Regulatory Alerts2025-07-24 | DOF 5763698Added
Resolution modifying the General Provisions applicable to Brokerage Houses
The CNBV amends Articles 171, 171 Bis, and 171 Bis 1 of the General Provisions applicable to brokerage houses to establish specific authorization procedures and disclosure requirements for special accounting criteria and records. Brokerage houses must submit detailed applications demonstrating the impact of natural disasters or financial distress on solvency and liquidity to obtain temporary authorization for these special treatments. Authorized entities are required to provide comprehensive disclosures in their financial statements, including the nature of the authorization, affected amounts, and impacts on key financial indicators. The resolution becomes effective the day following its publication in the Official Gazette.
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