Regulatory Alerts2025-06-12
Added · Updated
Promotion and Sale Arrangements under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
The document outlines the regulatory framework governing the promotion and sale of investment products under the Southbound Scheme of the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area. It establishes specific compliance requirements for registered institutions to ensure proper conduct in offering these cross-boundary wealth management services. The guidelines aim to standardize operational practices and protect investors participating in this financial integration initiative.
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