CMN Resolution No. 4019 on Preventive Prudential Measures for the National Financial System

CMN Resolution No. 4019 authorizes the Central Bank of Brazil to impose preventive prudential measures on financial institutions when specific risk situations arise, such as inadequate risk consideration, internal control deficiencies, or economic deterioration. The Central Bank may mandate operational controls, risk reduction, liquidity restoration, or restrictions on remuneration and business activities. Institutions must submit recovery plans with quantitative and qualitative targets for approval, and the resolution revokes Resolution No. 3,398 of 2006 upon its entry into force thirty days after publication.

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RESOLUTION NO. 4019

Dispenses on preventive prudential measures aimed at ensuring the solidity, stability, and regular functioning of the National Financial System.

The Central Bank of Brazil, in accordance with Article 9 of Law No. 4,595 of December 31, 1964, makes public that the National Monetary Council, in a session held on September 29, 2011, based on the provisions of Article 4, items VIII and XI, of the aforementioned Law, Law No. 4,728 of July 14, 1965, Article 20, § 1, of Law No. 4,864 of November 29, 1965, Article 6 of Decree-Law No. 759 of August 12, 1969, Law No. 6,099 of September 12, 1974, Law No. 10,194 of February 14, 2001, Article 7 of Decree-Law No. 2,291 of November 21, 1986, and Article 1 of Complementary Law No. 130 of April 17, 2009,

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Lineage: In force

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Show all related documents (14)

Supersedes: Resolution No. 3398 dated 2006-08-29not in RegAlert
Issued under: Complementary Law No. 130, of April 17, 2009 – National Cooperative Credit System2009Act No. 2291 dated 1986-11-21not in RegAlertAct No. 759 dated 1969-08-12not in RegAlertLaw No. 10194 dated 2001-02-14not in RegAlertLaw No. 4595 dated 1964-12-31not in RegAlertLaw No. 4728 dated 1965-07-14not in RegAlert
+2 more
Law No. 4864 dated 1965-11-29not in RegAlertLaw No. 6099 dated 1974-09-12not in RegAlert
Referred to by: CMN Resolution No. 5,187 — Recovery and Resolution Planning Process for Financial Institutions2024 CMN Resolution No. 5,049 — Amending Resolutions Nos. 4,282, 4,553, 4,606, 4,677, 4,955, and 4,9582022 CMN Resolution No. 4,955 — Establishes the methodology for calculating Reference Equity (PR)2021 Resolution CMN No. 4606 — Simplified Optional Methodology for Minimum Simplified Reference Equity (PRS5) Calculation and Simplified Risk Management Structure2017 Resolution CMN No. 4557 — Establishes the Risk Management Structure and Capital Management Structure2017

Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works