Normative Instruction BCB No. 109 — Amends the Layout, Filling Instructions, and XSD Validation Schema of Document 5050 (DRO)

This instruction updates the layout, filling instructions, and XSD validation schema for Document 5050 (Operational Risk Statement). Key changes include relocating the 'fonteRecuperacao' field to the 'accounting entries' block, adding the 'NA' domain to that field, adjusting deadlines for accumulated provisions, correcting the initial submission date, allowing negative decimal values, making accounting accounts optional, and restricting the 'categoriaNivel2' field to codes in Annex II. These modifications apply to entities required to submit Document 5050 and take effect on June 1, 2021.

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The Head of the Financial System Monitoring Department (Desig), the Head of the Banking Supervision Department (Desup), and the Head of the Strategic Management and Specialized Supervision Department (Degef), using the authority granted to them by Article 23, item I, letter 'a', of the Internal Regulations of the Central Bank of Brazil, annexed to Ordinance No. 84,287, of February 27, 2015, and, regarding the first, based on Article 77, item III, of the aforementioned Regulations, and in view of the provisions of CMN Resolution No. 4,557, of February 23, 2017, and Circular No. 3,979, of January 30, 2020,

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This document amends: Circular No. 3979 — Establishes and updates the operational risk database and requires remittance to the Central Bank of Brazil of information on operational risk events

Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works