"/> 225 <attribute name="Z_VFON2" type="double"/> 226 <attribute name="Z_VUOR2" type="double"/> 227 <attribute name="Z_VISI2" type="double"/> 228 <attribute name="Z_VSK2" type="double"/> 229 <attribute name="Z_VNPF2" type="double"/> 230 <attribute name="Z_VBANK2" type="double"/> 231 <attribute name="Z_VTORG2" type="double"/> 232 <attribute name="Z_VUON2" type="double"/> 233 <attribute name="Z_KVDUF" type="double"/> 234 <attribute name="Z_KVDUGHI" type="double"/> 235 <attribute name="Z_KVDUI" type="double"/> 236 <attribute name="Z_KTR" type="double"/> 237 <attribute name="Z_KNO" type="double"/> 238 <attribute name="ACEM_OPN" type="double"/> 239 <attribute name="ACEM_CLS" type="double"/> 240 <attribute name="ACEM_RES" type="double"/> 241 <attribute name="NH_OPN" use="required" 242 type="nonNegativeInteger"/> 243 <attribute name="NH_CLS" use="required" 244 type="nonNegativeInteger"/> 245 <attribute name="NH_RES" use="required" 246 type="nonNegativeInteger"/> 247 <attribute name="NH_RSPVL" use="required" 248 type="nonNegativeInteger"/> 249 <attribute name="Z_PRYM" type="string"/> 250 </complexType> 251 </element> 252 </sequence> 253 </complexType> 254 </element> 255 <element name="DTSZ_oblik"> 256 <complexType> 257 <sequence minOccurs="0" maxOccurs="unbounded"> 258 <element name="row" form="qualified"> 259 <complexType> 260 <attribute name="NN" type="double"/> 261 <attribute name="Z_DAOP" type="dateTime"/> 262 <attribute name="Z_OKERO" type="double"/> 263 <attribute name="Z_OKERC" type="double"/> 264 <attribute name="CP_VALUT_RD" type="z:Type3"/> 265 <attribute name="Z_OZNVO" type="double"/> 266 <attribute name="Z_OBOKCO" type="double"/> 267 <attribute name="Z_OBOKCP" type="double"/>

268 <attribute name="CP_VALUT_VO" type="z:Type3"/> 269 <attribute name="Z_OBONV" type="double"/> 270 <attribute name="Z_OBRKO" type="double"/> 271 <attribute name="Z_DPKCP" type="double"/> 272 <attribute name="CP_VALUT_OI" type="z:Type3"/> 273 <attribute name="Z_OBRNVC" type="double"/> 274 <attribute name="Z_OCVPKO" type="double"/> 275 <attribute name="Z_OCVPCP" type="double"/> 276 <attribute name="CP_VALUT_OP" type="z:Type3"/> 277 <attribute name="Z_OCVPNV" type="double"/> 278 <attribute name="Z_ZARO" type="double"/> 279 <attribute name="Z_ZARS" type="double"/> 280 <attribute name="CP_VALUT_ZR" type="z:Type3"/> 281 <attribute name="Z_ZARV" type="double"/> 282 <attribute name="Z_SO" type="double"/> 283 <attribute name="Z_SS" type="double"/> 284 <attribute name="CP_VALUT_SP" type="z:Type3"/> 285 <attribute name="Z_SVV" type="double"/> 286 <attribute name="Z_PRKCP" type="double"/> 287 <attribute name="Z_PRKO" type="double"/> 288 <attribute name="CP_VALUT_PP" type="z:Type3"/> 289 <attribute name="Z_PRZNV" type="double"/> 290 <attribute name="Z_PRZMKC" type="double"/> 291 <attribute name="Z_PRZKO" type="double"/> 292 <attribute name="CP_VALUT_PM" type="z:Type3"/> 293 <attribute name="Z_PRZDNV" type="double"/> 294 <attribute name="Z_PRYM" type="string"/> 295 </complexType> 296 </element> 297 </sequence> 298 </complexType> 299 </element> 300 <element name="DTSZ_pv"> 301 <complexType> 302 <sequence minOccurs="0" maxOccurs="unbounded"> 303 <element name="row" form="qualified"> 304 <complexType> 305 <attribute name="NN" type="positiveInteger" 306 use="required"/> 307 <attribute name="Z_EDRE" type="z:EDRPOU"/> 308 <attribute name="E_EDRICI" type="z:Type10"/> 309 <attribute name="E_CNCONR" type="z:Type100"/> 310 <attribute name="E_LEI" type="z:LEI"/> 311 <attribute name="Z_ENAME" type="z:Type254"/> 312 <attribute name="E_KRAINA" type="z:Type3"/> 313 <attribute name="Z_D_ERDZ" type="z:EDRPOU"/> 314 <attribute name="Z_D_LEI" type="z:LEI"/> 315 <attribute name="Z_D_NAZ" type="z:Type254"/> 316 <attribute name="Z_ISIN" type="z:ISIN"/> 317 <attribute