Regulatory Alerts2023-03-14
Added · Updated
Representative Application Guidelines
The Financial Services Authority of Seychelles has issued these guidelines to standardize the application, licensing, and renewal processes for individual securities dealer and investment advisor representatives under the Securities Act 2007. The document mandates a US$500 application fee, requires applicants to meet specific fitness and propriety criteria, and establishes a 30-day processing standard for complete submissions. Furthermore, it outlines annual renewal obligations, including compliance certificate lodgement and timely notifications regarding changes in licensee details or disciplinary actions.
More like this from FSA
FSA published 1 document in the last 30 days. We email you each new one the day it's published.
Topics
Share