Resolution Establishing the Official Format for Reporting Total Foreign Exchange Amounts Applicable to Currency Exchange Centers

Insurgentes Sur No. 1971, Plaza Inn, Col. Guadalupe Inn C.P. 01020, Delegación Álvaro Obregón, Ciudad de México Tel.: 5255 1454-6000 www.gob.mx/cnbv RESOLUTION ESTABLISHING THE OFFICIAL FORMAT FOR THE REPORT OF THE TOTAL AMOUNTS OF FOREIGN EXCHANGE APPLICABLE TO CURRENCY EXCHANGE CENTERS Published in the Official Gazette of the Federation on July 16, 2014

Insurgentes Sur No. 1971, Plaza Inn, Col. Guadalupe Inn C.P. 01020, Delegación Álvaro Obregón, Ciudad de México Tel.: 5255 1454-6000 www.gob.mx/cnbv The National Banking and Securities Commission, based on the provisions of Article 16, paragraph I of the Law of the National Banking and Securities Commission and the 49th of the General Provisions of a general nature referred to in Article 95 Bis of the General Law of Credit Auxiliary Organizations and Activities applicable to currency exchange centers referred to in Article 81-A of the same legislation, and CONSIDERING That with the publication in the Official Gazette of the Federation on April 10, 2012 of the 95 Bis of the General Law of Credit Auxiliary Organizations and Activities applicable to the currency exchange centers referred to in Article 81- Secretariat of Finance and Public Credit, the current regulations were adjusted in accordance with the international standards in the matter of combating money laundering and the financing of terrorism with respect to said persons; That in terms of the 49th of the aforementioned provisions, currency exchange centers must communicate to the Secretariat of Finance and Public Credit through the National Banking and Securities Commission within the last ten business days of the months of January, April, July and October of each year, the total amounts of foreign exchange that they have received and delivered as part of the operations that they have carried out during the immediate quarter prior to the months indicated, as applicable, through the electronic formats that the Commission itself makes known for such purposes, and That it is convenient to continue advancing in the automation of the information received by this Decentralized Body, as well as to achieve greater efficiency in its sending and reception, this Commission has resolved to issue the following:
RESOLUTION ESTABLISHING THE OFFICIAL FORMAT FOR THE REPORT OF THE TOTAL AMOUNTS OF FOREIGN EXCHANGE APPLICABLE TO CURRENCY EXCHANGE CENTERS
Article 1.- This Resolution aims to establish the official format provided for in the
49th of the Provisions, as well as the instructions for its completion.
For the purposes of this Resolution, the definitions established in the 2nd of the Provisions shall apply, in addition to those mentioned below, which may be used in singular or plural:
I. Provisions: to the General Provisions of a general nature referred to in Article 95 Bis of the
General Law of Credit Auxiliary Organizations and Activities, applicable to the currency exchange centers referred to in Article 81-A of the same legislation, published in the Official Gazette of the Federation on April 10, 2012.

Insurgentes Sur No. 1971, Plaza Inn, Col. Guadalupe Inn C.P. 01020, Delegación Álvaro Obregón, Ciudad de México Tel.: 5255 1454-6000 www.gob.mx/cnbv
II. Format: to the electronic form referred to in Article 2 of this Resolution.
III. SITI: to the Interinstitutional Information Transfer System, and
IV. Unit: to the Financial Intelligence Unit of the Secretariat.
Article 2.- Currency exchange centers must send to the Unit, through the Commission, the
information regarding the total amounts of foreign exchange that they have received and delivered as part of the operations that they have carried out, using for such effect the Format and its filling instructions contained in Annex A of this Resolution. The reference information must be presented in the terms and periodicity established in the Provisions.
Article 3.- Currency exchange centers will send the Format electronically through the SITI,
an electronic receipt of which will state the name of the sending currency exchange center, folio number, type of report, reporting period, date and time of receipt, as well as the total number of records received. Currency exchange centers are responsible for the sending of the financial information in question, as well as for ensuring that it meets the quality and characteristics required; likewise, they must maintain the confidentiality and secrecy of the information of their Users in terms of the applicable regulations.
Article 4.- The Commission must make available to currency exchange centers through the SITI
the catalogs that, in turn, it sends the Secretariat, and that will serve as the basis for which the Obligated Subjects capture the financial information referred to in Article 2 of the present Resolution.
Article 5.- The information mentioned in this Resolution will be reviewed and if it does not
meet the quality and characteristics required, it may be resent on a single occasion. In the opposite case, or if it is not presented, the corresponding sanctions will be imposed. Currency exchange centers will present to the Commission the information referred to in this Resolution through the Compliance Officer. TRANSITORY PROVISIONS FIRST.- This Resolution will enter into force the day following its publication in the Official Gazette of the Federation, except for what is provided in the Second Transitory Article following.

Insurgentes Sur No. 1971, Plaza Inn, Col. Guadalupe Inn C.P. 01020, Delegación Álvaro Obregón, Ciudad de México Tel.: 5255 1454-6000 www.gob.mx/cnbv SECOND.- Currency exchange centers must send within the last ten business days of the month of October 2014, the information on the total amounts of foreign exchange that they have received and delivered, corresponding to the second and third quarters of 2014 in terms of what is provided in this instrument. THIRD.- From the date of entry into force of this Resolution, the Commission will make available to currency exchange centers through the SITI in electronic version, the formats and catalogs referred to in Articles 2 and 4.