name="Z_CP_CFI" type="z:Type100"/> 318 <attribute name="Z_SV" type="z:Type8"/> 319 <attribute name="Z_NOM_V" type="double"/> 320 <attribute name="CP_VALUT" type="z:Type3"/> 321 <attribute name="Z_ZKR" type="double"/> 322 <attribute name="Z_ZKS" type="double"/> 323 <attribute name="Z_ZVS" type="double"/> 324 <attribute name="Z_DFRR" type="double"/> 325 <attribute name="Z_DFRS" type="double"/> 326 <attribute name="Z_DFRV" type="double"/> 327 <attribute name="Z_DFNR" type="double"/> 328 <attribute name="Z_DFNS" type="double"/> 329 <attribute name="Z_DFNV" type="double"/> 330 <attribute name="Z_DURR" type="double"/> 331 <attribute name="Z_DURV" type="double"/> 332 <attribute name="Z_DBANKR" type="double"/> 333 <attribute name="Z_DBANKS" type="double"/> 334 <attribute name="Z_DBANKV" type="double"/> 335 <attribute name="Z_DISIR" type="double"/> 336 <attribute name="Z_DISIS" type="double"/> 337 <attribute name="Z_DISIV" type="double"/>

338 <attribute name="Z_DSKR" type="double"/>
339 <attribute name="Z_DSKS" type="double"/>
340 <attribute name="Z_DSKV" type="double"/>
341 <attribute name="Z_DNEPFR" type="double"/> 342 <attribute name="Z_DNEPFS" type="double"/> 343 <attribute name="Z_DNEPFV" type="double"/> 344 <attribute name="Z_DTORGR" type="double"/> 345 <attribute name="Z_DTORGS" type="double"/> 346 <attribute name="Z_DTORGV" type="double"/> 347 <attribute name="Z_DNEMR" type="double"/> 348 <attribute name="Z_DNEMS" type="double"/> 349 <attribute name="Z_DNEMV" type="double"/> 350 <attribute name="Z_DUR" type="double"/> 351 <attribute name="Z_DUNR" type="double"/> 352 <attribute name="Z_DUNS" type="double"/> 353 <attribute name="Z_DUNV" type="double"/> 354 <attribute name="Z_DERBR" type="double"/> 355 <attribute name="Z_DERBS" type="double"/> 356 <attribute name="Z_DERBV" type="double"/> 357 <attribute name="Z_DERZPR" type="double"/> 358 <attribute name="Z_DERZPS" type="double"/> 359 <attribute name="Z_DERZPV" type="double"/> 360 <attribute name="Z_TRNR" type="double"/> 361 <attribute name="Z_TRNS" type="double"/> 362 <attribute name="Z_TRNV" type="double"/> 363 <attribute name="Z_SPVLR" type="double"/> 364 <attribute name="Z_SPVLS" type="double"/> 365 <attribute name="Z_SPVLV" type="double"/> 366 <attribute name="Z_NONR" type="double"/> 367 <attribute name="Z_NONS" type="double"/> 368 <attribute name="Z_NONV" type="double"/> 369 <attribute name="Z_PRYM" type="string"/> 370 </complexType> 371 </element> 372 </sequence> 373 </complexType> 374 <key name="DTSZ_pv-key"> 375 <selector xpath="*"/> 376 <field xpath="@NN"/> 377 </key> 378 </element> 379 <element name="DTSZ_pv_NH"> 380 <complexType> 381 <sequence minOccurs="0" maxOccurs="unbounded"> 382 <element name="row" form="qualified"> 383 <complexType> 384 <attribute name="REF_NN" type="positiveInteger" 385 use="required"/> 386 <attribute name="NH_NAME" type="z:Type254" 387 use="required"/> 388 <attribute name="NH_IDCD" type="z:Type100"/> 389 <attribute name="NH_LEI" type="z:LEI"/> 390 <attribute name="NH_RVK" type="z:money"/> 391 <attribute name="NH_VALUT" type="z:Type3" 392 use="required"/> 393 <attribute name="NH_TOTR" use="required" 394 type="nonNegativeInteger"/> 395 <attribute name="NH_TOTS" use="required" 396 type="nonNegativeInteger"/> 397 <attribute name="NH_TOTV" type="z:money"/> 398 <attribute name="Z_PRYM" type="string"/> 399 </complexType> 400 </element> 401 </sequence> 402 </complexType> 403 </element> 404 <element name="DTSZ_rv"> 405 <complexType> 406 <sequence minOccurs="0" maxOccurs="unbounded"> 407 <element name="row" form="qualified">

408 <complexType>
409 <attribute name="NN" type="double"/>
