Regulatory Alerts2018-05-11
Added · Updated
PS18/10: Retiring FG12/15 and FG14/1
The Financial Conduct Authority retires Finalised Guidance FG 12/15 and FG 14/1 with immediate effect, as they have been largely superseded by new rules implementing MiFID II. The regulator also withdraws the factsheet 'Using platform-based investments and the independence rule' due to its superseded status. Firms, including financial advisers and providers of retail investment products, must no longer have regard to the retired guidance and must comply with the new requirements in COBS 6.2B and COBS 6.1A/6.1B regarding the description of advice and inducements.
More like this from FCA
FCA published 5 documents in the last 30 days. We email you each new one the day it's published.
Share