2007-06-26 | Resolução CMN 3464

Added

Resolution CMN No. 3464 – Provides for the implementation of a market risk management structure

Financial institutions and other entities authorized by the Central Bank of Brazil must establish a market risk management structure compatible with their operations, product complexity, and exposure size, and disclose it publicly at least annually. The structure must include documented policies, measurement and monitoring systems, annual testing, pre‑identification of risks for new activities, and stress‑test simulations, with a responsible director appointed and a detailed implementation schedule ending on 30 June 2008. The Central Bank may impose additional controls or stricter operational limits, and article 8 of Resolution 3380 is amended to align operational‑risk director provisions with this framework; the resolution takes effect upon publication.

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Lineage: Superseded

Act No. 759 dated 1969-08-12not in RegAlertLaw No. 10194 dated 2001-02-14not in RegAlertLaw No. 11110 dated 2005-04-25not in RegAlert+5 moresee all below the graphResolution CMN No. 2554 — Provi…1998Resolution CMN No. 2723 — Estab…2000Resolution No. 3380 dated 2006-…not in RegAlertResolution CMN No. 3464 –Provides for the implementati…2007-06-26 · this documentCMN Resolution No. 4193 — Regul…2013Resolution CMN No. 4557 — Estab…2017
amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it
Show all related documents (13)
Superseded by
Resolution CMN No. 4557 — Establishes the Risk Management Structure and Capital Management Structure2017
Amends
Resolution No. 3380 dated 2006-06-29not in RegAlert
Issued under
Act No. 759 dated 1969-08-12not in RegAlertLaw No. 10194 dated 2001-02-14not in RegAlertLaw No. 11110 dated 2005-04-25not in RegAlertLaw No. 4595 dated 1964-12-31not in RegAlertLaw No. 4728 dated 1965-07-14not in RegAlertLaw No. 4864 dated 1965-11-29not in RegAlert
+2 moreLaw No. 6099 dated 1974-09-12not in RegAlertLaw No. 7132 dated 1983-10-26not in RegAlert
Refers to
Resolution CMN No. 2723 — Establishes norms, conditions and procedures for the establishment of branches abroad and for direct or indirect equity participation in Brazil and abroad by financial institutions and other institutions authorized by the Central Bank of Brazil2000Resolution CMN No. 2554 — Provisions on the Implementation and Operation of an Internal Control System1998
Referred to by
CMN Resolution No. 4193 — Regulates the Calculation of Minimum Requirements for Reference Equity (RE), Tier 1, and Core Capital and Establishes the Core Capital Add-on2013

Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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