Regulatory Alerts2017-07-04 | DOF 5488881Added
Resolution modifying general provisions for the certification of independent external auditors, compliance officers and other professionals in the prevention of money laundering and terrorist financing
The CNBV amends Articles 2, 9, 13, 26, and 30 of the general provisions for the certification of independent external auditors, compliance officers, and other professionals in the prevention of money laundering and terrorist financing. The changes expand the definition of supervised entities, introduce disqualification criteria regarding prior suspensions or revocations, mandate document verification by evaluators, require at least one certified partner or employee for audit firms, and establish specific grounds for certification revocation, including economic sanctions, methodological deviations, and document falsification. These modifications entered into force the day following their publication in the Official Gazette on July 4, 2017.
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