Normative Instruction BCB No. 117 of June 23, 2021

NORMATIVE INSTRUCTION BCB NO. 117, OF JUNE 23, 2021

Amends Normative Instruction BCB No. 33, of October 29, 2020, which establishes the procedures for the submission of Document 5050 (DRO - Operational Risk Statement).

The Head of the Financial System Monitoring Department (Desig), the Head of the Banking Supervision Department (Desup), and the Substitute Head of the Strategic Management and Specialized Supervision Department (Degef), in the exercise of the authority granted to them by Article 23, item I, letter “a”, of the Internal Regulations of the Central Bank of Brazil, annexed to Ordinance No. 84,287, of February 27, 2015, and, regarding the first, based on Article 77, item III, of said Regulations, and in view of the provisions of CMN Resolution No. 4,557, of February 23, 2017, and Circular No. 3,979, of January 30, 2020,

R E S O L V E:

Art. 1. Normative Instruction BCB No. 33, of October 29, 2020, shall enter into force with the following wording:

“Art. 3. ............................................................................................................

§ 1. For institutions classified in S1, the submission of document 5050 related to the reference date of December 2020 is permitted until June 30, 2021, in a homologation capacity, and until September 30, 2021, in a definitive capacity.

§ 2. For institutions classified in S2, the submission of document 5050 related to the reference date of June 2021 is permitted until December 31, 2021, in a homologation capacity, and until March 31, 2022, in a definitive capacity.

§ 3. The Central Bank of Brazil will keep the homologation environment available at any time for pre-validation of document 5050 before its submission in a definitive capacity.” (NR)

Art. 2. This Normative Instruction enters into force on the date of its publication.

Gilneu Francisco Astolfi Vivan Belline Santana Head of Desig Head of Desup

Augusto Garcez da Veiga
Substitute Head of Degef