Regulatory Alerts2007-04-20
Added · Updated
Regulation on Significant Transactions of Supervised Entities in a Financial Conglomerate
The Slovenian Ministry of Finance issued this Regulation to define significant intra-group transactions within financial conglomerates and establish reporting obligations for supervised entities. It mandates that transactions exceeding 5% of the conglomerate's total capital requirements, or other thresholds set by the coordinator, must be reported in writing by April 30 and September 30 each year. The coordinator and supervisory authorities are empowered to assess risk management systems and impose specific reporting formats or quantitative limits to ensure effective supplementary supervision.
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