Regulatory Alerts2018-12-13 | DOF 5546428Added
Resolution modifying general provisions establishing the procedure for responding to information and documentation requests from competent authorities to financial entities supervised by the CNBV
The resolution amends Articles 2 and 5 and substitutes Annex 1 of the general provisions governing the procedure for responding to information and documentation requests from competent authorities to financial entities supervised by the National Banking and Securities Commission (CNBV). Article 2 is modified to explicitly include financial technology institutions in the definition of financial entities. Article 5 is amended to specify that for financial technology institutions without a General Director, the responsible persons must be within the four lowest hierarchical levels below the unique administrator. The resolution enters into force the day following its publication in the Official Gazette of the Federation.
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