RegAlert | FIN-FSA Regulations and guidelines 4/2015Added · Updated
Provision of Supervisory Documents by Insurance Market Entities to the Financial Supervisory Authority
The Finnish Financial Supervisory Authority (Finanssivalvonta) issued regulations and guidelines requiring insurance market entities to submit specific supervisory documents to the regulator. The document outlines the procedural requirements for these submissions and references multiple consultation rounds conducted between 2015 and 2024 to refine the rules. It serves as the authoritative source for compliance obligations regarding the reporting of supervisory data by insurance companies and related financial sector entities.
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These regulations and guidelines are unfortunately available only in Finnish and Swedish. Please find a link to the Swedish version here.
Regulations and Guidelines 4/2015
Provision of Supervisory Documents by Insurance Market Entities to the Financial Supervisory Authority (version 6)
More information
Consultation Request 7/2015
Regulations and guidelines on the provision of supervisory documents by insurance market entities
Consultation Request 4/2017
Changes to regulations and guidelines on the insurance sector, as well as data collection forms and their guidelines
Consultation Request 21.11.2018 Changes to regulations and guidelines on the insurance sector, as well as data collection forms and their guidelines
Comments received on the draft regulations and guidelines
Comments received on Consultation Request 7/2015, 12.10.2015 (ref. no. FIVA 9/01.00/2015)
Pension Foundation Association
Finnish Financial Industry Federation, 30.10.2015
Finnish Financial Industry Federation, 5.11.2015
Statistics Finland
Bank of Finland
Ministry of Social Affairs and Health
Feedback on received comments
Comments received on Consultation Request 4/2017, 2.10.2017, (ref. no. FIVA 11/01.00/2017)
Finnish Financial Industry Federation ry
Pension Foundation Association
Mutual Pension Insurance Company Ilmarinen
Seamen's Pension Fund
Feedback on received comments
Comments received on Consultation Request 21.11.2018 (ref. no. FIVA/13/01.00/2018)
Summary of comments
Consultation Request FIVA 19/01.00/2021
Summary and feedback on comments
Consultation Request FIVA/2024/1584
Regulations and guidelines on the administration and reporting of Keva to the Financial Supervisory Authority
Summary of comments
FIN-FSA regulations and guidelines
Commencement of activities
Payment institutions and persons providing payment services without a license
Consumer credit providers and peer-to-peer lending intermediaries
Organisation of supervised entities’ operations
Organization and procedures for investment fund activities
Outsourcing in supervised entities belonging to the financial sector
Reporting of mortgage bank operations
Alternative Investment Fund Managers (AIFMs)
Organization and procedures for investment services activities
Preventing Money Laundering and Terrorist Financing
Customer due diligence related to compliance with sanctions regulation and national freezing orders
Risk management
Risk reporting by credit institutions
Reporting of funding plans
Management of operational risk in supervised entities of the financial sector
Management of credit risk and assessment of creditworthiness by supervised entities in the financial sector
Risk management concerning mortgage bank operations
Accounting, financial statements and management report
Regulations and guidelines on accounting, financial statements and management report: Insurance companies, occupational pension insurance companies, insurance associations, insurance holding companies, branches of third-country insurance companies and pension institutions established by law
Regulations and guidelines on accounting, financial statements and management report: Pension funds and pension foundations
Regulations on accounting, financial statements and management report: Sickness funds and funeral and separation allowance funds
Financial sector regulations and guidelines on reporting of financial information (FINREP)
Accounting, financial statements and management report of the financial sector
Capital adequacy
Common European Reporting (COREP)
Regulations and Guidelines related to the Capital Requirements Regulation
Prudential reporting for investment firms (IF)
Conduct of Business
Methods used to calculate the maximum compensation charged for early repayment of housing loans
Disclosure of expenses and returns of long-term savings agreements and insurance policies
Calculation of maximum loan-to-value ratio
Procedures to be followed in banking services
Management of default risks in consumer lending
Operations of securities markets
Takeover bid and the obligation to launch a bid
Public insider register of market participants, occupational pension insurance companies and fund management companies
Third-country trading counterparties
Regulations and guidelines on disclosure obligation
Insurance operations
Read the rest free
Source: Finnish Financial Supervisory Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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