Rule · FI · 2 Mar 2018
Finansinspektionen issued regulations amending FFFS 2014:5 to update requirements for information security, IT operations, and deposit systems. The amended rules apply to a defined scope of financial entities including banking companies, securities companies, and clearing undertakings, with specific provisions applying at the group level. These regulations entered into force on 1 March 2018.
Finansinspektionen’s Regulatory Code
Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished for information purposes only and is not itself a legal document. 1 Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems; decided on 23 January 2018. Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 54 of the Securities Market Ordinance (2007:572) that Chapter 1, section 2 of Finansinspektionen’s regulations (FFFS 20014:5) regarding information security, IT operations and deposit systems shall have the following wording.
Chapter 1
Section 2 These regulations apply to
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“Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems”
“Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 54 of the Securities Market Ordinance (2007:572)”
“in accordance with Chapter 3, section 4 of the Special Supervision of Credit Institutions and Investment Firms Act (2014:968)”
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