Regulatory Alerts2017-10-18 | DOF 5501659Added
Resolution modifying the General Provisions applicable to Brokerage Houses
The resolution amends the Second Transitory Provision, Section I, of the General Provisions applicable to Brokerage Houses to extend the deadline for preparing or modifying internal control manuals, policies, and procedures related to the business continuity plan to three months. This extension applies to the manuals and procedures referenced in Articles 15 Bis, 59, 87, 117 Bis, 117 Bis 6, 117 Bis 13, and 117 Bis 15, which must be submitted to the National Banking and Securities Commission for authorization. The resolution entered into force the day following its publication in the Official Gazette of the Federation on October 19, 2017.
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