RegAlert2017-02-23 | Resolução CMN 4557Added
Resolution CMN No. 4557 — Establishes the Risk Management Structure and Capital Management Structure
Resolution CMN No. 4557 mandates financial institutions and other entities authorized by the Central Bank of Brazil to implement continuous risk and capital management structures, with specific requirements varying by Segment 1 through 4 (Articles 5–67) and a simplified structure for Segment 5 (Articles 61–67). The regulation requires the documentation of a Risk Appetite Statement, the integration of risk management across credit, market, interest rate, operational, liquidity, and socio-environmental risks, and the establishment of a stress testing program and business continuity plans. Credit cooperatives are permitted to adopt centralized risk and capital management structures, provided they maintain individual administrative responsibility and notify the Central Bank of the supervising entity.
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The Central Bank of Brazil, pursuant to Article 9 of Law No. 4,595 of December 31, 1964, makes public that the National Monetary Council, in a session held on February 23, 2017, based on Articles 4, item VIII, of the aforementioned Law, 2, item VI, and 9 of Law No. 4,728 of July 14, 1965, 20, § 1, of Law No. 4,864 of November 29, 1965, 7 and 23, item “a”, of Law No. 6,099 of September 12, 1974, 1, item II, of Law No. 10,194 of February 14, 2001, 6 of Decree-Law No. 759 of August 12, 1969, and 1, § 1, of Complementary Law No. 130 of April 17, 2009,
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- Supersedes
- Resolution CMN No. 3464 – Provides for the implementation of a market risk management structure2007Resolution No. 3380 dated 2006-06-29not in RegAlertResolution No. 3721 dated 2009-04-30not in RegAlertResolution No. 3988 dated 2011-06-30not in RegAlertResolution No. 4090 dated 2012-05-24not in RegAlert
- Amended by
- CMN Resolution No. 5226 — Amends Resolution No. 4,557 of February 23, 2017, Regarding Risk Management Structure, Capital Management Structure, and Information Disclosure Policy2025CMN Resolution No. 5222 – Amends Resolution No. 4557 of February 23, 2017, and Resolution No. 4401 of February 27, 20152025CMN Resolution No. 5,187 — Recovery and Resolution Planning Process for Financial Institutions2024CMN Resolution No. 5,076 — Amending Resolutions No. 4,557 and No. 4,6062023CMN Resolution No. 5,077 — Amends Resolutions Nos. 4,557, 4,606, and 4,6772023CMN Resolution No. 5,049 — Amending Resolutions Nos. 4,282, 4,553, 4,606, 4,677, 4,955, and 4,9582022
- Issued under
- CMN Resolution No. 4553 — Establishes Segmentation of Financial Institutions for Proportional Prudential Regulation2017CMN Resolution No. 4512 — Accounting Procedures for Passive Provisions for Financial Guarantees2016Complementary Law No. 130, of April 17, 2009 – National Cooperative Credit System2009Act No. 759 dated 1969-08-12not in RegAlertLaw No. 10194 dated 2001-02-14not in RegAlertLaw No. 4595 dated 1964-12-31not in RegAlert
+3 more
Law No. 4728 dated 1965-07-14not in RegAlertLaw No. 4864 dated 1965-11-29not in RegAlertLaw No. 6099 dated 1974-09-12not in RegAlert - Basis for
- BCB Resolution No. 586 — Provides for the disclosure of the Social, Environmental and Climate Risks and Opportunities Report – GRSAC Report2026Central Bank of Brazil Instruction Normative No. 726 of April 17, 20262026BCB Resolution No. 555 of March 24, 20262026BCB Normative Instruction No. 709 — Amends BCB Normative Instruction No. 385, of May 30, 20232026BCB Normative Instruction No. 700 - Amends BCB Normative Instruction No. 33 (2020) regarding procedures for sending Circular No. 3,979 (2020) information, and modifies Filling Instructions and layout for document 5050 (DRO)2026Instruction Normative BCB No. 686 — Discloses the Models for the Internal Capital Adequacy Assessment Process (ICAAP) and Simplified Internal Capital Adequacy Assessment Process (ICAAPSimp) Reports2025
