Regulatory Alerts2025-06-12
Added · Updated
Promotion and Sale Arrangements under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
The document outlines the regulatory framework governing the promotion and sale of investment products under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area. It establishes specific compliance requirements for registered institutions to ensure proper conduct in offering these cross-boundary wealth management services. The guidelines aim to standardize operational practices and protect investors participating in this financial integration initiative.
CIR
Current
Issue Date:
12 Jun 2025
20250612-3-EN.pdf (145.2 KB)
Topic:
Mainland Activities
Wealth Management & MPF - Securities/investment products
Group:
Registered Institutions
Directly related Document
Cross referenced Document
Version History
Superseded Document
Directly related Document
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area Annex 1: Regulatory Requirements on the Southbound Scheme
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area Appendix: Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
Directly related Document
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area Annex 1: Regulatory Requirements on the Southbound Scheme
CIR
Current
24 Jan 2024
Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area Appendix: Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
Version History
Superseded Document
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