Regulatory Alerts2016-12-27 | DOF 5467698Added
Resolution Modifying the General Provisions Applicable to Investment Funds and Persons Providing Services to Them
The CNBV replaces Annexes 13, 14, 15, 16, and 21 of the General Provisions applicable to investment funds and service providers with new formats for information, curriculum, and protest letters. These requirements apply to persons intending to participate in the share capital of operating, distributing, or valuing societies, as well as those administering electronic trading mechanisms or information dissemination. The resolution entered into force the day after its publication on December 27, 2016, while prior procedures remain governed by the regulations in effect at the time of publication.
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