Regulatory Alerts2018-10-30
Added · Updated
Requirements Applicable to Online and Offline Distribution of Non-SFO-Regulated Structured Investment Products Annex 2
The Hong Kong Monetary Authority issued this circular to establish regulatory requirements for the online and offline distribution of non-SFO-regulated structured investment products. The document applies to all authorized institutions and outlines specific compliance standards for wealth management and securities investment products. It serves as Annex 2 to the broader framework governing distribution and advisory activities for these financial instruments.
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