Regulatory Alerts2017-04-01
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Regulation No. 06 on Capital Market Enforcement Guidance, 2012
The Capital Markets Authority of Rwanda issued Regulation No. 06 in 2012 to establish enforcement guidelines for the capital market. The regulation defines the Authority's approach to exercising enforcement powers, emphasizing transparency, proportionality, and fair treatment while prioritizing risk-based resource allocation. It outlines procedures for case selection, investigations, and the use of supervisory tools to ensure compliance and protect consumers.
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