410 <attribute name="Z_EDRE" type="z:EDRPOU"/> 411 <attribute name="Z_ENAME" type="z:Type254"/> 412 <attribute name="E_OPF" type="z:Type3"/> 413 <attribute name="Z_ISIN" type="z:ISIN"/> 414 <attribute name="Z_CP_CFI" type="z:Type100"/> 415 <attribute name="Z_SV" type="z:Type8"/> 416 <attribute name="Z_NOM_V" type="double"/> 417 <attribute name="CP_VALUT" type="z:Type3"/> 418 <attribute name="Z_ZAGV" type="double"/> 419 <attribute name="NH_NAME" type="z:Type254"/> 420 <attribute name="NH_LEI" type="z:LEI"/> 421 <attribute name="NH_KRAINA" type="z:Type3"/> 422 <attribute name="Z_VIDEP" type="z:Type3"/> 423 <attribute name="VLKRAINA" type="z:Type3" 424 use="optional"/> 425 <attribute name="PADDR1" type="z:Type3" 426 use="optional"/> 427 <attribute name="VLOPF" type="z:Type3"/> 428 <attribute name="Z_KEDEVL" type="z:Type10"/> 429 <attribute name="VLCNCONR" type="z:Type100"/> 430 <attribute name="IND_COD" type="z:Type30"/> 431 <attribute name="IS_EDRISI" type="z:Type10"/> 432 <attribute name="Z_NAMEV1" type="z:Type254"/> 433 <attribute name="Z_NAMEV2" type="z:Type254"/> 434 <attribute name="Z_NAMEV3" type="z:Type254"/> 435 <attribute name="MZNAH" type="z:Type254"/> 436 <attribute name="Z_KT" type="z:Type19"/> 437 <attribute name="Z_KISOR" type="double"/> 438 <attribute name="Z_SKACH" type="double"/> 439 <attribute name="Z_PRYM" type="string"/> 440 </complexType> 441 </element> 442 </sequence> 443 </complexType> 444 </element> 445 <element name="DTSZ_65"> 446 <complexType> 447 <sequence minOccurs="0" maxOccurs="unbounded"> 448 <element name="row" form="qualified"> 449 <complexType> 450 <attribute name="NN" type="double"/> 451 <attribute name="Z_DAOP" type="dateTime"/> 452 <attribute name="Z_EDRE" type="z:EDRPOU"/> 453 <attribute name="Z_ENAME" type="z:Type254"/> 454 <attribute name="Z_ISIN" type="z:ISIN"/> 455 <attribute name="Z_TOPR" type="z:TypeOP_65"/> 456 <attribute name="Z_OPRO" type="double"/> 457 <attribute name="Z_OPRC" type="double"/> 458 <attribute name="Z_OPNVO" type="z:money"/> 459 <attribute name="Z_PRYM" type="string"/> 460 </complexType> 461 </element> 462 </sequence> 463 </complexType> 464 </element> 465 <element name="DTSZ_pr" minOccurs="0"> 466 <complexType> 467 <sequence minOccurs="0" maxOccurs="unbounded"> 468 <element name="row" form="qualified"> 469 <complexType> 470 <attribute name="NN" type="double"/> 471 <attribute name="Z_PR" type="z:Type_1_or_2"/> 472 </complexType> 473 </element> 474 </sequence> 475 </complexType> 476 </element> 477 <element name="DTSDAUDIT">

478 <complexType>
479 <sequence minOccurs="0" maxOccurs="unbounded"> 480 <element name="row" form="qualified"> 481 <complexType> 482 <attribute name="Z_AUDN" type="z:Type254"/> 483 <attribute name="Z_AUD_E" type="z:Type10"/> 484 <attribute name="AUD_ADDR" type="string"/> 485 <attribute name="CHMB_RGNM" type="z:Type50"/> 486 <attribute name="CHMB_ROZDIL" type="int"/> 487 <attribute name="AUD_REPFID" type="date"/> 488 <attribute name="AUD_REPSTD" type="date"/> 489 <attribute name="AUD_OPIN" type="z:TypeAuditOpinion"/> 490 <attribute name="AUD_SVCNM" type="z:Type50"/> 491 <attribute name="AUD_SVCDT" type="date"/> 492 <attribute name="AUD_BEG" type="date"/> 493 <attribute name="AUD_END" type="date"/> 494 <attribute name="AUD_DATE" type="date"/> 495 <attribute name="AUD_FEE" type="z:money"/> 496 <attribute name="Z_PRYM" type="string"/> 497 </complexType> 498 </element> 499 </sequence> 500 </complexType> 501 </element> 502 </all> 503 <attribute name="D_EDRPOU" type="z:EDRPOU"/> 504 <attribute name="D_NAME" type="string"/> 505 <attribute name="STD" type="dateTime"/> 506 <attribute name="FID" type="dateTime"/> 507 <attribute name="NREG" type="string"/> 508 <attribute name="TTYPE" type="string"/> 509 </complexType> 510 <keyref name="DTSZ_pv_NH-keyref" refer="z:DTSZ_pv-key"> 511 <selector xpath="z:DTSZ_pv_NH/*"/> 512 <field xpath="@REF_NN"/> 513 </keyref> 514 </element> 515 </schema> _______________________________