Regulatory Alerts2017-10-04 | DOF 5499800Added
Resolution modifying the general provisions applicable to investment funds and persons providing services to them
The CNBV amends Article 26 and Annexes 13, 14, 15, 16, and 21 of the general provisions for investment funds. The resolution simplifies administrative procedures by eliminating the requirement to submit credit reports and criminal record certificates twice during authorization processes for shareholders and directors. It mandates the inclusion of a valid compliance officer certification in authorization requests for fund operator and distributor societies. The resolution entered into force the day after its publication on October 4, 2017.
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