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Normative Instruction BCB No. 385 — Updates standardized tables for Pillar 3 Report disclosure2023Normative Instruction BCB No. 257 of March 30, 20222022BCB Resolution No. 186 — Amends BCB Resolution No. 111 of July 6, 2021, regarding classification criteria for trading or banking book instruments, governance requirements for market risk desks, and internal risk transfer recognition2022Normative Instruction BCB No. 101 of April 26, 2021: Procedures for Remitting Information on Market Risk, IRRBB, and RWA Exposures2021Circular Letter No. 4068 - Amends the Layout of the Pillar 3 Report Document2020Circular No. 4012 - Changes the deadline for submitting annual ICAAP and ICAAP-Simp reports to the Central Bank of Brazil due to the economic impacts of Covid-192020Circular No. 3979 — Establishes and updates the operational risk database and requires remittance to the Central Bank of Brazil of information on operational risk events2020Circular No. 3846 — Establishes Procedures and Parameters for the Internal Capital Adequacy Assessment Process (ICAAP)2017 - Refers to
- Resolution CMN No. 4327 — Guidelines for Establishing and Implementing the Socio-Environmental Responsibility Policy by Financial Institutions2014Resolution CMN No. 4280 — Consolidated Financial Statements of the Prudential Conglomerate2013CMN Resolution No. 4193 — Regulates the Calculation of Minimum Requirements for Reference Equity (RE), Tier 1, and Core Capital and Establishes the Core Capital Add-on2013
- Referred to by
- Central Bank of Brazil Instruction Normative No. 776 — Amends the Effective Dates of Instruction Normative No. 7542026BCB Normative Instruction No. 754 — Amends BCB Normative Instruction No. 330/2022 regarding Unicad registration procedures for entities of interest to the Central Bank2026Central Bank of Brazil Instruction Normative No. 730 of April 30, 20262026Central Bank of Brazil Instruction Normative No. 731 of April 30, 20262026Central Bank Resolution No. 5,296: Minimum Limits for Short-Term Liquidity Indicators LCR and LCRS2026BCB Resolution No. 515 — Amends Resolution BCB No. 443 of December 12, 2024, regarding the dynamic collection slip payment arrangement2025
+14 more
CMN Resolution No. 5223 — Minimum Leverage Ratio Requirement and Compliance Conditions2025BCB Instruction No. 545 of November 7, 2024 - Amends the Instructions for Calculating and Filling Out the Market Risk Statement (DRM) Information2024BCB Resolution No. 319 — Establishes maximum exposure limits per client and maximum limit for concentrated exposures, and amends BCB Resolutions Nos. 201 and 2652023Central Bank Resolution No. 303 of March 16, 2023: Procedures for Calculating Risk-Weighted Assets for Credit Risk Exposures Under Internal Ratings-Based Approvals2023Central Bank of Brazil Instruction Normative No. 222 — Establishes Procedures for Submitting Information on Social, Environmental, and Climate Risks2021CMN Resolution No. 4,956 — Establishes Maximum Limit for Exposure to Gold, Foreign Currency, and Exchange Rate Variation Operations2021CMN Resolution No. 4,958 — Minimum Requirements for Reference Equity, Tier 1 and Core Capital and Additional Core Capital2021CMN Resolution No. 4945 on the Social, Environmental and Climate Responsibility Policy (PRSAC)2021Normative Instruction BCB No. 117 of June 23, 20212021Central Bank Resolution No. 100: Consolidation of Daily Reporting Procedures for Gold, Foreign Currency, FX-Linked Operations, and Market Risk RWA Components2021Normative Instruction BCB No. 109 — Amends the Layout, Filling Instructions, and XSD Validation Schema of Document 5050 (DRO)2021Circular Letter No. 4059 — Amends the effective date of Circular Letter No. 3,989 of December 6, 2019, due to the impacts of Covid-19 on the economy2020Circular No. 4003 — Amends Circular No. 3,930 of February 14, 2019 Regarding Pillar 3 Disclosure2020Resolution CMN No. 4606 — Simplified Optional Methodology for Minimum Simplified Reference Equity (PRS5) Calculation and Simplified Risk Management Structure2017
Timeline
Amended 8 times · last 2025-06-26
- 2025-06-26
BCBCMN Resolution No. 5226 — Amends Resolution No. 4,557 of February 23, 2017, Regarding Risk Management Structure, Capital Management Structure, and Information Disclosure Policyamends
- 2025-05-30
- 2024-11-28
- 2023-05-18
- 2023-05-18
This document supersedes: Resolution CMN No. 3464 – Provides for the implementation of a market risk management structure
Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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