Regulatory Alerts2016-12-27 | DOF 5467697Added
Resolution modifying the General Provisions applicable to Brokerage Houses
The National Banking and Securities Commission replaces Annexes A, B, C, and D of the General Provisions applicable to Brokerage Houses to update information requirements for potential shareholders and proposed directors or executives. Shareholders holding more than 5% or 30% of capital, or those seeking to acquire additional shares exceeding 5% under specific thresholds, must submit the new Annex A and B information ten business days prior to the intended acquisition. The resolution entered into force the day after its publication on December 27, 2016, while ongoing procedures remain governed by the previous regulations.
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