Regulations amending Finansinspektionen’s regulations and general guidelines regarding the management of operational risks

Finansinspektionen’s Regulatory Code
Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished for information purposes only and is not itself a legal document. 1 Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks; decided on 26 June 2017. Finansinspektionen prescribes pursuant to Chapter 5, section 2, point 5 of the Banking and Financing Business Ordinance (2004:329) that Chapter 1, section 5 and Chapter 2, section 3 of Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks shall have the following wording.
Chapter 1
Section 5 The same definitions are used in these regulations and general
guidelines as in Chapter 1, section 3 of Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions and Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities, unless otherwise specified.
Chapter 2
Section 3 Provisions regarding outsourcing agreements are set out in Articles 30–
32 of the delegated regulation for MiFID 2, and Chapter 10 of Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions. _______________ These regulations shall enter into force on 3 January 2018. ERIK THEDÉEN Claudia Bäckström FFFS 2017:9 Published 30 June 2017