Regulatory Alerts2015-12-29 | DOF 5421589Added · Updated
Resolution amending the General Provisions under Article 226 Bis of the Securities Market Law applicable to Investment Advisers
The Resolution extends the compliance deadline for Investment Advisers to implement minimum measures and procedures for preventing and detecting illicit fund operations and terrorism financing, setting the effective date for compliance as July 1, 2016. This amendment modifies the Second Transitory Provision of the General Provisions published on December 31, 2014, which were issued under Article 226 Bis of the Securities Market Law. The Resolution itself entered into force the day following its publication in the Official Journal of the Federation on December 29, 2015.
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