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2019-06-25

Added · Updated

PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

The Financial Conduct Authority issued Policy Statement 19/28 to implement the Proxy Advisors (Shareholders’ Rights) Regulations. This document details the consequential amendments to the Enforcement Guide and the Disciplinary Procedure. These changes ensure the regulatory framework aligns with the new statutory requirements for proxy advisory firms.

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United Kingdom

Financial Conduct Authority

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