Regulatory Alerts2020-05-20 | DOF 5593585Added
Resolution Establishing Electronic Means to Report Compliance Committee Changes, Compliance Officer Designation, Control Identity, and Share Transmissions
The resolution mandates that regulated entities, including credit institutions, brokerage houses, money transmitters, and investment funds, must report the composition and changes of their Communication and Control Committees, the appointment or revocation of Compliance Officers, the identity of controlling persons, and share transfers exceeding two percent of paid-in capital. These disclosures must be submitted electronically via the Interinstitutional Information Transfer System (SITI PLD/FT) using official formats available on the portal. The system generates an electronic receipt upon submission, and once received, the information cannot be modified.
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